[1995] UKEAT 485 – 94 – 0906
Bailii
England and Wales
Employment
Updated: 20 December 2021; Ref: scu.209165
[1995] UKEAT 485 – 94 – 0906
Bailii
England and Wales
Employment
Updated: 20 December 2021; Ref: scu.209165
EAT Race Discrimination – Burden of proof (1) ET erred when, in considering whether C had made out a prima facie case of race discrimination, it paid attention at that stage to evidence and explanations of the . . R. Sinclair Roche and Temperley [2004] IRLR 763 EAT applied.
(2) Inferences may be drawn under RRA 1976 Section 65 from material given by a respondent in response to a statutory questionnaire, or otherwise, including a Response and additional information.
His Honour Judge Mcmullen QC
UKEAT/0385/04, [2005] UKEAT 0385 – 04 – 0702
Bailii, EAT
England and Wales
Citing:
Cited – Dr Anya v University of Oxford and Another CA 22-Mar-2001
Discrimination – History of interactions relevant
When a tribunal considered whether the motive for an act was discriminatory, it should look not just at the act, but should make allowance for earlier acts which might throw more light on the act in question. The Tribunal should assess the totality . .
Lists of cited by and citing cases may be incomplete.
Discrimination, Employment
Updated: 20 December 2021; Ref: scu.223157
[1993] UKEAT 314 – 91 – 1702
Bailii, Bailii
England and Wales
Citing:
Cited – Meek v City of Birmingham District Council CA 18-Feb-1987
Employment Tribunals to Provide Sufficient Reasons
Tribunals, when giving their decisions, are required to do no more than to make clear their findings of fact and to answer any question of law raised.
Bingham LJ said: ‘It has on a number of occasions been made plain that the decision of an . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 20 December 2021; Ref: scu.210467
[1995] UKEAT 462 – 95 – 1210
Bailii
England and Wales
Employment
Updated: 18 December 2021; Ref: scu.209354
Rimer, Aikens LJJ, Sir Stanley Burnton
[2014] EWCA Civ 978
Bailii
England and Wales
Employment, Discrimination
Updated: 17 December 2021; Ref: scu.535250
The court was asked ‘When does a director and shareholder of a company fall to be treated as an ’employee’ of the company for the purposes of redundancy and insolvency payments from the National Insurance Fund administered by the Department of Employment and Learning?’
Girvan LJ Coghlin LJ and Weatherup J
[2014] NICA 26
Bailii
Northern Ireland
Employment, Insolvency, Taxes – Other
Updated: 16 December 2021; Ref: scu.534050
Claims for sums alleged to be owing to him and for compensation following the termination of his employment
Floyd J
[2013] EWHC 1152 (Ch)
Bailii
England and Wales
Employment
Updated: 13 December 2021; Ref: scu.503479
The court considered the calculation of redundancy payments.
Held: The employer’s appeal succeeded. Though the overtime was regularly worked, it was not a contractual obligation,and was not to be taken into account.
Lord Denning MR said: ‘it is a very great advantage to the men to have short working hours of 40 hours a week – on basic rates – with considerable overtime work – on overtime rates. It means a great increase in the take-home pay. Tt means also that they can take industrial action – by banning overtime – without thereby being in breach of their contracts of employment. Those conditions can carry however with them this disadvantage: when a man is made redundant, his redundancy payment is less because his normal working hours are only 40 hours. No doubt the union feel that the advantages outweigh the disadvantage. The men cannot have it both ways. Having committed themselves by written agreement to normal working hours of 40, they cannot go back on it.’
Lord Denning MR, Orr, Lawton LJJ
[1974] EWCA Civ 11, [1974] ITR 282, [1974] IRLR 155, [1974] ICR 420, [1975] KIR 149
Bailii
England and Wales
Employment
Updated: 11 December 2021; Ref: scu.262725
The parties had disputed a difference in payment between the woman applicant and men doing similar work. After a lengthy dispute the parties now disputed the costs.
Held: The company had correctly been ordered to pay the costs.
Lord Denning MR, Lawton, Cummin-Bruce LJJ
[1980] EWCA Civ 7, [1981] QB 180, [1980] ICR 672, [1980] IRLR 210, [1980] 2 CMLR 217, [1980] 3 WLR 929, [1981] 1 All ER 111
Bailii
England and Wales
Citing:
At EAT – Smith v Macarthys Ltd EAT 14-Dec-1977
Mrs Smith was employed by the respondents, wholesale dealers in pharmaceutical products, as a warehouse manageress at a weekly salary of andpound;50. She complained of discrimination in pay because her male predecessor whose post she took up after . .
At CA (1) – Macarthys Ltd v Smith CA 1980
The employee had taken on a job substantially similar to that of a previous male employee, but had been paid less. She succeeded in a claim under the 1971 Act before the industrial tribunal and Employment Appeal Tribunal. The employer appealed . .
At ECJ – Macarthys Ltd v Smith ECJ 27-Mar-1980
The first paragraph of article 119 of the EEC Treaty applies directly, and without the need for more detailed implementing measures on the part of the community or the member states, to all forms of direct and overt discrimination which may be . .
Lists of cited by and citing cases may be incomplete.
Employment, European, Costs
Updated: 11 December 2021; Ref: scu.262686
The defendant had sold his business to the claimants and in part consideration had accepted restrictive covenants as to his not competing with them. On indicating his desire to leave the claimants and work for a competitor, made statements which the defendant claimed were poisonous and amounted to constructive dismissal.
Held: The defendant had erased his own diaries, and procured unauthorised and false entries in the claimant’s email inbox. The duty of trust and confidence bbetween employer and employee is a mutual one, but the test as to a breach by the employer is its effect on the employee. Though the existence of the restriction was confidential, in the circumstances of the defendant’s ne employers themselves briefing the press, the claimant was not bound to keep it so.
Bernard Livesey QC
[2007] EWHC 2892 (QB), [2008] IRLR 207
Bailii
England and Wales
Citing:
Cited – Woods v WM Car Services (Peterborough) Ltd EAT 1981
Any breach of the implied term of trust and confidence will amount to a repudiation of the contract, but in cases of constructive dismissal, an employee has no remedy even if his employer has behaved unfairly, unless it can be shown that the . .
Cited – Lewis v Motorworld Garages Ltd CA 1985
The court considered the circumstances under which an employee might resign and successfully claim constructive dismissal.
Glidewell LJ said: ‘This breach of this implied obligation of trust and confidence may consist of a series of action on . .
Cited – Investors Compensation Scheme Ltd v West Bromwich Building Society HL 19-Jun-1997
Account taken of circumstances wihout ambiguity
The respondent gave advice on home income plans. The individual claimants had assigned their initial claims to the scheme, but later sought also to have their mortgages in favour of the respondent set aside.
Held: Investors having once . .
Cited – Malik v Bank of Credit and Commerce International (BCCI); Mahmud v Bank of Credit and Commerce International HL 12-Jun-1997
Allowance of Stigma Damages
The employees claimed damages, saying that the way in which their employer had behaved during their employment had led to continuing losses, ‘stigma damages’ after the termination.
Held: It is an implied term of any contract of employment that . .
Cited – Imperial Group Pension Trust Ltd v Imperial Tobacco Ltd 1991
A company pension scheme had been operating for many years, with increases being provided for under one rule. A new rule was introduced to provide regular increases. The company was taken over, and the trustees sought clarification of the company’s . .
Cited – Boston Deep Sea Fishing and Ice Co v Ansell CA 1888
An employer having dismissed an employee (its managing director) later learnt of the employee’s fraud.
Held: The employer was allowed to rely upon that fraud to justify the dismissal. Where an agent is in wrongful repudiation of his contract . .
Cited – Symbian Ltd v Christensen ChD 8-May-2000
The court granted an injunction to the company restraining Mr Christensen from undertaking or continuing employment by, or the provision of advice, assistance or services to the Microsoft Corporation at any time before 16th September 2000, being the . .
Cited by:
Cited – SG and R Valuation Service Co v Boudrais and others QBD 12-May-2008
The claimant sought to require the defendants not to work during their notice period to achieve the equivalent of garden leave despite there being no provision for garden leave in the contracts. It was said that the defendants had conspired together . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 10 December 2021; Ref: scu.261922
The claimant IT engineer was injured replacing a computer card. He was employed by other defendants contracting for the now only continuing defendant.
His Honour Judge Reddihough,
(Sitting as a Judge of the High Court)
[2007] EWHC 2540 (QB)
Bailii
England and Wales
Cited by:
Appeal from – Mason and Another v Satelcom Ltd and East Potential Ltd CA 14-May-2008
The claimant was replacing a computer memory card. He fell from a ladder suffering injury. He was employed by the defendant contracting for another defendant, and used a ladder on loan from another neighbour.
Held: The contribution sought from . .
Lists of cited by and citing cases may be incomplete.
Personal Injury, Employment
Updated: 10 December 2021; Ref: scu.261904
EAT Appeal from ET’s decision, at directions hearing, permitting evidence to be adduced, at the forthcoming hearing of a direct sex discrimination and victimisation complaint, of the Applicant’s allegation that, at a meeting expressed to be ‘without prejudice’, her employers sought to terminate her employment following a grievance raised by her about her treatment on return from maternity leave. Appeal dismissed.
The applicability of and exceptions to the ‘without prejudice’ rule in such circumstances. Was there an extant dispute as to termination of her employment? Did the employers’ conduct fall within the ‘abuse’ exception to the rule?
Cox J
UKEAT/0218/04/RN, [2004] UKEAT 0218 – 04 – 3003, UKEAT/0218/04, [2004] IRLR 508
Bailii, EATn
England and Wales
Citing:
Cited – In Re Daintrey, Ex Parte Holt QBD 8-May-1893
The court was asked whether a letter could be admitted in evidence and relied upon as an act of bankruptcy. The letter was sent by the debtor to the creditor at a time when there was no dispute, headed ‘without prejudice’. It contained an offer of . .
Cited – Unilever plc v Procter and Gamble Company CA 4-Nov-1999
The defendant’s negotiators had asserted in an expressly ‘without prejudice’ meeting, that the plaintiff was infringing its patent and they threatened to bring an action for infringement. The plaintiff sought to bring a threat action under section . .
Cited – Independent Research Services Ltd v Catterall EAT 26-Jun-1992
The claimant was a director of the employer’s company. He claimed that the relationship of trust and confidence with the company had been undermined so far as to be a repudiatory breach of the contract. Before his complaint of unfair dismissal, he . .
Cited – Cutts v Head and Another CA 7-Dec-1983
There had been a trial of 35 days regarding rights of way over land, which had proved fruitless, and where some orders had been made without jurisdiction. The result had been inconclusive. The costs order was now appealed, the plaintiff complaining . .
Cited – Forster v Friedland CA 10-Nov-1992
The defendant admitted that he considered himself honour bound by an agreement, but said that if it came to litigation he would deny any legal obligation. On the facts, this was held to be ‘very far from blackmail’. As an exception to the rule that . .
Cited – Fazil-Alizadeh v Nikbin CA 25-Feb-1993
There are powerful policy reasons for admitting in evidence as exceptions to the without prejudice rule only the very clearest of cases. Unless this highly beneficial rule is most scrupulously and jealously protected, it will all too readily become . .
Cited – Berry Trade Ltd and Another v Moussavi and Others CA 21-Mar-2002
The respondent had, it was alleged, had breached worldwide asset freezing orders, and was liable to be committed to prison. Legal Aid was refused by the Legal Services Commission. After several adjournments, the other party offered to pay for . .
Cited – Savings and Investment Bank Ltd (In Liquidation) v Fincken CA 14-Nov-2003
Parties to litigation had made without prejudice disclosures. One party sought to give evidence contradicting the dsclosure, and the other now applied for leave to amend based upon the without prejudice statements to be admitted to demonstrate the . .
Cited – Savings and Investment Bank Ltd (In Liquidation) v Fincken CA 14-Nov-2003
Parties to litigation had made without prejudice disclosures. One party sought to give evidence contradicting the dsclosure, and the other now applied for leave to amend based upon the without prejudice statements to be admitted to demonstrate the . .
Cited – Tower Boot Company Limited v Jones CA 11-Dec-1996
An employer’s liability for racial abuse by its employees is wider than its liability under the rules of vicarious liability. The statute created new obligations. Sex and race discrimination legislation seeks to eradicate the ‘very great evil’ of . .
Cited – Anyanwu and Another v South Bank Student Union and Another HL 24-May-2001
The university had imposed a new constitution on its students union, which resulted in the dismissal of the claimant. He sought to assert racial discrimination.
Held: The concept of ‘aiding’ somebody in committing discriminatory behaviour . .
Cited by:
Cited – Amwell View School v Dogherty EAT 15-Sep-2006
amwell_dogherty
The claimant had secretly recorded the disciplinary hearings and also the deliberations of the disciplinary panel after their retirement. The tribunal had at a case management hearing admitted the recordings as evidence, and the defendant appealed, . .
Cited – Brunel University and Another v Webster and Vaseghi CA 22-May-2007
The parties had been involved in long standing disputes about the procedures in the respondents complaints of race discrimination. The claims had been dismissed, but the Vice-Chancellor then wrote publicly of unfounded unwarranted and excessive . .
Cited – X v Y Ltd (Practice and Procedure – Disclosure) EAT 9-Aug-2018
Iniquity surpasses legal advice privilege
PRACTICE AND PROCEDURE – Disclosure
PRACTICE AND PROCEDURE – Striking-out/dismissal
An Employment Judge struck out paragraphs of the Claimant’s claim as they depended on an email in respect of which legal advice privilege was claimed. . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Updated: 10 December 2021; Ref: scu.195865
EAT Redundancy: Suitable Alternative Employment – UNFAIR DISMISSAL – Reasonableness of dismissal
Application of the two-fold test for suitability and unreasonable refusal of alternative employment disentitling the employee to a redundancy payment; see Bird v Stoke-on-Trent Primary Care Trust UKEAT/0074/11, paragraphs 17 to 21. Effect on finding of fair redundancy dismissal: the Claimant’s appeal is allowed and case remitted for rehearing by the Employment Tribunal.
Peter Clark HHJ
[2017] UKEAT 0293 – 16 – 0803
Bailii
England and Wales
Employment
Updated: 06 December 2021; Ref: scu.582058
Olympic Airlines, incorporated in Greece, but with headquarters in London, went into liquidation. The pensions scheme had been run with a deficit. The trustees no sought the winding up of the company under British law.
Held: To be an establishment for the purposes of the Insolvency Regulation the following qualities must be present on the date the petition was presented:
(1) a place of operations, at which –
(2) the company carries out an activity which is:
(a) economic, and
(b) non-transitory,
(3) with
(a) human means, and
(b) assets. OA satisfied each of those conditions.
Sir Andrew Morritt Ch
[2012] EWHC 1413 (Ch)
Bailii
Insolvency Act 1986, Pensions Act 1995, Council Regulation (EC) 1346/2000
England and Wales
Citing:
Cited – Staubitz-Schreiber (Area of Freedom, Security and Justice) ECJ 17-Jan-2006
ECJ Judicial cooperation in civil matters – Insolvency proceedings – Regulation (EC) No 1346/2000 – Temporal application – Court having jurisdiction . .
Cited – Interedil Srl, in liquidation v Fallimento Interedil Srl, Intesa Gestione Crediti SpA ECJ 20-Oct-2011
interedill2ECJ2011
ECJ Reference for a preliminary ruling – Whether a lower court has the power to refer a question to the Court for a preliminary ruling – Regulation (EC) No 1346/2000 – Insolvency proceedings – International . .
Cited – Trillium (Nelson) Properties Ltd v Office Metro Ltd ChD 9-May-2012
Winding-up petition in which the principal issue is whether or not Office Metro Limited can be wound up in this jurisdiction in the light of the fact that, despite its being an English registered company, its centre of main interest is in . .
Cited by:
Appeal from – Olympic Airlines Sa Pension and Life Insurance Scheme v Olympic Airlines Sa CA 6-Jun-2013
The court considered the the jurisdiction under EU law to commence a secondary winding-up in England of a company whose main liquidation is taking place in Greece. That depended upon whether the company, registered in Greece had a sufficient . .
At First Instance – Olympic Airlines Sa Pension and Life Assurance Scheme, The Trustees of The v Olympic Airlines Sa SC 29-Apr-2015
The airline was incorporated in Greece but with an office in the UK. It became insolvent leaving a deficit in the UK employee pension scheme. The trustees of the fund sought a secondary insolvency within the UK, and now a reference to the European . .
Lists of cited by and citing cases may be incomplete.
Insolvency, European, Financial Services, Employment
Updated: 06 December 2021; Ref: scu.459890
(Unfair Dismissal : Reasonableness of Dismissal) – Employment Tribunal finding of unfair conduct dismissal set aside. Factors considered by ET irrelevant to reasonable investigation question. Dismissal fell within band of reasonable responses
[2014] UKEAT 0361 – 13 – 0805
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525200
Unfair dismissal – Automatically unfair reasons – Reasonableness of dismissal -Employment Tribunal entitled to conclude, following a 15 day hearing, that the Appellant’s dismissal was by reason of her conduct; not disclosures, whether protected or not, which she had made (the ET found, save for two, in bad faith). That dismissal for that reason was fair applying the Burchell test. It was a reasonable sanction.
[2014] UKEAT 0324 – 13 – 1504
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525194
[2014] EWHC 1196 (QB)
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525163
EAT Contract of Employment – The Claimant was a telephone interviewer who worked on an ad hoc basis between 7 and 43 hours almost every week. The Employment Judge made an express finding having heard evidence that the Claimant was not obliged to work any week when she did not want to and the employer was not obliged to offer her work. On that finding of fact her appeal against the conclusion that she was not an employee could not succeed. An alternative case (not advanced before the EJ) that she was an employee when working on specific assignments and that she had sufficient continuity under section 108 ERA was not a viable way of putting the claim since it was not the termination of any particular assignment that she was complaining of but the termination of the umbrella arrangement, which was not a contract of employment.
[2014] UKEAT 0116 – 13 – 2002
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525184
Transfer of Undertakings : Acquired Rights Directive
[2014] UKEAT 0298 – 13 – 1604
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525193
EAT (Jurisdictional Points : Claim In Time and Effective Date of Termination) – Bias, misconduct and procedural irregularity – Whether Employment Judge entitled to rely on last act of discrimination relied on by the Claimant in evidence for limitation purposes, although later incident mentioned in Form ET1.
Held: he was. Segor v Goodrich (EAT/0145/11/DM) and Mensah v E.Herts NHS Trust [1998] IRLR 531 (CA) considered.
[2014] UKEAT 0125 – 13 – 1303
Bailii
England and Wales
Employment
Updated: 03 December 2021; Ref: scu.525189
Application for an interim injunction brought by the claimants, Capgemini India Private Limited, a company incorporated under the law of the Republic of India and Capgemini Financial Services UK Limited in the following terms, namely that the defendants shall not accept custom or business of or in any other way deal with any existing customer with (a), who he had business dealings on behalf of Capgemini or a member of the group within the last six months of his employment with them; and/or (b), in relation to which he had access to confidential information or commercially sensitive information within the last six months of his employment and that such injunction should last until the trial of these proceedings or the 7 May 2014 in respect of the first and third defendants and 14 May 2014 in respect of the second defendant.
Owen QC HHJ
[2014] EWHC 1092 (QB)
Bailii
England and Wales
Employment, Contract
Updated: 03 December 2021; Ref: scu.525157
EAT Transfer of Undertakings : The approach to be adopted by an Employment Tribunal to the identification of a transfer by way of service provision change for the purposes of reg. 3(1)(b) Transfer of Undertakings (Protection of Employment) Regulations 2006 SI 2006/246.
Upholding the Employment Tribunal’s judgment: applying Metropolitan Resources Limited v Churchill Dulwich Ltd, Enterprise Management Services Ltd v Connect-up Ltd and Johnson Controls v UK Atomic Energy Authority, the identification of the ‘activities’ undertaken before and after the provision change was a matter of fact and degree for the Tribunal. It had been entitled to rely on the contractual documentation between the parties and no error of law was disclosed.
Natural Justice
As a subsidiary point, although it would have been preferable if the parties had been afforded the opportunity to make representations on the 2005 Government Consultation document referred to in the Employment Tribunal’s judgment, it was not central to the reasoning but merely served to amplify or underline other points that had been the subject of argument in any event. Moreover, had the parties been able to make such representations, this would have made no difference to the outcome. Applying Stanley Cole Ltd v Sheridan [2003] ICR 1449, CA, the parties had not been deprived of a fair hearing.
Eadt QC J
[2014] UKEAT 0301 – 13 – 2103
Bailii
Transfer of Undertakings (Protection of Employment) Regulations 2006 3(1)(b)
England and Wales
Citing:
Cited – Metropolitan Resources Ltd v Churchill Dulwich Ltd and Others EAT 24-Jun-2009
metro_churchillEAT2009
EAT TRANSFER OF UNDERTAKINGS: Transfer
Migrant Helpline, on behalf of the Home Office; had a contract with Churchill Dulwich Ltd – in Liquidation (‘CD’) by which CD provided accommodation to asylum seekers. . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 02 December 2021; Ref: scu.523028
EAT Unfair Dismissal : Reasonableness of Dismissal – Dismissal found to be fair at disciplinary stage converted to an unfair dismissal following appeal. However, no material unfairness found at the appeal. The highest it was put was that the Claimant was not shown a list of unsuitable vacancies in circumstances where he was not medically fit to continue his employment as a bus driver.
With reluctance (the Claimant had 23 years unblemished service) employer appeal allowed a finding of unfair dismissal set aside.
Peter Clark J
[2013] UKEAT 0103 – 13 – 1112
Bailii
England and Wales
Employment
Updated: 01 December 2021; Ref: scu.522370
EAT UNFAIR DISMISSAL
Grounds of appeal that (a) Environment Agency v Rowan [2008] IRLR 20 not followed (b) a subjective test applied and (c) misdirection on constructive knowledge in a disability discrimination test failed on the facts.
Appeal dismissed.
Birtles J
[2014] UKEAT 0286 – 13 – 2802
Bailii
England and Wales
Employment, Discrimination
Updated: 01 December 2021; Ref: scu.522141
Appeal by nine claimants from a decision of an industrial tribunal concluding in six of the cases that the claim should be dismissed on the basis that the contracts were tainted by illegality.
Morgan LCJ, Higgins LJ and Coghlin LJ
[2014] NICA 3
Bailii
Northern Ireland
Employment
Updated: 29 November 2021; Ref: scu.521267
Renewed application for leave to appeal
Rimer LJ
[2014] EWCA Civ 97
Bailii
England and Wales
Employment
Updated: 29 November 2021; Ref: scu.521206
EAT Practice and Procedure : Costs – Claimant failed to beat earlier Calderbank offer at remedy stage. Employment Tribunal made costs order against her limited to andpound;10,000. On consideration of EAT authorities, EAT concluded that ET had failed to take into account relevant factors. Having done so, costs order set aside and appeal allowed. – Observations made about setting off costs order against compensatory award.
Pdeter Clark J
[2013] UKEAT 0221 – 13 – 0512
Bailii
England and Wales
Employment, Costs
Updated: 28 November 2021; Ref: scu.520037
EAT Practice and Procedure : Review – JURISDICTIONAL POINTS – Claim in time and effective date of termination
The issue on the appeal was whether the Employment Tribunal had erred in law by refusing to review a decision that the claim in respect of unlawful deductions was out of time. In effect the Appellant had complained about the course of events at the hearing and about the decision that he was out of time and that should have been sufficient to trigger a reconsideration even though the rest of the letter applying for a review concentrated on reasons why the application had not been made earlier. The fact that the decision as to the claim being out of time appeared to be contrary to the decision of this Tribunal in Arora v Rockwell Automation Ltd UKEAT/0097/06 and thus very arguably wrong (subject to the facts, which remained to be properly investigated), whilst not drawn to the attention of the Employment Judge at that stage and not decisive by itself, nevertheless weighed in the balance when deciding whether there had been an error of law.
Hand QC J
[2013] UKEAT 0067 – 13 – 2410
Bailii
England and Wales
Employment
Updated: 26 November 2021; Ref: scu.518529
[1998] UKEAT 38 – 98 – 0102
Bailii
England and Wales
Employment
Updated: 23 November 2021; Ref: scu.206171
[1998] UKEAT 1372 – 97 – 2201
Bailii
England and Wales
Employment
Updated: 23 November 2021; Ref: scu.206068
Extra Diision, Inner House – Appeal from EAT against finding of sex discrimination
Lord Bracadale
[2013] ScotCS CSIH – 86
Bailii
Sex Discrimination Act 1975
Scotland
Employment
Updated: 22 November 2021; Ref: scu.517017
The claimant appealed against an order that he contribute one half of the defendant’s costs of defending the employment claim which he had lost.
Maurice Kay VP CA, Patten, Fulford LJJ
[2013] EWCA Civ 949, [2013] 5 Costs LR 777, [2013] ICR D39, [2013] Eq LR 993, [2013] WLR(D) 320
Bailii, WLRD
England and Wales
Costs, Employment
Updated: 18 November 2021; Ref: scu.514251
The claimant stock broking firm sought to recover its uninsured losses after having paid out for what was said to have been negligent advice by the respondent, a self-employed broker working for them.
Held: The power to recover such losses were part of the contract with the broker, and the provision did not offend against public policy and were not void: ‘there is no intrinsic bar to the parties to a contract giving a power to one of them to determine something which affects their rights. It is, of course, a very different situation to that where contract provides for a tribunal to determine disputes between the parties, which tribunal is to be independent of the parties, and later a question of bias arises relating to the tribunal. These cases show that the court will intervene when an express term of the contract has not been complied with by the decision-maker, or where an implied term such as to act reasonably and in good faith has not been met. The jurisdiction of the court is not ousted.’
Sir Raymond Jack
[2013] EWHC 2137 (QB)
Bailii
England and Wales
Citing:
Cited – Lee v Showmens Guild of Great Britain CA 1952
Decisions of inferior tribunals, including arbitrators, were reviewable on the basis of general error of law on record for which certiorari might issue. A decision may be reviewable where there was no evidence supporting particular conclusions.
Cited – West of England Shipowners Mutual Insurance Association (Luxembourg) v Cristal Ltd CA 1996
A contract had been set up to provide compensation for oil pollution losses. It was between oil companies who contributed to the fund and its administrators, Cristalwho was to ‘be the sole judge in accordance with these terms of the validity of any . .
Cited – R E Brown and others v GIO Insurance Limited CA 6-Feb-1998
A reinsurance contact provided for an excess and limit of liability to be calculated on the basis of ‘each and every loss and/or series of losses arising out of one event.’ It also provided that ‘The Reassured shall be the sole judge as to what . .
Cited – Skidmore v Dartford and Gravesham NHS Trust HL 22-May-2003
The disciplinary code for doctors employed by the NHS provides different procedures cases involving allegations of ‘professional conduct’ or ‘personal conduct.’ The first would involve a more judicial process, and the second a more informal . .
Lists of cited by and citing cases may be incomplete.
Financial Services, Employment
Updated: 17 November 2021; Ref: scu.513546
EAT Practice and Procedure – Bias, misconduct and procedural irregularity.
His Hon Judge McMullen QC
[2003] EAT 0034 – 03 – 0606, [2003] UKEAT 0034 – 03 – 0606, EAT/34/03 and EAT/224/03
Bailii, Bailii, EAT
England and Wales
Cited by:
See Also – Mitie Lindsay Ltd v Lynch EAT 20-Aug-2003
. .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 12 November 2021; Ref: scu.189498
EAT Race Discrimination : Direct
Indirect
Post Employment
UNLAWFUL DEDUCTION FROM WAGES
NATIONAL MINIMUM WAGE
WORKING TIME REGULATIONS
The Claimant was a Nigerian woman who had been employed as a domestic servant for Nigerian employers, having obtained a migrant domestic workers’ visa to enable her to do so. She succeeded on her claim for direct race discrimination, on the basis that the burden of proof shifted and no sufficient explanation was offered by her employers, following Mehmet v Aduma. Held that was an error: the case was wrongly decided, and was no precedent for the circumstances here. The burden of proof did not shift without something more than a difference of race and disparity of treatment. The fact of needing a migrant worker visa was a background circumstance, not a cause of the mistreatment: this was not a case such as James v Eastleigh, or JFS, where an inevitably discriminatory criterion had been applied.
Indirect discrimination could not be established on the basis of the PCP contended for below; harassment failed for the same reasons as did the claim of direct discrimination. Victimisation arising out of events some months after the employment ended was alleged. A defence that the Equality Act could not be interpreted so as to confer jurisdiction on a Tribunal to hear a complaint of victimisation arising after the relationship of employer/employee had ended was rejected. Jessemey was not followed. The Tribunal’s dismissal of the claim on the basis that a threat issued in response to the claimant taking proceedings (which included claims under the Equality Act, but also other claims) had expressly to refer to the Equality Act or identify such a claim specifically, was reversed.
The employers also appealed on the basis that claims for payment of the Minimum Wage and in respect of the Working Time Directive were excluded because the claimant was treated as a family member. This was rejected, given the findings of fact.
Permission to appeal in this case and the linked appeal of Taiwo was granted.
Langstaff P J
[2013] UKEAT 0283 – 12 – 0105, [2013] Eq LR 577, [2013] IRLR 523, [2013] ICR 1039
Bailii
Equality Act 2010 13(1)
England and Wales
Citing:
Applied – Rowstock Ltd v Jessemey EAT 5-Mar-2013
EAT UNFAIR DISMISSAL – Polkey deduction
AGE DISCRIMINATION – Dismissal
VICTIMISATION – Post-employment
FACTS
The employee was dismissed on grounds of retirement, having reached an age over . .
Cited by:
Cited – Deer v University of Oxford CA 6-Feb-2015
The claimant had previously succeeded in a claim of sex discrimination against the University, her former employer. She now appealed against rejection of her claims alleging later victimisation.
Held: Two appeals succeed, and those matters . .
At EAT – Onu v Akwiwu and Another CA 13-Mar-2014
Two claimants, Nigerian women, came illegally to work as domestics. They suffered severe abuse by their employers. Whilst each received substantial awards, they appealed now from rejection of their claims for discrimination based upon the advantage . .
At EAT – Taiwo and Another v Olaigbe and Others SC 22-Jun-2016
The claimants had been brought here illegally to act as servants for the defendants. They were taken advantage of and abused. They made several claims, but now appealed against rejection of their claims for discrimination. The court was asked . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Updated: 12 November 2021; Ref: scu.495209
EAT Response lodged at the Employment Tribunal 44 minutes late and the Employment Tribunal ordered that the Respondent could take no part in the proceedings and refused to review that order on the basis it had no jurisdiction to do so. The Employment Tribunal has no power under Rule 4 to entertain an application for an extension of time for service of the response once the 28-day period has expired (Rule 4(4)) and, although it has power to entertain an application to set aside judgment in default to grant an extension of time for a response once judgment set aside (Rule 33), no default judgment was entered. However, concluded on appeal that there is power under Rule 34 where the interests of justice require to review the order made under Rule 6 not to accept a response served out of time and to direct it be accepted. The test for making such an order, as with Rule 4 and Rule 33, is what is just and equitable. Review ordered under Rule 34 and decision to accept response substituted.
The Honourable Mr Justice Burton
UKEAT/0093/05, [2005] UKEAT 0093 – 05 – 1904, [2005] IRLR 353
EATn, Bailii
Employment Tribunals (Constitution and Rules of Procedure) Regulations 2004
Citing:
Cited – Kwik Save Stores Ltd v Swain EAT 1997
An appellate court whose jurisdiction is limited to matters of law can only interfere where there has been a breach of well-established legal principles such as failing to take account of relevant factors.
When considering barring a party for . .
Cited – United Arab Emirates v Abdelghafar and others EAT 29-Jul-1994
At a preliminary hearing, when the respondent failed to appear, the tribunal decided that it had jurisdiction to hear a case brought by the claimant against the respondent despite the 1978 Act. The respondent sought to appeal out of time.
Cited by:
Cited – Nelson v Newry and Mourne District Council NIIT 26-Oct-2006
. .
Cited – Thompson v Hickland Haulage Ltd NIIT 22-Mar-2007
. .
Cited – Thompson v Hickland Haulage Ltd NIIT 24-Apr-2008
NIIT The unanimous decision of the tribunal is that the tribunal does not have jurisdiction to hear the claimant’s claim of unfair dismissal because the parties reached a conciliated settlement with the . .
Cited – N Barrosso, M Mayou, A Gray, D Young v C Fahy EAT 31-Jan-2007
EAT Sex Discrimination – Vicarious liability. . .
Cited – Kredenza Ltd v M Jovicevic EAT 10-Nov-2005
EAT Sex Discrimination – Vicarious liability. . .
Cited – Richardson v U Mole Ltd EAT 9-Jun-2005
EAT The Employment Tribunal rejected a claim for unfair dismissal for non-compliance with Rule 1(4)f): there was no express statement (or ticked box, as the new form was not used) that the Claimant was an . .
Cited – Pendragon Plc T/A CD Bramall Bradford v Copus EAT 11-Jul-2005
EAT Practice and Procedure
Response served by Respondent out of time and judgment in default entered. Chairman found that pursuant to Rule 33 of the new Rules he had no discretion to review the default . .
Cited – Butlins Skyline Ltd, M Smith v Beynon EAT 20-Feb-2006
EAT Practice and Procedure – Appearance/Response. . .
Cited – C Bone v Fabcon Projects Ltd EAT 17-Mar-2006
EAT Practice and Procedure – 2002 Act and pre-action requirements. . .
Cited – SKS Ltd v Brown EAT 4-Jul-2007
EAT Practice and Procedure – striking out/dismissal and Appearance / Response and Review
Non – acceptance of response (form incomplete). Correct form sent in time, but Employment Tribunal declined to pay . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 12 November 2021; Ref: scu.257457
The plaintiff said that the defendant had given him a contract to travel with him and to act as the defendant’s courier, but then changed his mind. The plaintiff obtained another engagement to start before the proposed term. The defendant said there could be no breach.
Held: Lord Campbell CJ said: ‘On this motion in arrest of judgment, the question arises, whether, if there be an agreement between A. and B., whereby B. engages to employ A. on and from a future day for a given period of time, to travel with him into a foreign country as a courier, and to start with him in that capacity on that day, A. being to receive a monthly salary during the continuance of such service, B. may, before the day, refuse to perform the agreement and break and renounce it, so as to entitle A. before the day to commence an action against B. to recover damages for breach of the agreement; A. having been ready and willing to perform it, till it was broken and renounced by B. The defendant’s counsel very powerfully contended that, if the plaintiff was not contented to dissolve the contract, and to abandon all remedy upon it, he was bound to remain ready and willing to perform it till the day when the actual employment as courier in the service of the defendant was to begin; and that there could be no breach of the agreement, before that day, to give a right of action. But it cannot be laid down as a universal rule that, where by agreement an act is to be done on a future day, no action can be brought for a breach of the agreement till the day for doing the act has arrived. ‘
Lord Campbell CJ
[1853] EWHC QB J29, [1853] 2 E and B 678, [1853] EngR 760, (1853) 2 El and Bl 678, (1853) 118 ER 922, [1853] EWHC QB J72
Bailii, Commonlii, Bailii
England and Wales
Cited by:
Cited – Sarker v South Tees Acute Hospitals NHS Trust EAT 25-Mar-1997
CS The appellant applied for a job with the respondent. Her offer was confirmed in writing. When the offer was withdrawn before she began to work, she claimed damages under s131.
Held: The employment . .
Cited – SK Shipping (S) Pte Ltd v Petroexport Ltd ComC 24-Nov-2009
The parties disputed the termination of a charterparty for anticipatory repudiatory breach.
Held: To the extent that the dispute relied on disputes of fact, the court preferred the evidence of the claimant. The defendant had displayed an . .
Cited – Bunge Sa v Nidera Bv SC 1-Jul-2015
The court considered the effect of the default clause in a standard form of contract which is widely used in the grain trade. On 10 June 2010 the respondents, Nidera BV, whom I shall call ‘the buyers’, entered into a contract with the appellants, . .
Lists of cited by and citing cases may be incomplete.
Employment, Contract
Leading Case
Updated: 12 November 2021; Ref: scu.241588
Morgan LCJ, Girvan LJ and Gillen LJ
[2015] NICA 47
Bailii
Northern Ireland
Employment
Updated: 11 November 2021; Ref: scu.550141
PRACTICE AND PROCEDURE – Striking-out/dismissal
Strike out of claim – unreasonable conduct of proceedings
During a short break in the course of giving evidence at the Full Merits Hearing of her claims, the Claimant participated in a conversation with a journalist, which included some discussion about the case and about a particular aspect of the Claimant’s evidence given shortly before the break. Aspects of this were overheard by one of the Respondent’s witnesses and by two members of its legal team, who brought the matter to the attention of the ET. Allowing the Claimant to give instructions to her legal representative and to thus provide an initial account of what had taken place, the ET then adjourned for a long weekend to enable the parties to provide statements about this matter. Upon the resumption of the hearing, the Respondent applied for the claim to be struck out due to the Claimant’s unreasonable conduct of the proceedings. Concluding that the Claimant had indeed been party to a discussion about her evidence, in flagrant disregard of the warnings given by the ET on six separate occasions that she must not do so when still giving evidence, the ET concluded that it had irretrievably lost trust in the Claimant and could no longer fairly hear her case. It considered whether there were any alternatives to striking out the claim but concluded that there were none. It therefore struck out the Claimant’s case. The Claimant appealed.
Held: dismissing the appeal
The ET had correctly addressed the four questions identified in Bolch v Chipman [2004] IRLR 140 EAT. Adopting an entirely fair process, it had been entitled to make the findings it did as to what had taken place and had permissibly concluded that the Claimant had thereby unreasonably conducted the proceedings. The ET had gone on to consider whether it could still conduct a fair trial of the Claimant’s case but, having concluded that trust had broken down, had correctly concluded it was not. Asking itself whether it was proportionate to strike out the claim, the ET had considered whether there were any alternatives but had concluded there were none. In the circumstances, that was a conclusion that was open to it and the challenge to its decision to strike out the claim would be dismissed.
Eady QC HHJ
[2018] UKEAT 0097 – 17 – 0504
Bailii
England and Wales
Cited by:
Cited – Hughes Jarvis Limited v Searle Misc 27-Apr-2018
(Oxford County Court) An application was made for the committal for contempt of a party. The court had adjourned overnight while he was giving evidence, and despite being warned against communicating with anyone else, had sent numerous emails to his . .
Cited – Hughes Jarvis Ltd v Searle and Another CA 15-Jan-2019
The claimant and director appealed from orders associated with a finding of contempt of court. The Director, the case having been adjourned overnight during the course of his evidence, and despite warnings to the contrary had sought to communicate . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 11 November 2021; Ref: scu.608293
The claimant had submitted a grievance complaining in general terms of the way in which she had been treated by a manager. She did not, however, refer to a particular incident relied on in her pleading as one of the two ‘last straw’ incidents that led to her resignation. The respondent contended that by reason of that omission the claimant had not complied with the statutory grievance procedure in the relevant respects. The EAT considered what constituted a grievance in writing which question had been troubling employment tribunals. The concerns were as to whether the requirement was to invoke the employer’s grievance procedure and what degree of detail it was necessary to put in a written document in order to comply with the statutory requirement.
Held: A claimant who has lodged a grievance about unreasonable conduct on the part of his employer is not necessarily obliged to lodge further grievances about each subsequent instance of such behaviour, even if that is relied on as the ‘last straw’.
The Honourable Mr Justice Burton (President)
[2005] UKEAT 0487 – 05 – 0512, UKEAT/0487/05, [2006] IRLR 76, [2006] ICR 304
Bailii, EAT
England and Wales
Cited by:
Cited – Lipscombe v The Forestry Commission CA 9-May-2007
The claimant had asserted constructive dismissal. He succeeded on appeal to the EAT, and the employer now appealed. He had asserted bullying by his managers, and then was absent from work after developing depression. The commission said that he was . .
Cited – City of Bradford Metropolitan District Council v Pratt EAT 4-Oct-2006
EAT Practice and Procedure
Statutory dispute resolution procedures introduced by the Employment Act 2002 – modified grievance procedure – whether employee complied with requirement to set out in writing the . .
Cited – City of Bradford Metropolitan District Council v Pratt EAT 9-Jan-2007
bradford_prattEAT2007
EAT Practice and Procedure
Statutory dispute resolution procedures introduced by the Employment Act 2002 – modified grievance procedure – whether employee complied with requirement to set out in writing the . .
Cited – Canary Wharf Management Limited v Edebi EAT 3-Mar-2006
EAT Practice and Procedure – striking-out/dismissal
Grievance procedures. Were they complied with? Held not to be in the circumstances of this case. Observations on what counts as compliance and how . .
Cited – Riley v First Choice Homes Oldham Ltd EAT 30-Apr-2008
riley_firstEAT2008
EAT Statutory Discipline and Grievance Procedures – Whether applicable – Whether infringed – Was the modified or standard grievance procedure applicable? The Employment Tribunal found the former, and held that . .
Cited – Clyde Valley Housing Association Ltd v Macaulay EAT 3-Apr-2008
clyde_macaulayEAT2008
EAT Jurisdictional Points: 2002 Act and pre-action requirements
Statutory grievance procedure. Modified procedure. Whether letter from claimant’s solicitor set out the basis for her grievance. . .
Cited – BUPA Care Homes v Cann; Spillett v Tesco Stores EAT 31-Jan-2006
EAT Practice and Procedure – 2002 Act and Pre-Action Requirements; and Amendment
Whether section 32(4) EA 2002 – original time limit – restricts time for bringing a DDA claim to the primary 3 months period, . .
Cited – Royal Mail Letters and others v Muhammad EAT 20-Dec-2007
EAT Practice and Procedure
Whether Claimant complied with requirements of Section 32 of the Employment Act 2002 and paragraph 6, Schedule 2 of the Employment Act (Dispute Regulations) 2004. . .
Cited – Tariq v The Home Office EAT 16-Oct-2009
EAT PRACTICE AND PROCEDURE
Disclosure
HUMAN RIGHTS
(1) The procedure sanctioned by rule 54 of the Employment Tribunals Rules of Procedure, and by the Employment Tribunals (National Security) Rules . .
Cited – Terry Ballard and Co (A Firm) v Stonestreet EAT 11-Jan-2007
EAT Practice and Procedure – Review; Insolvency
A Respondent debarred under rule 4(1) and 9 may apply for a review and, if granted, appear as a full party. Otherwise there is no purpose in allowing it to . .
Cited – Tomlinson v Computer Software Group Ltd and others EAT 12-Dec-2008
EAT JURISDICTIONAL POINTS
Claim in time and effective date of termination
2002 Act and pre-action requirements
STATUTORY DISCIPLINE AND GRIEVANCE PROCEDURES
Whether infringed
EDT – Step 1 . .
Cited – Millican v Coleraine Area Rural Transport NIIT 11-Mar-2009
. .
Cited – Elhaeres v Chubb Security Personnel Ltd EAT 12-Mar-2009
EAT JURISDICTIONAL POINTS: 2002 Act and pre-action requirements
The Employment Judge erred in law in holding that the claims were barred by section 32(2) of the Employment Act 2002. . .
Cited – Sadare v London Borough of Lambeth EAT 6-Apr-2009
EAT PRACTICE AND PROCEDURE: Review
JURISDICTIONAL POINTS: 2002 Act and pre-action requirements
The Tribunal held (a) that Appellant’s unfair dismissal claim was out of time and (b) that she had not . .
Cited – Suffolk Mental Health Partnership NHS Trust v Hurst and Others CA 7-Apr-2009
The employee’s union had written to the employer to say that the employee had a claim for back pay under the 1970 Act. The employer appealed a finding that this was sufficient to launch the claim.
Held: The appeal failed. It was wrong to . .
Cited – Eagles v Rugged Systems Ltd EAT 11-May-2009
EAT Jurisdictional Points
Cited – Parsons v Burworth Estates (A Firm) EAT 22-May-2009
EAT JURISDICTIONAL POINTS – 2002 Act and pre-action requirements
Constructive dismissal – Tribunal wrong to have held that the complaints relied on by the Claimant had not been the subject of a prior . .
Cited – Evershed v New Star Asset Management EAT 31-Jul-2009
EAT PRACTICE AND PROCEDURE – Amendment
JURISDICTIONAL POINTS – 2002 Act and pre-action requirements
Judge refused permission to Claimant to amend claim form to include claim under s. 103A of Employment . .
Cited – Saunders v Department for Work and Pensions – Child Support Agency EAT 14-Sep-2009
EAT UNFAIR DISMISSAL: Constructive dismissal
In upholding the Claimant’s disability discrimination claim and dismissing her constructive dismissal claim, the Employment Tribunal misconstrued her letter of . .
Cited – Harris v Towergate London Market Ltd EAT 21-Mar-2007
EAT Practice and Procedure – 2002 Act and Pre-action Requirements
Six weeks after the Claimant’s dismissal by the Respondent, she attended a meeting with management and her union officer. Further information . .
Cited – Tran v Northern Ireland Fire and Rescue Service NIIT 4-Apr-2007
. .
Cited – Shopland v Iceland Foods Ltd NIIT 18-Apr-2007
. .
Cited – Kennedy v Department for Social Development FENI 26-Apr-2007
. .
Cited – Durnien v T Durnien Ltd NIIT 26-Apr-2007
. .
Cited – Cyprus Airways Ltd v Lambrou EAT 1-May-2007
EAT Practice and Procedure – 2002 Act and Pre-action Requirements
Unfair Dismissal – Constructive Dismissal
On 14 October 2004 the Claimant claimed constructive unfair dismissal arising out of four . .
Cited – Graham v HFC Bank Ltd FENI 2-May-2007
. .
Cited – Kennedy Scott Ltd v Francis EAT 3-May-2007
EAT Practice and Procedure – 2002 Act and Pre-action Requirements
Has the Claimant complied with Step 1 of the statutory grievance procedure where he presents his complaint at a meeting with his line . .
Cited – McCann v Tim Lewis Recruitment Ltd NIIT 16-May-2007
. .
Cited – Carcianiga v The British Leprosy Relief Association (Lepra) EAT 18-May-2007
EAT Practice and Procedure – 2002 Act and pre-action requirements
Appeal from a PHR by a Chairman that there had been no statutory grievance following Canary Wharf Management Ltd v Edebi [2006] IRLR 416. . .
Cited – Houston v Ministry of Defence NIIT 23-May-2007
. .
Cited – Alford House and others v McDonald EAT 11-Oct-2007
EAT Practice and Procedure: 2002 Act and Pre-action Requirements
Various questions relating to s.32 of the Employment Act 2002 and the Employment Act 2002 (Dispute Resolution) Regulations 2004.
Cited – A Blitz v Equant Integration Services Ltd (T/A Orange Business Services) EAT 2-Nov-2007
EAT Disability discrimination: Less favourable treatment / Harassment
Practice and Procedure: Application/claim / Amendment
The Tribunal applied wrong tests in respect of disability related . .
Cited – Ward v The University of Essex EAT 3-Dec-2007
EAT Jurisdictional Points – 2002 Act and pre-action requirements
Statutory Discipline and Grievance Procedures – Whether infringed
Practice and Procedure – Compromise
The Employment Judge . .
Cited – Highland Council v TGWU/Unison and Others EAT 7-Dec-2007
EAT Equal Pay Act – Out of time
Equal pay claims and statutory grievance procedures. Whether claimants prevented by section 32(2) of the Employment Act 2002 from presenting complaints specifying different . .
Cited – Dunn v Chief Constable of PSNI NIIT 11-Dec-2007
NIIT The decision of the tribunal is that:-
(1) The claimant’s claims of discrimination on the grounds of disability and breach of contract are dismissed, following withdrawal made orally to the tribunal.
Cited – Highland Council v TGWU Unison First and others EAT 18-Dec-2007
EAT Equal Pay Act – Out of time
Equal pay claims and statutory grievance procedures. Whether claimants prevented by section 32(2) of the Employment Act 2002 from presenting complaints specifying different . .
Cited – John v Patel and Another (T/A Edmonton Exhaust) EAT 4-Feb-2008
EAT Practice and Procedure – Appellate jurisdiction/Reasons/Burns-Barke
Statutory Discipline and Grievance Procedures: Impact on compensation
Jurisdictional Points: 2002 Act and pre-action . .
Cited – Bury Metro Racial Equality Council and others v Lyle EAT 11-Mar-2008
EAT Practice and Procedure: Amendment
Jurisdictional Points: Claim in time and effective date of termination
Disability Discrimination: Justification
Permission to amend Notice of Appeal refused; . .
Cited – The Highland Council v TGWU and Unison EAT 3-Jun-2008
EAT EQUAL PAY ACT: Equal value
Equal Pay claims. Whether letters sent to local authority employers by unions prior to coming into force of the statutory grievance procedures met the requirements of regulation . .
Cited – Cannop and others v Brown and others SCS 11-Jun-2008
. .
Cited – Messrs Dean and Dean Solicitors v DionissiouMoussaoui EAT 14-Jul-2008
EAT PRACTICE AND PROCEDURE: Costs
The Employment Judge did not err in principle or omit a relevant or consider an irrelevant factor when dismissing Respondents’ applications for costs when much of a sex . .
Cited – European Credit Management Ltd v Hosso EAT 12-Aug-2008
EAT Practice and Procedure
The issue was whether the modified grievance procedure had been satisfied in relation to a claim for larger payments when no specific mention of such payment had been made in any . .
Cited – Thornton Print Ltd v Morton EAT 8-Sep-2008
EAT UNFAIR DISMISSAL: Constructive dismissal
STATUTORY DISCIPLINE AND GRIEVANCE PROCEDURES: Whether infringed
The Respondent committed a repudiatory breach of the Claimant’s contract of employment. . .
Cited – Weare v HBOS plc EAT 28-Oct-2008
EAT JURISDICTIONAL POINTS: 2002 Act and pre-action requirements
The EAT upheld an appeal by the employee against a decision of the Employment Tribunal which held that it had no jurisdiction to hear certain . .
Cited – Arnold and others v Sandwell Metropolitan Borough Council EAT 6-Nov-2008
arnold_sandwellEAT2008
EAT JURISDICTIONAL POINTS: 2002 Act and pre-action requirements
These appeals raise the issue what detail needs to be provided in an equal pay case when an employee raises a written grievance as required by . .
Cited – Carson v Brooklands Nursing Homes Ltd NIIT 5-Jul-2006
. .
Cited – Scott-Davies v Redgate Medical Services EAT 11-Aug-2006
EAT Practice and Procedure – 2002 Act and Pre-action requirements
There is no free-standing right to complain of a breach of the statutory procedures in the absence of a valid claim of unfair dismissal . .
Cited – Draper v Mears Ltd EAT 5-Sep-2006
EAT The employee was found in a company van about to drive after consuming alcohol. The Tribunal found that to his knowledge, the company had a zero tolerance rule as to driving after consuming alcohol. He was . .
Cited – Pugh v National Assembly for Wales EAT 26-Sep-2006
EAT The ET dismissed as premature the Claimant”s application for disability discrimination because the application was made less than 28 days after the Claimant”s grievance had been raised in a letter dated . .
Cited – Lipscombe v Forestry Commision EAT 28-Sep-2006
EAT Practice and Procedure – Appellate jurisdiction/Reasons/Burns-Barke;
2002 Act and Pre-action Requirements
The Employment Tribunal failed correctly to construe the Claimant’s resignation letter as . .
Cited – London Borough of Lewisham v Colbourne EAT 15-Nov-2006
EAT Time Limits
Practice and Procedure – 2002 Act and pre-action requirements
Unfair Dismissal – Constructive dismissal
For the purpose of the extension of the time afforded by reg. 15 of the . .
Cited – HM Prison Service v Barua EAT 15-Nov-2006
EAT Time Limits
Practice and Procedure – 2002 Act and pre-action requirements
Unfair Dismissal – Constructive dismissal
For the purpose of the extension of the time afforded by reg. 15 of the . .
Cited – Mclogan v (T/A Canal Court Hotel) NIIT 17-Nov-2006
. .
Cited – Patel v Leicester City Council EAT 20-Nov-2006
EAT Unfair dismissal – Automatically unfair reasons
A procedure will only have been completed within the meaning of section 98A(1)(b) of the Employment Rights Act 1996 if it has been completed in accordance . .
Cited – Department for Constitutional Affairs v Jones EAT 24-Nov-2006
EAT Time limits – Just and equitable extension
The Tribunal Chairman correctly found that in the circumstances the 3 month time limit for presenting a disability discrimination claim had not been extended to . .
Cited – Brock v Minerva Dental Ltd EAT 15-Dec-2006
EAT Practice and Procedure – Amendment; 2002 Act and Pre-action Requirements
Whether actual dismissal effectively withdrawn by employer during internal appeal process; whether Claimant should have permission . .
Cited – Patel v Leicester City Council EAT 20-Dec-2006
EAT Unfair dismissal – Automatically unfair reasons
A procedure will only have been completed within the meaning of section 98A(1)(b) of the Employment Rights Act 1996 if it has been completed in accordance . .
Cited – DMC Business Machines Plc v Plummer EAT 21-Dec-2006
EAT Unfair Dismissal – Constructive dismissal
Constructive dismissal case – Appeal based on alleged non-compliance by employee with s.32 (2) of 2002 Act by reason of failure to lodge a grievance in relation . .
Cited – Carson v Brooklands Nursing Homes Ltd NIIT 11-Jan-2007
. .
Cited – McLogan v McParland Bros T/A Canal Court Hotel NIIT 18-Jan-2007
. .
Cited – Odoemelam v Whittington Hospital NHS Trust EAT 6-Feb-2007
EAT Statutory grievance procedures
Need for grievance to identify that complaint is one of racial discrimination – application to claims against employees as well as to claims against their employers. . .
Cited – Gibbs (T/A Jarlands Financial Services) v Harris EAT 27-Feb-2007
EAT Practice and Procedure – Preliminary issues
The Employment Tribunal was wrong to conclude that an ET1 could constitute a written grievance for the purpose of satisfying section 32 of the Employment Act . .
Cited – Premier Foods Plc v Garner EAT 20-Mar-2007
EAT Unfair Dismissal – Reasonableness of dismissal; Procedural fairness/automatically unfair dismissal
Wide-ranging grounds of appeal concerning the standard DDP, automatic unfair dismissal, unfair . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 11 November 2021; Ref: scu.257605
The company made selections for redundancy, but failed to give the appellants information about how the scoring system had resulted in the figures allocated. The calculations left their representative unable to challenge them on appeal. The procedure adopted did not follow the statutory rules, but the tribunal had found the dismissals to be fair. The employees now said they had been automatically unfairly dismissed in breach of the statutory dismissal procedure, that the dismissals were unfair for procedural failings, despite the tribunal finding they would have been dismissed anyway, and that the finding of 100% chance of dismissal was an unjustified finding displaying an error of law.
Held: The appeal succeeded. The procedure was intended to avoid matters going to the Employment tribunal, and the information to be provided must be at least sufficient to enable the employee to give a considered and informed response to the proposed decision to dismiss, but the bar for compliance with the procedures should not be set too high. At the first stage, the employer need only set out the broad grounds, but at the second it must inform the employee of the basis of those grounds: ‘the employee must be given sufficient detail of the case against him to enable him properly to put his side of the story. The fundamental elements of fairness must be met. ‘ The employer having failed to meet that standard, the dismissals were automatically unfair. ‘in order to comply with the statutory provisions an employer should provide to the employee not only the basic selection criteria which have been used, but also the employee’s own assessment. That will give the employee an opportunity to make representations not only about whether the criteria are justified and appropriate but also, more importantly, whether the marking given to him in respect of any particular criterion is arguably unjust, and why.’ and
‘section 98A(2) applies to all procedures, which we take simply to mean the steps which ought to be taken by an employer before determining that he will dismiss a particular employee. Those steps will of course vary depending on the reason for the dismissal. There is no magic in the word ‘procedure’ and there is no justification for seeking to redefine some steps which would naturally be described as ‘procedural’, such as the duty to consult, as ‘substantive’ merely on the basis that they are said to provide particularly important safeguards for the employee. All procedural requirements are important for employees. ‘
As to Polkey: ‘Polkey now has only limited application. . . . it is still relevant where the statutory procedures have been infringed so that the dismissal is automatically unfair [and] even where the statutory procedures are complied with but the dismissal is unfair under section 98(4), Polkey will still apply where on the balance of probabilities the employee would not have been dismissed even had a fair procedure been complied with, but where there is a chance that he might have been. ‘ The dismissals were automatically unfair, but the award was limited to the minimum basic award of 4 weeks pay.
The Honourable Mr Justice Elias (President)
[2006] UKEAT 0107 – 06 – 1204, [2006] IRLR 422, UKEAT/0107/06, [2006] ICR 1277
Bailii, EATn
Employment Act 2002, Employment Relations Act 1996 98A(2), Employment Act 2002 (Dispute Resolution) Regulations 2004 3(1), 12(1)
England and Wales
Citing:
Reversed by Statute – Polkey v A E Dayton Services Limited HL 19-Nov-1987
Mr Polkey was employed as a driver. The company decided to replace four van drivers with two van salesmen and a representative. Mr Polkey and two other van drivers were made redundant. Without warning, he was called in and informed that he had been . .
Cited – King and Others v Eaton Ltd IHCS 1-Feb-1995
The applicants were four of 20 employees selected for redundancy. One complaint was that, although they had been given details of their own marks, they were no allowed to see the ratings for others; another was that the supervisors responsible for . .
Cited – Canary Wharf Management Limited v Edebi EAT 3-Mar-2006
EAT Practice and Procedure – striking-out/dismissal
Grievance procedures. Were they complied with? Held not to be in the circumstances of this case. Observations on what counts as compliance and how . .
Cited – O’Dea v ISC Chemicals Ltd CA 4-Aug-1995
Where the performance of union duties stopped a worker from doing the job he was employed for properly, a redundancy selection was possible. Here there was no redundancy comparator for a shop steward spending half his time on union activities. The . .
Cited – Lambe v 186K Ltd CA 29-Jul-2004
The claimant had been dismissed for redundancy, but the company had been found not to have consulted him properly, and he had therefore been unfairly dismissed. The tribunal had then found that even if consulted the result would not have been . .
Cited – Pudney v Network Rail Infrastructure Ltd EAT 22-Mar-2006
EAT Unfair Dismissal: Procedural Fairness/Automatically Unfair Dismissal
The failure to disclose new witness statements obtained during the adjournment of an internal appeal against dismissal was a breach . .
Cited – Drake International Systems Ltd (T/A Drake Ports Distribution Services) v O’Hare EAT 2-Sep-2003
EAT Unfair Dismissal – Compensation. . .
Cited – Mugford v Midland Bank Plc EAT 23-Jan-1997
The court considered the test for reasonableness in a procedure for selection for redundancy. Peter Clarke J said: ‘As to whether a reasonable employer would or would not consult with an individual employee is, it seems to us, essentially a question . .
Cited – King v Eaton Ltd (No 2) IHCS 1998
Employees were made redundant. The tribunal held the dismissals to be unfair because that there had been no consultation worthy of the name with any of the employees and because it was impossible to decide whether the selection criteria had been . .
Cited – T Gover and others v Propertycare Ltd EAT 22-Nov-2005
EAT Unfair Dismissal – Polkey deduction.
The ET had found basic failings in the way the employers had sought to change employment contracts. This led to constructive dismissals and a finding of unfair . .
Cited – Gover and others v Propertycare Ltd CA 28-Mar-2006
The claimants appealed dismissal of their claims for unfair dismissal, on the basis that they had been substantially dismissed as sales agents after rejecting conditions imposed unilaterally by their employers. Their damages had been limited to the . .
Cited – W Devis and Sons Ltd v Atkins HL 6-Jul-1977
The ‘just and equitable’ test warranted the reduction or extinction of compensation for an employee who has been unfairly dismissed and then found to have been liable to summary dismissal. ‘The paragraph does not, nor did s. 116 of the Act of 1971, . .
Cited by:
Cited – Draper v Mears Ltd EAT 5-Sep-2006
EAT The employee was found in a company van about to drive after consuming alcohol. The Tribunal found that to his knowledge, the company had a zero tolerance rule as to driving after consuming alcohol. He was . .
Cited – Premier Foods Plc v Garner EAT 20-Mar-2007
EAT Unfair Dismissal – Reasonableness of dismissal; Procedural fairness/automatically unfair dismissal
Wide-ranging grounds of appeal concerning the standard DDP, automatic unfair dismissal, unfair . .
Cited – BUPA Care Homes (CFC Homes) Ltd v Muscolino EAT 22-May-2006
. .
Cited – Masterfoods (A Division of Mars UK Ltd) v Wilson EAT 7-Aug-2006
EAT Unfair dismissal – Reasonableness of dismissal; Procedural
Fairness/automatically unfair dismissal
Practice and Procedure – Amendment
Employment Tribunal’s conclusion of unfairness could not . .
Cited – Kelly-Madden v Manor Surgery EAT 19-Oct-2006
EAT The employee was the practice manager at a general medical practice. She was dismissed for dishonesty, taking unauthorised pay for overtime hours. She alleged that she had been told by the former practice . .
Cited – City of Bradford Metropolitan District Council v Pratt EAT 9-Jan-2007
bradford_prattEAT2007
EAT Practice and Procedure
Statutory dispute resolution procedures introduced by the Employment Act 2002 – modified grievance procedure – whether employee complied with requirement to set out in writing the . .
Cited – McCall v Northern Rail Ltd EAT 25-Jan-2007
EAT Unfair Dismissal – Reasonableness of dismissal
Practice and Procedure – 2002 Act and pre-action requirements
The Respondent dismissed the Claimant for three reasons. On appeal, two of the most . .
Cited – City of Bradford Metropolitan District Council v Pratt EAT 4-Oct-2006
EAT Practice and Procedure
Statutory dispute resolution procedures introduced by the Employment Act 2002 – modified grievance procedure – whether employee complied with requirement to set out in writing the . .
Cited – Clyde Valley Housing Association Ltd v Macaulay EAT 3-Apr-2008
clyde_macaulayEAT2008
EAT Jurisdictional Points: 2002 Act and pre-action requirements
Statutory grievance procedure. Modified procedure. Whether letter from claimant’s solicitor set out the basis for her grievance. . .
Cited – First West Yorkshire Ltd (T/A First Leeds) v Haigh EAT 20-Nov-2007
EAT Unfair dismissal – Reasonableness of dismissal
Where an employee is long-term absent on grounds of ill health, and his pension scheme contains provisions entitling him to an ill health pension on grounds . .
Cited – Punch Pub Company Ltd v O’Neill EAT 23-Jul-2010
EAT UNFAIR DISMISSAL
Reasonableness of dismissal
Procedural fairness/automatically unfair dismissal
The Employment Tribunal failed to consider the effect of S98A(2) of the Employment Rights Act . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 11 November 2021; Ref: scu.241217
PRACTICE AND PROCEDURE – Disclosure
PRACTICE AND PROCEDURE – Striking-out/dismissal
An Employment Judge struck out paragraphs of the Claimant’s claim as they depended on an email in respect of which legal advice privilege was claimed. In considering whether privilege could not be claimed as the advice in the email was given for the purpose of facilitating an iniquity, the Employment Judge erred in his interpretation of the email. Prima facie, the email gave advice on how to cloak what would otherwise be a disability discrimination dismissal as a dismissal for redundancy. Properly interpreted the email surmounted the high bar of iniquity. There was a strong prima facie case that the email recorded not just that the Claimant could be dismissed in a redundancy exercise but may claim disability discrimination. Barclays Bank plc v Eustice [1995] 1 WLR 1238 and BBGP Managing General Partner Ltd v Babcock and Brown Global Partners [2011] Ch 296 considered. Decision of the Employment Judge to strike out the relevant paragraphs in the ET1 set aside.
Slade DBE J
[2018] UKEAT 0261 – 17 – 0908
Bailii
Employment Tribunals (Constitution and Rules of Procedure) Regulations 2013 37(1)(a)
England and Wales
Citing:
Cited – Barclays Bank Plc v Eustice CA 6-Jul-1995
No Professional Privilege in Iniquity
There was an allegation that the legal advice for which privilege was sought and resisted had been obtained in order to frustrate the mortgagee’s rights to the property at issue, because the mortgagors regarded the mortgagee bank as interfering with . .
Cited – BBGP Managing General Partner Ltd and Others v Babcock and Brown Global Partners ChD 20-Aug-2010
Norris J held:
‘Although the case law refers to crime or fraud or dishonesty (such as fraudulent breach of trust, fraudulent conspiracy, trickery or sham contrivances) it is plain that the term ‘fraud’ is used in a relatively wide sense: Eustice’s . .
Cited – BNP Paribas v A Mezzotero EAT 30-Mar-2004
EAT Appeal from ET’s decision, at directions hearing, permitting evidence to be adduced, at the forthcoming hearing of a direct sex discrimination and victimisation complaint, of the Applicant’s allegation that, . .
Cited – Gamlen Chemical Co (UK) Ltd v Rochem Ltd CA 4-Dec-1979
Solicitors accepted instructions against a promise of sums on account of costs. After non-payment they began to apply to be removed from the record. The new solicitors sought transfer of the solicitors file, and obtained an order to that effect . .
Cited – Gamlen Chemical Co (UK) Ltd v Rochem Ltd 1983
Goulding J said: ‘For servants during their employment and in breach of their contractual duty of fidelity to their master to engage in a scheme, secretly using their master’s time and money, to take the master’s customers and employees and make . .
Cited – Crescent Farm (Sidcup) Sports Ltd v Sterling Offices Ltd 1972
The plaintiffs, as purchasers, and the first defendants, as sub-purchasers, were parties to a conveyance of land which provided that the purchasers had the option of re-purchasing if, within the following 20 years, the first defendants wanted to . .
Cited – Walsh Automation (Europe) Ltd v Bridgeman and others QBD 4-Jul-2002
Appeal from refusal of order for disclosure of legal advice given to a party. It was alleged that the defendant’s suggested attempt at fraud by means of a document drawn up by the solicitors would be revealed by disclosure of the advice given. . .
Cited – Dadourian Group International and Another v Simms and others ChD 7-Feb-2008
It was suggested that the use of documents revealed under court disclosure for a further purpose was a contempt of court, and that they were protected by legal professional privilege.
Held: For iniquity to be established ‘there has to be . .
Cited – Airtours Holidays Transport Ltd v Revenue and Customs SC 11-May-2016
The court was asked whether the appellant, Airtours Holidays Transport Ltd (formerly MyTravel Group plc), was entitled to recover, by way of input tax VAT charged by PricewaterhouseCoopers LLP in respect of services provided by PwC and paid for by . .
Cited – Ventouris v Mountain CA 1991
It is in the interests of the state which provides the court system and its judges at taxpayers’ expense that legal advisers should be able to encourage strong cases and discourage weak cases. ‘It is the protection of confidential communications . .
Cited – Fazil-Alizadeh v Nikbin CA 25-Feb-1993
There are powerful policy reasons for admitting in evidence as exceptions to the without prejudice rule only the very clearest of cases. Unless this highly beneficial rule is most scrupulously and jealously protected, it will all too readily become . .
Cited – Nationwide Building Society v Various Solicitors ChD 20-Jan-1998
Legal professional privilege could be set aside at disclosure where the fraudulent intention of one lay client was thereby shown as against another lender. The right to assert legal professional privilege does not apply to documents which came into . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 11 November 2021; Ref: scu.621100
Four employees said that they had been dismissed for redundancy, and now appealed against rejection of their claims.
Held: The court set out the obligations on an employer in a redundancy situation, including the need to look for alternatives to dismissal: ‘there are only two relevant principles of law arising from that subsection. First, that it is not the function of the Industrial Tribunal to decide whether they would have thought it fairer to act in some other way: the question is whether the dismissal lay within the range of conduct which a reasonable employer could have adopted. The second point of law, particularly relevant in the field of dismissal for redundancy, is that the tribunal must be satisfied that it was reasonable to dismiss each of the applicants on the ground of redundancy. It is not enough to show simply that it was reasonable to dismiss an employee; it must be shown that the employer acted reasonably in treating redundancy ‘as a sufficient reason for dismissing the employee’, i.e. the employee complaining of dismissal. Therefore, if the circumstances of the employer make it inevitable that some employee must be dismissed, it is still necessary to consider the means whereby the applicant was selected to be the employee to be dismissed and the reasonableness of the steps taken by the employer to choose the applicant, rather than some other employee, for dismissal.’
Browne-Wilkinson J
[1982] ICR 156, [1982] UKEAT 372 – 81 – 2201, [1982] IRLR 83
Bailii
England and Wales
Cited by:
Cited – L T I Ltd v A R Radford EAT 19-Jul-2000
The employee had been selected for redundancy. He alleged that a collective agreement was incorporated into his contract of employment, which would put the employer’s methods of selection of employees for redundancy a breach of contract. The . .
Cited – Transport and General Workers Union v Safeway Stores Ltd EAT 23-Mar-2007
EAT Practice and Procedure – Amendment
Safeway closed a depot, leading to a large number of redundancies. The Union alleged that consultation was inadequate. Proceedings were initially commenced claiming only . .
Cited – Rolls Royce Motor Cars Ltd v Price and others EAT 2-Feb-1993
The company appealed against findings of unfair dismissal of the claimants, saying that they had been made redundant. The claimants said that the company had broken the agreed procedure, and that the dismissals were automatically unfair.
Held: . .
Cited – British Aerospace plc v Green and Others CA 18-Apr-1995
The employer was to make 530 members of its staff redundant. Each staff member was assessed and scored. The claimants said that the method of selection was unfair, and sought disclosure of the scores of all employees.
Held: It was wrong to . .
Cited – Polkey v A E Dayton Services Limited HL 19-Nov-1987
Mr Polkey was employed as a driver. The company decided to replace four van drivers with two van salesmen and a representative. Mr Polkey and two other van drivers were made redundant. Without warning, he was called in and informed that he had been . .
Cited – Mitchells of Lancaster (Brewers) Ltd v Tattersall EAT 29-May-2012
mitchells_tattersallEAT2012
EAT JURISDICTIONAL POINTS – Worker, employee or neither
UNFAIR DISMISSAL
Reasonableness of dismissal
Polkey deduction
REDUNDANCY – Fairness
The Respondent had made the applicant, who was . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 11 November 2021; Ref: scu.181799
EAT UNFAIR DISMISSAL
Reason for dismissal including substantial other reason
Procedural fairness/automatically unfair dismissal
The Appellants appealed against the Tribunal’s decision that their dismissals were fair, in circumstances where they had presented multiple grievances alleging racially discriminatory treatment and were found by the grievance panel to have acted in bad faith. They complained that their inability to appeal against that finding under the Respondent’s grievance procedures, and the role the finding played in their subsequent dismissal vitiated the fairness of the entire disciplinary process. The grounds alleged (1) an error of law by the Tribunal in arriving at their conclusion that the dismissals were fair and (2) perversity.
This was a most unusual case, as the Tribunal’s findings of fact demonstrated. The dismissals were found to be not only on the basis of gross misconduct, but also for some other substantial and free-standing reason justifying dismissal, namely the irreparable breakdown of relationships in the department where the Appellants worked. The appeals were dismissed on the basis that no error of law had been identified in the Tribunal’s reasoning, having regard to the facts found; and that their decision could not be said to be perverse. Related grounds challenging the findings on wrongful dismissal and victimisation were also dismissed.
Cox J
[2010] UKEAT 0448 – 09 – 2705
Bailii
Employment Act 2002
England and Wales
Citing:
Cited – British Home Stores Ltd v Burchell EAT 1978
B had been dismissed for allegedly being involved with a number of other employees in acts of dishonesty relating to staff purchases. She had denied the abuse. The tribunal had found the dismissal unfair in the methods used to decide to dismiss her. . .
Cited – Clarke v Trimoco Motor Group Ltd and Another EAT 30-Oct-1992
The claimant had been dismissed for dishonesty.
Held: A grievance procedure is not equivalent to or a substitute for a disciplinary hearing, at which the employee is provided with an opportunity to explain. The two procedures are significantly . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 11 November 2021; Ref: scu.416156
The appellant sought to advance an argument that a certain term was implied into the contract of employment which, for its consideration, would have required consideration of a factual framework which had not been explored in evidence.
Held: The failure of a party’s legal representative properly to explain his client’s case to the tribunal is not an error of law so as to justify the EAT’s interference. Nor would any lack of skill or experience on the part of the appellant or his advocate. A new point of law cannot be raised before the EAT that had not been raised below, save in very exceptional circumstances, and where it can be satisfied that it has all the material facts and no prejudice would be done to the opposing case.
It was not for the Tribunal to suggest to a party a point for consideration, by it, or its advocate, which had been overlooked, or omitted, or to explore a point expressly disclaimed.
Arnold J said of the failure to take the point at the hearing: ‘It certainly is not enough, in our judgment, that the point was not taken owing to a wrong, or what turns out in the light of after events to have been a wrong, tactical decision by the appellant or his advocate. It would certainly not be enough that the omission was due to the lack of skill or experience on the part of the advocate. It would certainly not, we think, be enough that the omission could have been made good had the industrial tribunal chosen to suggest the point for consideration to the appellant or his advocate. It is well established in these tribunals, and we hope in this appeal tribunal, that where the representation is a non-professional representation, or possibly even where it is an inexperienced professional representation (if such a thing can be conceived), in listening to an argument put forward by an advocate or evaluating a point of law put forward by an advocate, the tribunal will be as helpful as possible, perhaps by itself refining and improving the argument, perhaps by suggesting to the advocate that the argument might be put in a different or more favourable fashion, something of that sort. But we think that it is very far from the duty or indeed the practice of the chairman of industrial tribunals that they should be expected to introduce into the case issues which do not figure in the presentation on the one side or the other, at any rate in normal circumstances’.
Arnold J
[1978] ICR 1116
England and Wales
Cited by:
Cited – Dunnachie v Kingston Upon Hull City Council; Williams v Southampton Institute; Dawson v Stonham Housing Association EAT 8-Apr-2003
EAT Unfair Dismissal – Compensation
In each case, The employee sought additional damages for non-economic loss after an unfair dismissal.
Held: The Act could be compared with the Discrimination Acts . .
Cited – Bryant v Housing Corporation CA 21-May-1998
A complainant before an industrial tribunal will only be allowed to amend her statement in order to add an allegation of victimisation for sex discrimination where this arises naturally from the facts alleged. In this case the new claim was rather . .
Exception to – House v Emerson Electric Industrial Control 1980
The EAT may exceptionally hear a point not raised at the tribunal where no new facts were required to be pleaded. . .
Cited – M Dowling v M E Ilic Haulage, Berkeley Logistics Ltd EAT 19-Feb-2004
EAT Procedural Issues – Employment Tribunal
EAT Trade Union Rights – Action short of dismissal
It had been found that the claimant had been dismissed for an . .
Cited – Sharp v Caledonia Group Services Ltd EAT 1-Nov-2005
EAT Equal Pay Act – Material factor defence – In an equal pay claim involving a presumption of direct discrimination the genuine material factor defence requires justification by objective criteria.
The . .
Cited – Fadipe v Reed Nursing Personell CA 4-Dec-2001
Failure to give proper reference. ECJ judgment giving right to make complaint only if cause was result of complaint over health and safety matters.
Held: The appeal failed. The section did not protect former workers: ‘section 44 does not, on . .
Cited – Ramsay and others v Bowercross Construction Ltd and Another EAT 14-Aug-2008
EAT PRACTICE AND PROCEDURE: Costs
Costs – whether a party can recover by way of costs counsel’s fees (yes) and those of a non legally qualified adviser, as defined in s.71 CandLSA 1990 (no). Employment . .
Cited – Dimtsu v Westminster City Council EAT 1991
The EAT considered the application of the rule in Henderson v Henderson in Employment Appeal Tribunal proceedings.
Knox J said: ‘The majority is fortified in the view expressed so far by three further considerations. First, this jurisdiction . .
Cited – Divine-Bortey v London Borough of Brent CA 14-May-1998
The claimant had brought and lost an action relating to his dismissal by the defendant, who now appealed against an order that he was not estopped from bring a second claim on a different basis namely race discrimination, disapplying the rule in . .
Cited – Slack and Others v Cumbria County Council and Another CA 3-Apr-2009
The court was asked when the six month’s limit for beginning equal pay proceedings began. The new section 2ZA set the qualifying date as ‘the date falling six months after the last day on which the woman was employed in the employment.’ The problem . .
Cited – Sodexho Ltd v Gibbons EAT 14-Jul-2005
EAT Deposit ordered. Order lost in post due to the Claimant putting wrong post-code on ET1. Review. Distinguishing Judgments from Orders. Strike-out. Extending time. . .
Cited – Asda Stores Ltd v Thompson, Pullan, and Caller EAT 16-Jun-2003
The appellants had been dismissed after investigations satisfied the employer that the employees had been using illegal drugs. Cross appeals were made in the following misconduct unfair dismissal claim. The employees complained of the use of . .
Endorsed – Glennie v Independent Magazines (UK) Limited CA 17-Jun-1999
A party is under a duty to present his entire case at the first hearing in the Employment Tribunal. Where a claimant’s representative had decided to adopt a particular position in law when making representations to the original industrial tribunal, . .
Cited – Cable Realisations Ltd v GMB Northern EAT 29-Oct-2009
The company appealed against the upholding of the union’s claim that the company was in breach of the regulations. The company was to close its factory and decided at first to begin consultations for redundancy, but then looked for a buyer for the . .
Cited – Securicor Omega Express Ltd v GMB (A Trade Union) EAT 7-Apr-2003
EAT The company decided to close two branches and make redundancies. They presented the closure itself as a fait accompli to the union representatives. The Tribunal found that this involved a failure to consult . .
Cited – Oakland v Wellswood (Yorkshire) Ltd CA 30-Jul-2009
The employer was in financial difficulties. A new company was formed by a customer to acquire its assets, and the employees, including the claimant were taken on by the new company. The claimant was dismissed within a year after. On claiming unfair . .
Cited – DA v Strathclyde Joint Police Board SCS 27-Jun-2012
The tribunal’s decision that the appellant had been unfairly dismissed by the respondent had been reversed at the EAT. The respondent had been allowed to withdraw a concession, and the appellant now sought to pursue a different argument. The . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 10 November 2021; Ref: scu.183853
JURISDICTIONAL POINTS – Worker, employee or neither
WORKING TIME REGULATIONS – Worker
‘Worker status’ – section 230(3)(b) Employment Rights Act 1996 (‘ERA’), regulation 36(1) Working Time Regulations 1998 (‘WTR’) and section 54(3) National Minimum Wage Act 1998 (‘NMWA’).
‘Working time’ – regulation 2(1) WTR
The Claimants were current or former Uber drivers in the London area who, along with others, had brought various claims in the Employment Tribunal (‘the ET’), which required them to be ‘workers’ for the purposes of section 230(3)(b) Employment Rights Act 1996 (‘ERA’), regulation 36(1) Working Time Regulations 1998 (‘WTR’) and section 54(3) National Minimum Wage Act 1998 (‘NMWA’). The ET concluded that any Uber driver who had the Uber app switched on, was within the territory in which they were authorised to work (here, London) and was able and willing to accept assignments was working for Uber London Ltd (‘ULL’) under a ‘worker’ contract and was, further, then engaged on working time for the purposes of regulation 2(1) WTR.
The Appellants (‘Uber’) appealed, contending (relevantly) as follows:
(1) That the ET had erred in law in disregarding the written contractual documentation. There was no contract between the Claimants and ULL but there were written agreements between the drivers and Uber BV and riders, which were inconsistent with the existence of any worker relationship. Those agreements made clear, Uber drivers provided transportation services to riders; ULL (as was common within the mini-cab or private hire industry) provided its services to the drivers as their agent. In finding otherwise, the ET had disregarded the basic principles of agency law.
(2) The ET had further erred in relying on regulatory requirements as evidence of worker status.
(3) It had also made a number of internally inconsistent and perverse findings of fact in concluding that the Claimants were required to work for Uber.
(4) It had further failed to take into account relevant matters relied on by Uber as inconsistent with worker status and as, on the contrary, strongly indicating that the Claimants were carrying on a business undertaking on their own account.
Held: dismissing the appeal
The ET had been entitled to reject the characterisation of the relationship between Uber drivers and Uber, specifically ULL, in the written contractual documentation. It had found (applying Autoclenz Ltd v Belcher and Ors [2011] ICR 1157 SC(E)) that the reality of the situation was that the drivers were incorporated into the Uber business of providing transportation services, subject to arrangements and controls that pointed away from their working in business on their own account in a direct contractual relationship with the passenger each time they accepted a trip. Having thus determined the true nature of the parties’ bargain, the ET had permissibly rejected the label of agency used in the written contractual documentation. The ET had not thereby disregarded the principles of agency law but had been entitled to consider the true agreement between the parties was not one in which ULL acted as the drivers’ agent.
In carrying out its assessment in this regard, the ET was not obliged to disregard factors simply because they might be seen as arising from the relevant regulatory regime; that was part of the overall factual matrix the ET had to consider. In any event, in this case, the ET’s findings on control were not limited to matters arising merely as a result of regulation.
In considering the ET’s findings, it was necessary to have regard to its Judgment as a whole. Doing so, it was apparent that they were neither inconsistent nor perverse. In particular, the ET had permissibly concluded there were obligations upon Uber drivers that they should accept trips offered by ULL and that they should not cancel trips once accepted (there being potential penalties for doing so). It was, further, no objection that the ET’s approach required the drivers not only to be in the relevant territory, with the app switched on, but also to be ‘able and willing to accept assignments’; that was consistent with Uber’s own description of a driver’s obligation when ‘on-duty’. These findings had informed the ET’s conclusions not just on worker status but also on working time and as to the approach to be taken to their rights to minimum wage. Inevitably the assessment it had carried out was fact- and context-specific. To the extent that drivers, in between accepting trips for ULL, might hold themselves out as available to other PHV operators, the same analysis might not apply; hence the ET’s observation that it would be a matter of evidence in each case whether and for how long a driver remained ready and willing to accept trips for ULL.
Eady QC HHJ
[2017] UKEAT 0056 – 17 – 1011, [2017] WLR(D) 809, [2018] IRLR 97, [2018] ICR 453, [2018] RTR 14
Bailii, WLRD
Employment Rights Act 1996 230(3)(b), Working Time Regulations 1998 36(1), National Minimum Wage Act 1998 54(3)
England and Wales
Citing:
Cited – Autoclenz Ltd v Belcher and Others SC 27-Jul-2011
Car Cleaning nil-hours Contractors were Workers
The company contracted with the claimants to work cleaning cars. The company appealed against a finding that contrary to the explicit provisions of the contracts, they were workers within the Regulations and entitled to holiday pay and associated . .
Cited – Revenue and Customs v Secret Hotels2 Ltd SC 5-Mar-2014
The Court was asked as to: ‘the liability for Value Added Tax of a company which markets and arranges holiday accommodation through an on-line website. The outcome turns on the appropriate characterisation of the relationship between the company, . .
Cited by:
Appeal from – Uber Bv and Others v Aslam and Others CA 19-Dec-2018
Uber drivers are workers
The claimant Uber drivers sought the status of workers, allowing them to claim the associated statutory employment benefits. The company now appealed from a finding that they were workers.
Held: The appeal failed (Underhill LJ dissenting) The . .
At EAT – Uber Bv and Others v Aslam and Others SC 19-Feb-2021
Smartphone App Contractors were as Workers
The court was asked whether the employment tribunal was entitled to find that drivers whose work was arranged through Uber’s smartphone application work for Uber under workers’ contracts and so qualify for the national minimum wage, paid annual . .
Lists of cited by and citing cases may be incomplete.
Employment, European
Updated: 10 November 2021; Ref: scu.601923
The court was asked whether the Respondent was ‘in pensionable employment as a nurse’ within the meaning of Regulation 2 of Part R of the 1995 Regulations. She had no nursing qualification, and had worked as a nursery nurse in a hospital. The Authority now appealed against a decision that she was.
Held: The appeal succeeded. The phrase ’employment as a nurse’ within the Regulations had been intended to capture those members of the scheme who were qualified nurses employed in nursing jobs.
Warren J
[2016] EWHC 1952 (Ch), [2016] WLR(D) 461
Bailii, WLRD
National Health Service Pension Scheme Regulations 1995
England and Wales
Health Professions, Employment
Updated: 10 November 2021; Ref: scu.568631
The claimant had secretly recorded the disciplinary hearings and also the deliberations of the disciplinary panel after their retirement. The tribunal had at a case management hearing admitted the recordings as evidence, and the defendant appealed, saying also that it had been disclosed too late.
Held: The evidence contained in the recordings was relevant evidence. The question was whether probative evidence could be excluded. To record the private deliberations of the panel was contrary to the public interest. The recordings of the public and private parts of the hearings were to be treated separately. The employers said that the deliberations of the panel were covered by Article 8. They were not protected by respect for family life, and ‘Each of the panel members had put themselves forward to carry out an aspect of the important voluntary work undertaken by many individual members of the public in the governance of schools. To that extent they were putting themselves, and the contributions that they made during the course of that work, into the ‘public’ domain whilst acting in that role. It is difficult to consider them as retaining a right to personal privacy in relation to their participation (by words or conduct) in that socially-important public or quasi-public function. In our judgment, the privacy element of the right to ‘respect for . . private life’ of such a school governor is not engaged at all in the present circumstances. ‘ The claimants had abandoned any suggestion that the recording was a criminal act. Nevertheless, whilst the tribunal were correct to admit the evidence of the public part of the hearing the admission of the recording of the board’s private deliberations was against public policy: ‘there is an important public interest in parties before disciplinary and appeal proceedings complying with the ‘ground rules’ upon which the proceedings in question are based. No ground rule could be more essential to ensuring a full and frank exchange of views between members of the adjudicating body (in their attempt to reach the ‘right’ decision) than the understanding that their deliberations would be conducted in private and remain private. ‘
Luba QC, Lewis, Tatlow
[2006] UKEAT 0243 – 06 – 1509, Times 05-Oct-2006, [2007] ICR 135, [2007] IRLR 198
Bailii
Employment Tribunals (Constitution & Rules of Procedure) Regulations 2004 14(2), European Convention on Human Rights 8
Citing:
Cited – XXX v YYY CA 2004
Buxton LJ: ‘The first and most important rule of the law of evidence, though one that is not always perceived or observed, is that evidence is only admissible if it indeed is relevant to an issue between the parties.’ . .
Cited – Barracks v Coles and Commissioner of Police for the Metropolis CA 21-Jul-2006
The claimant sought to allege race discrimination and appealed refusal by the respondents to release required documents. She had been turned down for an appointment to the Trident task force, and sought disclosure of the reasons. The respondent said . .
Cited – Taylor-Sabori v The United Kingdom ECHR 22-Oct-2002
The applicant had been convicted of serious criminal offences. There were admitted into evidence intercepts of messages to his pager. He complained that this infringed his right to respect for his private correspondence.
Held: The pager . .
Cited – Elahi v The United Kingdom ECHR 20-Jun-2006
The claimant complained of the use by the courts of evidence obtained by covert listening devices. In 1996, the chief constable had given authorisations to use a covert listening device in the applicant’s home. It had been in accordance with . .
Cited – Jones v University of Warwick CA 4-Feb-2003
The claimant appealed a decision to admit in evidence a tape recording, taken by an enquiry agent of the defendant who had entered her house unlawfully.
Held: The situation asked judges to reconcile the irreconcilable. Courts should be . .
Cited – McGowan v Scottish Water EAT 23-Sep-2004
A court or tribunal may properly admit relevant evidence even where it has been gathered in breach of an Article 8 right to ‘privacy’ where to do so is adjudged to be necessary in order to secure a ‘fair’ hearing as required by both the common law . .
Cited – Trapp v Mackie HL 1979
Dr Trapp had been dismissed from his post by the Aberdeenshire Education Committee of which Mr Mackie was chairman. Dr Trapp petitioned the Secretary of State for an inquiry into the reasons for his dismissal. An inquiry was set up, and in the . .
Cited – Bradford and Bingley Plc v Rashid HL 12-Jul-2006
Disapplication of Without Prejudice Rules
The House was asked whether a letter sent during without prejudice negotiations which acknowledged a debt was admissible to restart the limitation period. An advice centre, acting for the borrower had written, in answer to a claim by the lender for . .
Cited – Heath v Commissioner of Police for the Metropolis CA 20-Jul-2004
The female civilian officer alleged sex discrimination against her by a police officer. Her complaint was heard at an internal disciplinary. She alleged sexual harrassment, and was further humiliated by the all male board’s treatment of her . .
Cited – D v National Society for the Prevention of Cruelty to Children HL 2-Feb-1977
Immunity from disclosure of their identity should be given to those who gave information about neglect or ill treatment of children to a local authority or the NSPCC similar to that which the law allowed to police informers.
Lord Simon of . .
Cited – BNP Paribas v A Mezzotero EAT 30-Mar-2004
EAT Appeal from ET’s decision, at directions hearing, permitting evidence to be adduced, at the forthcoming hearing of a direct sex discrimination and victimisation complaint, of the Applicant’s allegation that, . .
Cited – Regina v Chief Constable of West Midlands Police Ex Parte Wiley; Other Similar HL 14-Jul-1994
Statements made to the police to support a complaint against the police, were not part of the class of statements which could attract public interest immunity, and were therefore liable to disclosure.
Lord Woolf said: ‘The recognition of a new . .
Cited by:
Cited – Quinn v Ni Trucks Ltd NIIT 27-Oct-2008
. .
Cited – Campbell v Port of Larne, Larne Harbour Ltd NIIT 16-Jan-2009
NIIT Age discrimination is now prohibited, in certain employment situations, by the Employment Equality (Age) Regulations (Northern Ireland) 2006 (‘the Regulations’).
The provisions of the Regulations which . .
Cited – Williamson v The Chief Constable of The Greater Manchester Police and Another EAT 9-Mar-2010
EAT PRACTICE AND PROCEDURE
Appellate jurisdiction / reasons / Burns-Barke
Case Management
The Employment Judge sitting alone at a pre-hearing review was correct in excluding evidence obtained by . .
Cited – Vaughan v London Borough of Lewisham and Others EAT 1-Feb-2013
EAT PRACTICE AND PROCEDURE – Admissibility of Evidence
In support of a discrimination claim the Claimant sought permission to adduce in evidence 39 hours’ worth of covert recordings which she had made of . .
Cited – Punjab National Bank (International) Ltd and Others v Gosain EAT 7-Jan-2014
EAT PRACTICE AND PROCEDURE – Preliminary issues – Whether court recordings of relevant meetings prior to Claimant’s alleged dismissal were to be admissible in evidence at trial insofar as they involved private . .
Lists of cited by and citing cases may be incomplete.
Employment, Human Rights, Evidence
Leading Case
Updated: 10 November 2021; Ref: scu.245019
Once a tribunal in a discrimination claim has found that there is broadly similar work, the tribunal must then consider whether there are differences amounting to practical importance. Phillips J P said: ‘trivial differences or differences not likely in the real world to be reflected in the terms and conditions of employment, ought to be disregarded. In other words, once it is determined that work is of a broadly similar nature it should be regarded as being ‘like work’ unless the differences are plainly of a kind which the industrial tribunal in its experience would expect to find reflected in the terms and conditions of employment. This last point requires to be emphasised . . The only differences which will prevent work which is of a broadly similar nature from being ‘like work’ are differences which in practice will be reflected in the terms and conditions of employment.’
Phillips J P
[1976] UKEAT 346 – 76 – 1076, [1977] 2 WLR 26, [1977] QB 852, [1976] IRLR 366, (1976) 11 ITR 316, [1977] 2 All ER 11
Bailii
England and Wales
Employment, Discrimination
Leading Case
Updated: 10 November 2021; Ref: scu.392854
The claimant sought an injunction to prevent the respondent Trades Union calling on its members to boycott mail to South Africa. The respondents challenged the ability of the court to make such an order.
Held: The wide wording of the statute did not mean that the courts had, in effect, limitless powers to grant interlocutory injunctions whenever they thought it convenient to do so. As to the exceptional nature of the power to invoke the assistance of the civil courts in aid of the criminal law, there must be something more than infringement before the assistance of civil proceedings can be invoked and accorded for the protection or promotion of the interests of the inhabitants of the area.
Lord Diplock said: ‘Authorities about the jurisdiction of the courts to grant declaratory relief are legion. The power to grant a declaration is discretionary; it is a useful power and over the course of the last hundred years it has become more and more extensively used . . Nothing that I have to say is intended to discourage the exercise of judicial discretion in favour of making declarations of right in cases where the jurisdiction to do so exists. But that there are limits to the jurisdiction is inherent in the nature of the relief: a declaration of rights. The only kind of rights with which courts of justice are concerned are legal rights; and a court of civil jurisdiction is concerned with legal rights only when the aid of the court is invoked by one party claiming a right against another party, to protect or enforce the right or to provide a remedy against that other party for infringement of it, or is invoked by either party to settle a dispute between them as to the existence or nature of the right claimed. So for the court to have jurisdiction to declare any legal right it must be one which is claimed by one of the parties as enforceable against an adverse party to the litigation, either as a subsisting right or as one which may come into existence in the future conditionally on the happening of an event . . But the jurisdiction of the court is not to declare the law generally or to give advisory opinions; it is confined to declaring contested legal rights, subsisting or future, of the parties represented in the litigation before it and not of anyone else.’
As to the right to bring private prosecutions, they are ‘a useful constitutional safeguard against capricious, corrupt or biased failure or refusal of those authorities to prosecute offenders against the criminal law.’
Lord Wilberforce noted that the right to bring a private prosecution was ‘a valuable constitutional safeguard against inertia or partiality on the part of authority.’ and ‘That it is the exclusive right of the Attorney-General to represent the public interest – even where individuals might be interested in a larger view of the matter – is not technical, not procedural, not fictional. It is constitutional.’
Lord Wilberforce, Lord Diplock
[1978] AC 435, [1977] UKHL 5, [1977] 3 All ER 70
Bailii
Supreme Court of Judicature (Consolidation) Act 1925, Post Office Act 1953 58(1) 68, Telegraph Act 1863 45
England and Wales
Citing:
Cited – Attorney General of The Dutchy, At The Relation of Mr Vermuden v Sir John Heath nd Others 9-Jul-1690
The Attorney General of the Dutchy Court exhibits an information in behalf of one part-owner of coal-mines, against the other ; outlawry in the relator is a good plea.
In a relator action, the King’s name is only made use of by the form of the . .
Cited – Shore v Wilson 1842
Parke B said: ‘In the first place, there is no doubt that not only where the language of the instrument is such as the Court does not understand, it is competent to receive evidence of the proper meaning of that language, as when it is written in a . .
Cited – Ex Parte Newton 19-Apr-1855
The Attorney General having refused his fiat for a writ of error to a defendant convicted of a misdemeanour Held, that in a proper case, the fiat was due ex debito justitia; but that the Attorney General was to determine, on his owri responsibility, . .
Cited – London County Council v Attorney General 1901
Lord MacNaghten said: ‘Income tax, if I may be pardoned for saying so, is a tax on income. It is not meant to be a tax on anything else.’
Lord Macnaghten said of a relator action: ‘The initiation of the litigation, and the determination of the . .
Cited – Triefus and Co Ltd v Post Office CA 1957
The plaintiff sought damages after the defendant lost two mail packets.
Held: Acceptance of a postal packet by the Post Office for transmission to the addressee gives rise to no contractual rights. The court analysed the history of legislation . .
Cited – Attorney-General v The Ironmongers’ Company Betton’s Charity 14-Feb-1840
Bequest of residue to a company, to apply the interest of a moiety ‘unto the redemption of British slaves in Turkey or Barbary,’ one-fourth to charity schools in London and its suburbs; and in consideration of the care and pains of the company, the . .
Cited – Attorney-General v The Ironmongers’ Company Betton’s Charity 14-Feb-1840
Bequest of residue to a company, to apply the interest of a moiety ‘unto the redemption of British slaves in Turkey or Barbary,’ one-fourth to charity schools in London and its suburbs; and in consideration of the care and pains of the company, the . .
Cited by:
Cited – Attorney-General v Able and Others QBD 28-Apr-1983
The Attorney General sought a declaration as to whether it would be the crime of aiding and abetting or counselling and procuring suicide, to distribute a booklet published by the respondent which described various effective ways of committing . .
Cited – Legal and General Assurance Society Ltd v CCA Stationery Ltd ChD 12-Dec-2003
The claimant had managed a pension scheme for the respondent company. It now challenged a finding of maladministration of the scheme, with respect to the methods of calculation of discounts applicable to those leaving the scheme.
Held: Since . .
Cited – Stoke-On-Trent City Council v B and Q (Retail) Ltd HL 1984
The defendants had been trading on Sundays in breach of s.47 of the Shops Act 1950, which, by s.71(1) imposed on every local authority the duty to enforce within their district the provisions of that Act. Parliament has given local authorities a . .
Cited – In Re Z (Local Authority: Duty) FD 3-Dec-2004
Mrs Z suffered a terminal disease, and sought to travel to Switzerland supported and assisted by her husband, so that she could terminate her life. She appealed an injunction obtained by the authority to prevent her leaving.
Held: The . .
Cited – Bermuda Cablevision Limited and others v Colica Trust Company Limited PC 6-Oct-1997
(Bermuda) An alternative remedy to winding up is available to a shareholder where oppressive conduct is alleged, though the main thrust is that the conduct is unlawful. . .
Considered – Meadows Indemnity Co Ltd v The Insurance Corporation of Ireland plc and Another CA 1989
A claim was made for declaratory relief.
Held: The Claimant, a re-insurer, did not have locus to claim a declaration that the main insurer could avoid the main contract of insurance, to which the Claimant was not a party. The court considered . .
Cited – Cabvision Ltd v Feetum and others CA 20-Dec-2005
The company challenged the appointment of administrative receivers, saying there had been no insolvency.
Held: No question arises of a derivative action arose here. The claimant had standing to apply for declaratory relief since they were . .
Cited – In Re S (Hospital Patient: Court’s Jurisdiction) CA 6-Mar-1995
The carer of S sought a declaration that S’s wife and son were not entitled to remove him to Norway.
Held: The court may try an issue as to the patient’s care as between rival claimants as carers. It should not tightly restrict list of carers . .
Cited – Oxfordshire County Council v Oxford City Council and others HL 24-May-2006
Application had been made to register as a town or village green an area of land which was largely a boggy marsh. The local authority resisted the application wanting to use the land instead for housing. It then rejected advice it received from a . .
Cited – Jones v Whalley HL 26-Jul-2006
The appellant had assaulted the respondent. He had accepted a caution for the offence, but the claimant had then pursued a private prosecution. He now appealed refusal of a stay, saying it was an abuse of process.
Held: The defendant’s appeal . .
Cited – Brown v HM Queen Elizabeth, the Queen Mother, the Executors of the Estate of and others FD 5-Jul-2007
The plaintiff sought the unsealing of the wills of the late Queen Mother and of the late Princess Margaret, claiming that these would assist him establishing that he was the illegitimate son of the latter.
Held: The application was frivolous. . .
Cited – Ewing, Regina (on the Application of) v Davis Admn 2-Jul-2007
The court considered whether the District Judge had been correct to refuse to issue summonses for private prosecutions where there was a suggestion that only a private dispute at stake.
Held: It ‘never was any requirement that a private . .
Cited – Office of Fair Trading v Foxtons Ltd ChD 17-Jul-2008
Complaint was made that the Foxtons standard terms of acting in residential lettings were unfair. Foxtons objected to the jurisdiction of the Claimant to intervene.
Held: On a challenge to an individual contract, the court would be able to see . .
Cited – Birmingham City Council v Shafi and Another CA 30-Oct-2008
The Council appealed a finding that the court did not have jurisdiction to obtain without notice injunctions to control the behaviour of youths said to be creating a disturbance, including restricting their rights to enter certain parts of the city . .
Cited – Feetum v Levy CA 2006
Jonathan Parker LJ discussed the granting of declarations: ‘things have indeed moved on since the Meadows case was decided; and the courts should not nowadays apply such a restrictive meaning to the passage in Lord Diplock’s speech in Gouriet’s . .
Cited – Rolls-Royce plc v Unite the Union CA 14-May-2009
The parties disputed whether the inclusion of length of service within a selection matrix for redundancy purposes would amount to unlawful age discrimination. The court was asked whether it was correct to make a declaratory judgment when the case . .
Cited – Rolls-Royce plc v Unite the Union CA 14-May-2009
The parties disputed whether the inclusion of length of service within a selection matrix for redundancy purposes would amount to unlawful age discrimination. The court was asked whether it was correct to make a declaratory judgment when the case . .
Cited – Scopelight Ltd and Others v Chief of Police for Northumbria CA 5-Nov-2009
The claimant sought return of items removed by the defendants under the 1984 Act. A decision had been made against a prosecution by the police. The police wished to hold onto the items to allow a decision from the second defendant.
Held: The . .
Cited – Rollins, Regina v SC 28-Jul-2010
The court was asked whether the Financial Services Authority had a power to prosecute money laundering offences under the 2002 Act, or whether, as contended by the defendant, its powers were limited to sections under the 2000 Act.
Held: The . .
Cited – Gujra, Regina (on The Application of) v Crown Prosecution Service SC 14-Nov-2012
The appellant had twice begun private prosecutions only to have them taken over by the CPS and discontinued. He complained that a change in their policy on such interventions interfered with his statutory and constitutional right to bring such a . .
Lists of cited by and citing cases may be incomplete.
Employment, Litigation Practice, Constitutional
Leading Case
Updated: 10 November 2021; Ref: scu.181965
The appellant plaintiff company had employed the defendant as sales manager. The contract of employment made no provision restricting use of confidential information. He left to set up in competition. The company now sought to prevent him using confidential information for this purpose.
Held: The information and the advantage flowing from it was obtained through dishonesty.
The court set down the obligations of employees after leaving their employment with regard to confidential information acquired by them.
Except in special circumstances, there is no general restriction on an ex-employee canvassing or doing business with the customers of his former employer. The employer can only succeed on the basis of an implied term if he can show improper use of confidential information tantamount to a trade secret. The court must consider: ‘(a) The nature of the employment. Thus employment in a capacity where ‘confidential’ material is habitually handled may impose a high obligation of confidentiality because the employee can be expected to realise its sensitive nature to a greater extent than if he were employed in a capacity where such material reaches him only occasionally or incidently. (b) The nature of the information itself. In our judgment the information will only be protected if it can be properly be classed as a trade secret or as material which, while not properly to be described as a trade secret, is in all the circumstances of such a highly confidential nature as to require the same protection as a trade secret eo nomine. . (c) Whether the employer impressed on the employee the confidentiality of the information . . (d) Whether the relevant information can be easily isolated from other information which the employee is free to use or disclose.’ and ‘It is clearly impossible to provide a list of matters which will qualify as trade secrets or their equivalent. Secret processes of manufacture provide obvious examples, but innumerable other pieces of information are capable of being trade secrets, though the secrecy of some information may be only short-lived. In addition, the fact that the circulation of certain information is restricted to a limited number of individuals may throw light on the status of the information and its degree of confidentiality.’
Neill LJ restated the classification provided at first instance. ‘(1) Where the parties are linked by a contract of employment, their obligations are governed by the contract between the employee and the employer.
(2) In the absence of an express term, the obligations of the employee in respect of the use and disclosure of information are governed by implied terms.
(3) While the employee remains in the employment of the employer, the implied obligations impose a duty of good faith or fidelity on the employee. The extent of the duty of good faith will vary according to the nature of the contract. The duty of good faith will be broken if the employee makes or copies a list of the customers of the employer for use after his employment ends or deliberately memorises such a list, even though (except in special circumstances) there is no general restriction on an ex-employee canvassing or doing business with customers of his former employer.
(4) After the termination of employment, the implied obligations becomes more limited in scope. A former employee is not allowed to use or disclose information which is of a sufficiently high degree of confidentiality so as to amount to a trade secret. The obligation does not extend to all information obtained during his employment and in particular may not cover information which is only confidential in the sense that unauthorised disclosure of such information to a third party while the employment subsisted would be a breach of the duty of good faith.
(5) In determining whether any item of information is protected by the implied term after termination of employment, all the circumstances would be taken into account and in particular the following factors would be considered :
(a) The nature of the employment-If the employment is in a capacity where confidential material is habitually handled this may impose a high obligation of confidentiality because the employee could be expected to realise the confidential nature of the information.
(b) The nature of the information itself-The information is only protected if it can properly be classified as a trade secret or material which is in all the circumstances of such a highly confidential nature as to require the same protection as a trade secret.
(c) Whether the employer impressed on the employee the confidentiality of the information. The attitude of the employer towards the information provides evidence which may assist in determining whether or not the information can properly be regarded as a trade secret.
(d) Whether the relevant information can be easily isolated from other information which the employee is free to use or disclose.
The Court did disagree with Goulding J that an employer can restrain the use of information in his second category (namely confidential information) by means of a restrictive covenant. A restrictive covenant will not be enforced unless it is reasonably necessary to protect a trade secret or to prevent some personal influence over customers being abused in order to entice them away.
Neill LJ
[1987] Ch 117, [1986] 1 All ER 625
England and Wales
Citing:
Appeal from – Faccenda Chicken v Fowler ChD 1984
The court was asked to restrain the plaintiff’s a former sales manager making use of information acquired during his employment which information the employer claimed to be confidential. F had set up a business in a similar field, the marketing of . .
Cited – Amber Size and Chemical Co Ltd v Menzel 1913
The implied obligation on a former employee not to use or disclose information may cover secret processes of manufacture such as chemical formulae. . .
Cited – Reid and Sigrist Ltd v Moss and Mechanism Ltd 1932
An employee can be obliged not to use or disclose information acquired by him during his employment after leaving it in respect of designs or special methods of construction. . .
Cited – Printers and Finishers Limited v Holloway 1965
The court considered the questions arising from the use of information acquired by an employee during his employment after that employment had ended, and noted that information the future use of which will not be restrained is information not . .
Cited – Herbert Morris Ltd v Saxelby HL 1916
For a covenant in restraint of trade to be treated as reasonable in the interests of the parties ‘it must afford no more than adequate protection to the benefit of the party in whose favour it is imposed.’ There is a need for the court to consider . .
Cited – Thomas Marshall (Exports) Ltd v Guinle ChD 1979
The managing director defendant had resigned before the end of the contractual term. There was an express covenant in his contract against using or disclosing the company’s confidential information during or after his employment. It was submitted . .
Cited by:
Cited – Poeton Industries Ltd and Another v Michael Ikem Horton CA 26-May-2000
The claimant sought damages and an injunction after their former employee set up in business, using, they said, information about their manufacturing procedures and customers obtained whilst employed by them. The defendant appealed the injunction . .
Cited – Thomas v Farr Plc and Another CA 20-Feb-2007
The employee, the former chairman of the company, appealed a finding that his contract which restricted his being employed for one year in the same field after termination, was valid and enforceable. The company had provided insurance services to . .
Cited – SG and R Valuation Service Co v Boudrais and others QBD 12-May-2008
The claimant sought to require the defendants not to work during their notice period to achieve the equivalent of garden leave despite there being no provision for garden leave in the contracts. It was said that the defendants had conspired together . .
Cited – Roger Bullivant Ltd v Ellis CA 1987
The plaintiffs sought various remedies against an ex-employee who had set up a company in competition with the plaintiffs. One was for breach of confidence in respect of a card index of customer contacts, a copy of which the first defendant had . .
Cited – Living Design (Home Improvements) Ltd for Interim Interdict SCS 19-Feb-1999
The petitioner company sought to enforce a post employment restrictive covenant agreed to by the respondent. He had given notice to leave, and the parties had setteled the departure with an additional restriction. The respondent denied that the . .
Cited – Vickerstaff v Edbro Plc CA 28-Jan-1997
The appellant’s employment had terminated in circumstances where he had threatened to publicise matters about the defendant’s activities, but had failed to co-operate with the company in investigating his allegations by particularising them.
Cited – Helmet Integrated Systems Ltd v Tunnard and others CA 15-Dec-2006
Whilst employed by the claimants as a salesman, the defendant came to want to develop his idea for a modular helmet suitable for fire-fighters and others. He took certain steps including showing the proposal confidentially to a competitor, and then . .
Cited – Caterpillar Logistics Services (UK) Ltd v Huesca De Crean QBD 2-Dec-2011
The claimant sought an order to prevent the defendant, a former employee, from misusing its confidential information said to be held by her. Her contract contained no post employment restrictions but did seek to control confidential and other . .
Cited – Phillips v Mulcaire SC 24-May-2012
The claimant worked as personal assistant to a well known public relations company. She alleged that the defendant had intercepted telephone message given by and left for her. The court was asked first as to whether the information amounted to . .
Cited – Lancashire Fires Ltd v S A Lyons and Co Ltd CA 1996
It was claimed that a loan to the employee from a customer of the employer coupled with an exclusive supply agreement by the employee as and when the competing business becomes operative was in breach of an non-compete clause.
Held: The . .
Cited – Ranson v Customer Systems Plc CA 27-Jun-2012
Lewison LJ considered the contractual duty of fidelity within an employment contract:
‘It is not disputed that an employee has an obligation of fidelity towards his employer. If the obligation is not expressed, it will invariably be implied.
Cited – Whitmar Publications Ltd v Gamage and Others ChD 4-Jul-2013
Whitmar claimed damages for breach of contract; an account of profits; damages for breach of fiduciary duty and/or for infringement of its Database Rights under the Copyright and Rights in Database Regulations 1997; and for a permanent injunction . .
Cited – Ranson v Customer Systems Plc CA 27-Jun-2012
Lewison LJ considered the contractual duty of fidelity within an employment contract:
‘It is not disputed that an employee has an obligation of fidelity towards his employer. If the obligation is not expressed, it will invariably be implied.
Cited – Whitmar Publications Ltd v Gamage and Others ChD 4-Jul-2013
Whitmar claimed damages for breach of contract; an account of profits; damages for breach of fiduciary duty and/or for infringement of its Database Rights under the Copyright and Rights in Database Regulations 1997; and for a permanent injunction . .
Lists of cited by and citing cases may be incomplete.
Intellectual Property, Employment
Leading Case
Updated: 10 November 2021; Ref: scu.200320
One employee had informed his employer that a fellow employee had stolen two books of credit notes. He refused to allow his identity to be disclosed for fear of reprisals. The Tribunal had held that the dismissal was unfair because although the employers had a genuine belief in the employee’s guilt they had no reasonable ground for that belief and had not carried out as much investigation into the matter as was reasonable in all the circumstances; and in particular considered that in the absence of any corroborative evidence, a most stringent enquiry should have been made by management to ascertain that the informant was not actuated by improper motives.
Held: The employer’s appeal was dismissed. Wood P said that when assessing credibility: ‘the tribunal must not substitute their own view for the view of the employer, and thus they should be putting to themselves the question – could this employer acting reasonably and fairly in these circumstances properly accept the facts and opinions which it did? The evidence given is that given during the disciplinary procedures and not that which is given before the Tribunal. If a Tribunal is to say that this employer could not reasonably have accepted a witness as truthful, it seems to us that this decision must be based on logical and substantial grounds – good reasons.’
The court set out a checklist to be used in assessing the reliability of an anonymous informant witness. ‘We have been told by both sides that there seems to be no decision of this court giving guidance upon appropriate procedures for an employer to adopt where informants are involved. It is obvious that from whichever side of industry one looks it is important that dishonesty and lack of trust should, where possible, be eliminated, but a careful balance must be maintained between the desirability to protect informants who are genuinely in fear, and providing a fair hearing of issues for employees who are accused of misconduct. We are told that there is no clear guidance to be found from ACAS publications, and the lay members of this court have given me the benefit of their wide experience.
Every case must depend upon its own facts, and circumstances may vary widely – indeed with further experience other aspects may demonstrate themselves – but we hope that the following comments may prove to be of assistance:
3. Further investigation can then take place either to confirm or undermine the information given. Corroboration is clearly desirable.
4. Tactful inquiries may well be thought suitable and advisable into the character and background of the informant or any other information which may tend to add or detract from the value of the information.
5. If the informant is prepared to attend a disciplinary hearing, no problem with arise, but if, as in the present case, the employer is satisfied that the fear is genuine then a decision will need to be made whether or not to continue with the disciplinary process.
6. If it is to continue, then it seems to us desirable that at each stage of those procedures the member of management responsible for that hearing should himself interview the informant and satisfy himself that weight is to be given to the information.
7. The written statement of the informant – if necessary with omissions to avoid identification – should be made available to the employee and his representatives.
8. If the employee or his representative raises any particular and relevant issue which should be put to the informant, then it may be desirable to adjourn for the chairman to make further inquiries of that informant.
9. Although it is always desirable for notes to be taken during disciplinary procedures, it seems to us to be particularly important that full and careful notes should be taken in these cases.
10. Although not peculiar to cases where informants have been the cause for the initiation of an investigation, it seems to us important that if evidence from an investigating officer is to be taken at a hearing it should, where possible, be prepared in a written form.
‘This case also appears to highlight the problems facing a Tribunal when considering credibility. As Mr O’Hara confirmed to us, the tribunal must not substitute their own view for the view of the employer, and thus they should be putting to themselves the question – could this employer acting reasonably and fairly in these circumstances properly accept the facts and opinions which it did? The evidence is that given during the disciplinary procedures and not that which is given before the Tribunal.
If a Tribunal is to say that this employer could not reasonably have accepted a witness as truthful, it seems to us that that decision must be based upon logical and substantial grounds – good reasons. Instances might be – that the witness was a bare faced liar, who must have given that impression to the employer at the relevant time; that the witness was clearly biased – provided that such a bias should have been clear at the relevant time; that documents available at the relevant time clearly showed the witness to be inaccurate and that such documentary evidence was ignored by the employer.
However, there could be other less obvious situations where mere vagueness and uncertainty would not be sufficient, and it should never be forgotten that cross-examination by experienced advocates may produce a picture not made evident during the disciplinary procedures. For the Tribunal merely to prefer one witness to another might well not be sufficient as this could be to substitute their own view. The employers have the peculiar advantage over the Tribunal of having an intimate knowledge of the geography, the nature and workings of the business and the various members of the staff.’
Wood P
[1989] IRLR 235, [1989] ICR 518
England and Wales
Citing:
Cited – British Home Stores Ltd v Burchell EAT 1978
B had been dismissed for allegedly being involved with a number of other employees in acts of dishonesty relating to staff purchases. She had denied the abuse. The tribunal had found the dismissal unfair in the methods used to decide to dismiss her. . .
Cited by:
Mentioned – Hussain v Elonex Plc CA 17-Mar-1999
The claimant appealed against a finding that he had not been unfairly dismissed. He said that the procedure adopted had been unfair, since he had not had opportunity to see the statements provided to his employer by independent witnesses of the . .
Mentioned – Regina (S) v Brent London Borough Council and Others Regina (T) v Brent and Others Regina (P) v Oxfordshire County Council’s Exclusion Appeals Panel and Another CA 17-May-2002
Three pupils appealed their exclusion from school for violent or threatening behaviour.
Held: The statute imposed clear obligations on the appeal panel to act independently, and to consider both the individual circumstances of the child and . .
Cited – West Coast Trains Ltd v Murphy EAT 4-Apr-2006
EAT The claimant, a service manager employed on the respondents’ trains, was dismissed on conduct grounds for having sworn at and been threatening towards a customer. She claimed she had been unfairly dismissed . .
Cited – Ramsey, Hamblet and Treweeke v Walker Snack Foods Ltd, D McDonnell EAT 13-Feb-2004
Three employees appealed decisions that they had not been unfairly dismissed. The employer had suspected them of involvement in a scam involving the diversion of prize-winning crisp packets. Informants had insisted on remaining anonymous. The . .
Cited – Asda Stores Ltd v Thompson and others EAT 11-Oct-2001
. .
Cited – 2 Care v Ababio EAT 20-Oct-1999
. .
Cited – TNT Express UK Ltd v McConnell EAT 25-Nov-1994
. .
Cited – Boys and Girls Welfare Society v McDonald EAT 18-Oct-1995
. .
Cited – Signs and Labels Ltd v Wallace EAT 22-Jan-1996
. .
Cited – Ainsworth and others v Whitbread Plc EAT 17-Dec-1997
. .
Cited – Louies v Coventry Hood and Seating Co EAT 1990
An employer’s dismissal procedure need not be prima facie unfair if the employee was not permitted to know the contents of statements on which the employer would rely in taking a decision to dismiss or confirm a previous dismissal. Wood J said: ‘It . .
Lists of cited by and citing cases may be incomplete.
Limitation, Employment
Leading Case
Updated: 09 November 2021; Ref: scu.267933
The claimant alleged discrimination. As a teaching assistant, she had been refused permission to wear a veil when assisting a male teacher.
Held: Direct discrimination had not been shown. The respondent had shown that any comparator would have also been required to remove a veil since it obscured her face and mouth and was a barrier to effective learning. The requirement not to wear clothing which interfered unduly with an employee’s ability to communicate was neutral within article 2. No indirect discrimination had been shown.
Wilkie J
[2007] UKEAT 0009 – 07 – 3003, Times 17-Apr-2007, [2007] IRLR 484, [2007] ELR 339, [2007] ICR 1154
Bailii
European Convention on Human Rights 2, European Union Council Directive 2000/78EC, Employment Equality (Religion or Belief) Regulations 2003
Citing:
Cited – Bilka-Kaufhaus v Webers Von Hartz ECJ 13-May-1986
ECJ An occupational pension scheme which, although established in accordance with statutory provisions, is based on an agreement between the employer and employee representatives constitutes an integral part of . .
Cited – Lommers v Minister van Landbouw, Natuurbeheer en Visserij ECJ 19-Mar-2002
Europa Social policy – Equal treatment of men and women – Derogations – Measures to promote equality of opportunity between men and women – Subsidised nursery places made available by a Ministry to its staff – . .
Cited – Hardys and Hansons Plc v Lax CA 7-Jul-2005
The issue of justification of discrimination is rarely a simple matter. No margin of appreciation was to be allowed to an employer. It is for the tribunal to make its own judgment as to whether the practice complained of by the employee was . .
Cited – Shamoon v Chief Constable of the Royal Ulster Constabulary HL 27-Feb-2003
The applicant was a chief inspector of police. She had been prevented from carrying out appraisals of other senior staff, and complained of sex discrimination.
Held: The claimant’s appeal failed. The tribunal had taken a two stage approach. It . .
Cited – Mangold v Helm ECJ 22-Nov-2005
ECJ Grand Chamber – Directive 1999/70/EC – Clauses 2, 5 and 8 of the Framework Agreement on fixed-term work – Directive 2000/78/EC – Article 6 – Equal treatment as regards employment and occupation – Age . .
Cited – Secretary of State for Defence v Elias CA 10-Oct-2006
The claimant said that a scheme drawn by the defendant for compensating British civilians interned by the Japanese during the second world war was indirectly discriminatory on racial grounds by requiring a national origin link with the UK. She had . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination, Human Rights
Leading Case
Updated: 09 November 2021; Ref: scu.251294
ECJ Working conditions – Directive 2003/88/EC – Organisation of working time – Right to annual leave – Airline pilots
ECJ Article 7 of Directive 2003/88/EC and clause 3 of the European Agreement: ‘must be interpreted as meaning that an airline pilot is entitled, during his annual leave, not only to the maintenance of his basic salary, but also, first, to all the components intrinsically linked to the performance of the tasks which he is required to carry out under his contract of employment and in respect of which a monetary amount, included in the calculation of his total remuneration, is provided and, second, to all the elements relating to his personal and professional status as an airline pilot. It is for the national court to assess whether the various components comprising that worker’s total remuneration meet those criteria.’
A. Tizzano, P
[2011] EUECJ C-155/10, C-155/10, [2012] CEC 118, [2012] 1 CMLR 23, [2012] ICR 847, [2011] IRLR 948
Bailii
Directive 2003/88/EC, Directive 93/104/EC
European
Citing:
Opinion – Williams And Others v British Airways Plc ECJ 16-Jun-2011
ECJ (Opinion) Working conditions – Organisation of working time – Article 7 of Directive 2003/88/EC – Right to paid annual leave – Extent of the obligations provided for by that directive in respect of the nature . .
Reference – British Airways Plc v Williams and Others SC 24-Mar-2010
The court was asked as to the calculation of annual leave pay for crew members in civil aviation under the Regulations. The company argued that it was based on the fixed annual remuneration, and the pilots argued that it should include other . .
Cited by:
Cited – Bear Scotland Limited v Fulton, and similar EAT 4-Nov-2014
EAT WORKING TIME REGULATIONS: HOLIDAY PAY – DAMAGES FOR BREACH OF CONTRACT – UNLAWFUL DEDUCTION FROM WAGES
The EAT held that Article 7 of the Working Time Directive is to be interpreted such that payments . .
Lists of cited by and citing cases may be incomplete.
European, Employment
Leading Case
Updated: 09 November 2021; Ref: scu.466926
The employer closed its bakeries and made redundancies, but without consultation. The ET decided it could make a protective award even if none of the employees had suffered any loss because the redundancies must follow.
Held: In the legislation there were provisions where sums were to be paid without any assessment of actual loss being made. ‘So it seems to us that despite the background of the desire to encourage consultation in order to avoid liability for unfair dismissal, and also despite the fact that in some areas the object of Parliament is clearly seen to be purely one of compensation, we have to look at the particular sections with which we are concerned and decide what precisely they lay down . . It seems to us that here it is important to bear in mind that the obligation which is imposed upon an employer is one in respect of descriptions of employees.’ It was ‘striking’ that s. 105 (5) of the 1975 Act did not refer to loss suffered by the employee. ‘So it would seem that basically the question is, how serious was the employer’s default in complying with the requirements of section 99? Obviously there can be defaults of different gravity. For example, one requirement of the Act is that necessary information shall be disclosed in writing. It might be that if all the information had been given orally to a trade union representative, a tribunal would not take a very serious view of that as a failure to comply with a requirement. On the other hand, failure to give reasons at all, or failure to include one of the matters specified in section 99 (5), might be more serious. A failure to consult at all, or consultation only at the last minute, might be taken to be even more serious.’
Slynn J analysed the basis of the protective award: ‘The question is, to compensate for what? It seems to us that it is to compensate for the failure to consult. It seems to us that here Parliament is providing that employers should, in this kind of potential or actual redundancy situation, discuss the matter with the union and the Secretary of State in the hope of achieving one or other of the alternative courses to which we have referred. True it is that the Tribunal has power to make a declaration. It seems to us that there is a duty, in the appropriate case, to make a declaration. In addition it seems to us that Parliament has given to the Industrial Tribunals the power, if they so decide, also to make a protective award which involves the payment of money. It seems to us that when that decision is taken, the question which has to be looked at is not the loss or potential loss of actual remuneration during the relevant period by the particular employee. It is to consider the loss of days of consultation which have occurred. The Tribunal will have to consider, how serious was the breach on the part of the employer? It may be that the employer has done everything that he can possibly do to ensure that his employees are found other employment. If that happens, a Tribunal may well take the view that either there should be no award or, if there is an award, it should be nominal. It does not seem to us that the Tribunal has to be satisfied, before it can make an award. that the employees have been paid during the relevant period. Indeed, if the application is made before the dismissals take place, these facts may not be known. It might be quite impossible to know, until the end of the period, what is the position so far as earnings from the same employer or from other sources are concerned.’ and
‘Therefore this case will now go back to the Industrial Tribunal for them to decide, on the material before them, whether there should be a protective award and, if so, what should be the length of the period which they find to be just and equitable in all the circumstances having regard to the seriousness of the employer’s default in complying with the requirements of the section.’ and
‘That, as the cases to which we have referred show quite clearly, will involve a consideration of the length of period, the nature of the default, and the ‘just and equitable’ provision. It will also involve a consideration of the steps which were taken by the employer to deal with the situation which arose and to obtain other employment for their employees, even though they were in breach of the obligation to consult.’
Slynn J
[1980] ICR 31, [1979] IRLR 339
Employment Protection Act 1975 99(5) 105(5)
England and Wales
Cited by:
Cited – Susie Radin Ltd v GMB and others CA 20-Feb-2004
The company made redundancies but failed to carry out any effective or honest consultation. The tribunal awarded the maximum 90 days protective order. The company appealed saying that it had given the employees greater notice than was strictly due. . .
Cited – Securicor Omega Express Ltd v GMB (A Trade Union) EAT 7-Apr-2003
EAT The company decided to close two branches and make redundancies. They presented the closure itself as a fait accompli to the union representatives. The Tribunal found that this involved a failure to consult . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 09 November 2021; Ref: scu.194619
ECJ (Judgment) Reference for a preliminary ruling – Social policy – Collective redundancies – Directive 98/59/EC – Article 1(1)(a) – Meaning of ‘establishment’ – Method of calculating the number of workers made redundant
T von Danwitz, P
C-80/14, [2015] EUECJ C-80/14, ECLI:EU:C:2015:291
Bailii
Directive 98/59/EC 1(1)(a)
European
Employment, Insolvency
Updated: 09 November 2021; Ref: scu.546229
In three cases appeals were heard against a finding as to whether a worker was entitled to have his employer pay National Insurance contributions on his behalf which would apply if he were an employee. He worked as an ‘owner-driver’
Held: The court asked what was the test of whether a worker was self-employed or an employee. It looked to whether the employer exercised ‘control’ over the worker.
MacKenna J said: ‘A contract of service exists if these three conditions are fulfilled. (i) The servant agrees that, in consideration of a wage or other remuneration, he will provide his own work and skill in the performance of some service for his master. (ii) He agrees, expressly or impliedly, that in the performance of that service he will be subject to the other’s control in a sufficient degree to make that other master. (iii) The other provisions of the contract are consistent with its being a contract of service.’
As to (i): ‘There must be a wage or other remuneration. Otherwise there will be no consideration, and without consideration no contract of any kind. The servant must be obliged to provide his own work and skill. Freedom to do a job either by one’s own hands or by another’s is inconsistent with a contract of service, though a limited or occasional power of delegation may not be . . As to (ii). Control includes the power of deciding the thing to be done, the way in which it shall be done, the means to be employed in doing it, the time when and the place where it shall be done. All these aspects of control must be considered in deciding whether the right exists in a sufficient degree to make one party the master and the other his servant. The right need not be unrestricted.’ and
”To find where the right resides one must look first to the express terms of the contract, and if they deal fully with the matter one may look no further. If the contract does not expressly provide which party shall have the right, the question must be answered in the ordinary way by implication.
The third and negative condition is for my purpose the important one, and I shall try with the help of five examples to explain what I mean by provisions inconsistent with the nature of a contract of service.
(i) A contract obliges one party to build for the other, providing at his own expense the necessary plant and materials. This is not a contract of service, even though the builder may be obliged to use his own labour only and to accept a high degree of control: it is a building contract. It is not a contract to serve another for a wage, but a contract to produce a thing (or a result) for a price.
(ii) A contract obliges one party to carry another’s goods, providing at his own expense everything needed for performance. This is not a contract of service, even though the carrier may be obliged to drive the vehicle himself and to accept the other’s control over his performance: it is a contract of carriage.
(iii) A contract obliges a labourer to work for a builder, providing some simple tools, and to accept the builder’s control. Notwithstanding the obligation to provide the tools, the contract is one of service. That obligation is not inconsistent with the nature of a contract of service. It is not a sufficiently important matter to affect the substance of the contract.
(iv) A contract obliges one party to work for the other, accepting his control, and to provide his own transport. This is still a contract of service. The obligation to provide his own transport does not affect the substance. Transport in this example is incidental to the main purpose of the contract. Transport in the second example was the essential part of the performance.
(v) The same instrument provides that one party shall work for the other subject to the other’s control, and also that he shall sell him his land. The first part of the instrument is no less a contract of service because the second part imposes obligations of a different kind: Amalgamated Engineering Union v Minister of Pensions and National Insurance [1963] 1 WLR 441, 451, 452.
I can put the point which I am making in other words. An obligation to do work subject to the other party’s control is a necessary, though not always a sufficient, condition of a contract of service. If the provisions of the contract as a whole are inconsistent with its being a contract of service, it will be some other kind of contract, and the person doing the work will not be a servant. The judge’s task is to classify the contract (a task like that of distinguishing a contract of sale from one of work and labour). He may, in performing it, take into account other matters besides control.’
MacKenna J
[1968] 2 QB 497, [1968] 1 All ER 433, [1968] 2 WLR 775, [1967] EWHC QB 3
Bailii
National Insurance Act 1965
England and Wales
Citing:
Cited – Chadwick v Pioneer Private Telephone Co Ltd 1941
Stable J said: ‘A contract of service implies an obligation to serve, and it comprises some degree of control by the master.’ . .
Cited – Zuijs v Wirth Brothers Proprietary Ltd 1955
The court considered the extent of authority to be established to show the relationship of employer and employee: ‘What matters is lawful authority to command so far as there is scope for it. And there must always be some room for it, if only in . .
Cited – Hardaker v Idle District Council CA 1896
A reservation of a right to direct or superintend the performance of the task cannot transform into a contract of service what in essence is an independent contract.
A statutory duty to maintain the highway could not be delegated to . .
Cited – Humberstone v Northern Timber Mills 16-Nov-1949
High Court of Australia – The Court was asked whether a contract was one of employment. For a number of years the owner had taken his truck at about the same time each day to the respondents’ factory where he had been given goods to deliver to their . .
Cited – City of Montreal v Montreal Locomotive Works Limited and Another PC 24-Oct-1946
(Canada) the Board was asked whether a corporation was the occupant of an armaments factory so as to be liable to pay an occupation tax, and whether it was carrying on a business in the factory so as to be liable to pay a business tax. The answer to . .
Cited – Bank Voor Handel En Scheepvaart NV v Slatford 1951
A Dutch bank deposited a quantity of gold in London before the start of the 1939-1945 war. In May 1940 the Netherlands were invaded and they became an enemy territory for the purposes of the 1939 Act. The Royal Netherlands Government, with the . .
Cited by:
Cited – Hewlett Packard Ltd v M O’Murphy EAT 26-Sep-2001
The applicant, a computer programmer, worked through his own limited company. That company contracted with an agency to provide his services, and the agency contracted with appellant to supply on those services. The contracts did contain some . .
Cited – Brook Street Bureau (UK) Ltd v Dacas CA 5-Mar-2004
The applicant cleaner sought compensation for unfair dismissal. The issue was whether she was an employee of the respondents, of their client where she did her work, or was not an employee at all. She worked for an agency, who sent her out to . .
Cited – Clark v Oxfordshire Health Authority CA 18-Dec-1997
A nurse was employed under a contract, under which there was no mutuality of obligation; she could refuse work and employer need offer none. This meant that there was no employment capable of allowing an unfair dismissal issue to arise.
Sir . .
Cited – Nethermere (St Neots) Ltd v Taverna and Gardiner CA 1984
The court considered what elements must be present to create a contract of employment.
Held: Stephenson LJ said: ‘There must . . be an irreducible minimum of obligation on each side to create a contract of service.’
Kerr LJ said: ‘The . .
Cited – Motorola Ltd v Gary Davidson, Melville Craig Group Ltd EAT 18-May-2000
EAT Contract of Employment – Definition of Employee . .
Cited – Dacas v Brook Street Bureau (UK) Ltd, Wandsworth London Borough Council EAT 12-Nov-2002
EAT Contract of Employment – Definition of Employee . .
Cited – Cable and Wireless Plc v Muscat CA 9-Mar-2006
The worker was employed via an employment agency. The contract the company had was with the agency, and the agency had the contract with the worker. The worker claimed an implied contract of employment with the end-user.
Held: The end-user . .
Cited – Yuen v The Royal Hong Kong Golf Club PC 28-Jul-1997
(Hong Kong) The applicant was dismissed as a golf caddie after nine years. The Club denied that he had ever been an employee. He was issued by the club with a number, a uniform and a locker. Caddying work was allocated to available caddies in strict . .
Cited – Massey v Crown Life Insurance Company CA 4-Nov-1977
Massey worked as Crown Life’s manager under 2 contracts, one a contract of employment, the other a contract of general agency. Tax and other contributions were deducted from wages paid under the former, while commission was paid under the agency . .
Cited – Upvc Designs Ltd (T/A Croston Conservatories v Latimer and Another EAT 16-Oct-2007
EAT Jurisdictional Points – Worker, employee or neither
Contract of Employment – Whether established
On the question whether the Appellant was employed under a contract of employment, the reasons of . .
Cited – Lambden v Henley Rugby Football Club and Another EAT 29-May-2009
lambden_henlryrfcEAT2009
EAT CONTRACT OF EMPLOYMENT: Whether established
The Claimant was a part time Rugby Coach. The Employment Tribunal found that he had freely elected to be paid as an independent contractor though a limited . .
Cited – Launahurst Ltd v Larner EAT 18-Aug-2009
EAT JURISDICTIONAL POINTS: Worker, employee or neither
For 13 years the Claimant worked installing double glazing for the Respondent. In 2004 he signed a ‘contract supply agreement’ though matters continued . .
Cited – Autoclenz Ltd v Belcher and Others CA 13-Oct-2009
Car Valeters contracts misdescribed their Duties
The claimants worked cleaning cars for the appellants. They said that as workers they were entitled to holiday pay. The appellant said they were self-employed.
Held: The contract purported to give rights which were not genuine, and the . .
Applied – Knight v BCCP Ltd EAT 16-Mar-2011
knight_bccpEAT11
EAT JURISDICTIONAL POINTS – Worker, employee or neither
The Claimant was a licensed private hire driver, who was engaged by the Respondent between 1 September 2008 and 14 October 2008. He was told that he . .
Cited – Autoclenz Ltd v Belcher and Others SC 27-Jul-2011
Car Cleaning nil-hours Contractors were Workers
The company contracted with the claimants to work cleaning cars. The company appealed against a finding that contrary to the explicit provisions of the contracts, they were workers within the Regulations and entitled to holiday pay and associated . .
Cited – Clyde and Co Llp and Another v Bates van Winkelhof CA 26-Sep-2012
The claimant was a solicitor partner with the appellant limited liability partnership at their offices in Tanzania. She disclosed what she believed to be money laundering by a local partner. She was dismissed. She had just disclosed her pregnancy . .
Applied – White and Another v Troutbeck Sa EAT 23-Jan-2013
EAT Contract of Employment : Whether Established – The Claimants were engaged by the Respondent as caretaker/manager of a house and small farm estate, responsible for undertaking duties which included what might . .
Cited – Sharpe v The Bishop of Worcester CA 30-Apr-2015
Reverend Sharpe applied for the post of Rector of Teme Valley South. The right to present (or nominate) a member of the clergy to this living was vested in Mr and Mrs Miles but a person could not be nominated without the Bishop’s approval, which was . .
Cited – Pimlico Plumbers Ltd and Another v Smith SC 13-Jun-2018
The parties disputed whether Mr Smith had been an employee of or worker with the company so as to bring associated rights into play. The contract required the worker to provide an alternate worker to cover if necessary.
Held: The company’s . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 09 November 2021; Ref: scu.181286
The employee complained of his employer’s repeated failure to regrade him, and alleged discrimination. The employer said his claim was out of time.
Held: Mummery J made the distinction between single acts of discrimination, and continuing discrimination: ‘the tribunal erred in law in failing to treat the acts complained of on regrading and failure to give the opportunity to act up as continuing acts . . in our view the allegations amount to a prima facie case that there was a continuing act. The continuing act was in the form of maintaining a practice which, when followed or applied, excluded Mr Owusu from regrading or opportunities to act up.
The position is that an act does not extend over a period simply because the doing of the act has continuing consequences. A specific decision not to upgrade may be a specific act with continuing consequences. The continuing consequences do not make it a continuing act. On the other hand, an act does extend over a period of time if it takes the form of some policy, rule or practice, in accordance with which decisions are taken from time to time. What is continuing is alleged in this case to be a practice which results in consistent decisions discriminatory of Mr Owusu.
It would be a matter of evidence for the tribunal as to whether such a practice . . in fact exists. It may be that, when explanations are given by the respondents, it will be shown that there is no link between one instance and another, no linking practice but a matter of one-off decisions with different explanations which cannot constitute a practice.’
Mummery J
[1995] UKEAT 334 – 93 – 0103, [1995] IRLR 574
Bailii
England and Wales
Citing:
Cited – Meek v City of Birmingham District Council CA 18-Feb-1987
Employment Tribunals to Provide Sufficient Reasons
Tribunals, when giving their decisions, are required to do no more than to make clear their findings of fact and to answer any question of law raised.
Bingham LJ said: ‘It has on a number of occasions been made plain that the decision of an . .
Cited by:
See Also – London Fire Civil Defence Authority v Owusu EAT 8-Oct-1997
. .
Cited – Cast v Croydon College CA 19-Mar-1998
Complaint was made within time limit when the decision complained of was a reconsideration of an earlier decision, not just a reference back to it.
Held: In a sex discrimination case, where there has been a constructive dismissal, time runs . .
Cited – British Medical Association v Chaudhary CA 15-May-2003
The claimant had sought registration as a specialist medical practitioner by the respondent. His complaint that the crtiria used to reject his claim were discriminatory had been rejected by the employment tribunal and EAT on the basis that they had . .
Cited – Lyfar v Brighton and Sussex University Hospitals Trust CA 14-Nov-2006
The claimant appealed against rejection of her claim for race discrimination as having been made out of time. . .
Cited – Mawhirt v British Telecommunications Plc FENI 26-Mar-2007
. .
Cited – Spencer v HM Prison Service Agency EAT 3-Dec-2003
EAT Practice and Procedure – Preliminary issues . .
Cited – MA v Merck Sharpe and Dohme Ltd EAT 14-Apr-2008
EAT Race Discrimination – Continuing Act
Practice and Procedure – Striking-out/dismissal
Allegations of racial discrimination occurring over lengthy period of time. Meaning of ‘act extending over a . .
Cited – Fullerton v Interights International Centre for The Legal Protection of Human Rights EAT 19-Feb-2010
EAT JURISDICTIONAL POINTS:
2002 Act and Pre-Action Requirements
Claim in Time and Effective Date of Termination
Extension of Time: Reasonably Practicable
The Tribunal at a pre-hearing review . .
Cited – Fearon v Chief Constable of Derbyshire EAT 16-Jan-2004
EAT ‘This case concerns the correct test to be applied when an allegation of victimisation is made under the Race Relations Act; and the correct approach to handling a series of allegations of race discrimination . .
Cited – P Pathak R Chaudhary v Secretary of State for Health and others the Specialist Training Authority Appeal Panel and others EAT 8-Jan-2004
EAT Race Discrimination – Indirect . .
Cited – Grant v Department of Finance and Personnel FENI 13-Nov-2007
. .
Cited – MA v Merck Sharp and Dohme Ltd CA 16-Dec-2008
. .
Cited – Armstrong v Chief Constable Of the Police Service for Northern Ireland NIIT 3-Aug-2009
Claims for direct and indirect sex discrimination dismissed. . .
Cited – Robertson v Bexley Community Centre (T/A Leisure Link) EAT 4-Jul-2002
EAT Race Discrimination – Direct . .
Cited – Henry v London Borough of Newham EAT 13-May-2003
EAT Race Discrimination – Indirect. . .
Cited – Preston Borough Council, Geoffrey Driver v S Harrison Geoffrey Driver S Harrison, Preston Borough Council EAT 11-Mar-2003
EAT Sex Discrimination – Victimisation . .
Cited – Murali v British Medical Association EAT 8-Sep-2003
EAT Race Discrimination – Indirect . .
Cited – Dime v Brent, Kensington, Chelsea and Westminster Mental Health NHS Trust EAT 6-Nov-2002
. .
Cited – Robertson v Bexley Community Centre CA 11-Mar-2003
The claimant brought his claim in discrimination, but it was out of time. The employer appealed against a decision to extend the time for him to file his complaint.
Held: A tribunal has a very wide discretion in the area of whether to extend . .
Cited – Sinclair Roche and Temperley and others v Heard and Another EAT 22-Jul-2004
EAT Sex discrimination claim by former partners against the partnership and individual partners: direct discrimination (in both cases) and indirect discrimination (in one) found by ET.
(i) ET must, if . .
Cited – J Kells v Pilkington Plc EAT 2-May-2002
EAT Equal Pay Act . .
Cited – Ruby v Kings Lynn and Wisbech Hospitals NHS Trust EAT 6-Jun-2001
. .
Cited – Chaudhary v The Senate of the Royal College of Surgeons Of Great Britain and Ireland and Others, NHS Executive Headquarters, Department of Health, NHS Executive North West, The Postgraduate Dean North West Deanery etc EAT 19-Jul-2001
EAT Race Discrimination – Direct . .
Cited – The Commissioner of Police of the Metropolis v Hendricks EAT 5-Nov-2001
EAT Jurisdiction – (no sub-topic). . .
Cited – G R Pommell v Birmingham City Council and Another EAT 17-Jan-2002
. .
Cited – Hendricks v The Commissioner of Police of the Metropolis CA 27-Nov-2002
The appellant appealed a finding of the Employment Appeal Tribunal against her. She had complained of sex and race discrimination. She alleged that the Tribunal had concentrated on the issues of policy within the respondent police force.
Held: . .
Cited – Commissioners of Inland Revenue and Cleave CB v Morgan EAT 6-Feb-2002
EAT Race Discrimination – Direct . .
Cited – Sommerville-Cotton v Barclays Capital Services Ltd EAT 25-Jan-2002
EAT Sex Discrimination – Direct . .
Cited – William Jack v Pinkerton Security Services Ltd EAT 7-Dec-2000
EAT Race Discrimination – Direct . .
Cited – Jack v Pinkerton Security Services Ltd CA 3-May-2001
Application for leave to appeal – refused. . .
Cited – Jack v Pinkerton Security Services Ltd EAT 16-Apr-2002
. .
Cited – MOD (Service Children’s Education) v KW EAT 9-Oct-2000
. .
Cited – Lee v Lancashire County Council EAT 1-Mar-2000
. .
Cited – C Pharoah v H M Prison Service EAT 20-Jun-2000
EAT Procedural Issues – Employment Tribunal . .
Cited – Arube v Devon Probation Service EAT 7-Nov-2000
. .
Cited – P Lee v Lancashire County Council EAT 30-Apr-2001
EAT Disability Discrimination – Disability . .
Cited – Farooqi v South Warwickshire NHS Trust EAT 1-Dec-1999
. .
Cited – Tyagi v BBC World Service EAT 3-Apr-2000
. .
Cited – Farooqi v South Warwickshire NHS Trust EAT 5-Apr-2000
. .
Cited – Dr Grace Awaekpo v St Mary’s NHS Trust and others CA 10-Aug-1999
. .
Cited – Court v Gloucester Royal NHS Trust and Another EAT 15-Jun-1999
. .
Cited – Ayobiojo v London Borough of Lewisham EAT 25-Jul-1995
. .
Cited – Cast v Croydon College EAT 9-May-1996
. .
Cited – Akhter v Family Services Unit EAT 20-May-1996
. .
Cited – Donovan v New Islington and Hackney Housing Association EAT 10-Mar-1997
. .
Cited – Mungal v Twickenham and Roehampton Healthcare NHS Trust EAT 11-Apr-1997
. .
Cited – Great Mills (Central) Ltd v Ahmed EAT 16-Apr-1997
. .
Cited – Manning v British Telecommunications Plc and others EAT 25-Apr-1997
. .
Cited – South Wales Police v Walters and others EAT 14-Nov-1997
. .
Cited – Mensah v Whittington Hospital NHS Trust and others EAT 19-Nov-1997
. .
Cited – Sheffield City Council v Wilson and Another EAT 11-Dec-1997
. .
Cited – Ewane v Department for Education and Employment EAT 19-Dec-1997
. .
Cited – Ayobiojo v Nalgo-Unison Trade Union EAT 16-Jan-1998
. .
Cited – South Wales Police v Walters and others EAT 27-Feb-1998
. .
Cited – Court v Gloucestershire Royal NHS Trust EAT 20-Jul-1998
. .
Cited – Khan v Nynex Cablecomms Ltd EAT 26-Oct-1998
. .
Cited – Henry v Foreign and Commonwealth Office EAT 1-Dec-1998
. .
Cited – Weigel and Another v Brown EAT 10-Dec-1998
. .
Cited – Wilson v Sheffield City Council EAT 15-Nov-2000
. .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Leading Case
Updated: 09 November 2021; Ref: scu.209014
ECJ Convention on Jurisdiction and the Enforcement of Judgments – Special jurisdiction – Court for the place of performance of the contractual obligation – Contract of employment – Place where the employee habitually carries out his work – Meaning – Work carried out in more than one Contracting State
(Brussels Convention of 27 September 1968, Art. 5(1), as amended by the 1989 Accession Convention)
Article 5(1) of the Convention of 27 September 1968 on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters, as amended by the Convention of 26 May 1989 on the Accession of the Kingdom of Spain and the Portuguese Republic, must be interpreted as meaning that where, in the performance of a contract of employment, an employee carries out his work in several Contracting States, the place where he habitually carries out his work, within the meaning of that provision, is the place where he has established the effective centre of his working activities. When identifying that place, it is necessary to take into account the fact that the employee spends most of his working time in one of the Contracting States in which he has an office where he organizes his activities for his employer and to which he returns after each business trip abroad.
Times 27-Jan-1997, [1997] ILPr 199, [1997] ECR I-57, C-383/95, [1997] EUECJ C-383/95, [1997] IRLR 249,, [1997] ICR 715, [1997] All ER (EC) 121
Bailii
Brussels Convention 1968 5(1)
European, Employment
Leading Case
Updated: 09 November 2021; Ref: scu.161738
EAT JURISDICTIONAL POINTS – Working outside the jurisdiction
Territorial jurisdiction
The Employment Tribunal had found that the Claimant was employed by the First Respondent (a joint venture involving a Chinese University, based in China) and had worked in China, paid in Chinese currency and subject to a contract that was stated to be governed by Chinese law. In considering his claims under the Equality Act 2010, the ET held that it lacked jurisdiction to determine his complaints. The Claimant appealed, in particular contending the ET had erred in failing to find that it had jurisdiction to determine his claims under EU law (the European Parliament and Council Regulation 1215/2012 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters (recast) (‘the Regulation’)) and the Equality Act 2010 (‘the EqA’).
Held: dismissing the appeal
The Regulation did not confer jurisdiction on the ET in these circumstances; it was concerned with the question which Courts should hear a claim; as such, it did not affect the content of the substantive law applicable to the claim itself (Bleuse v MBT Transport Ltd and Anor [2008] ICR 488 EAT applied). The approach to be adopted in determining whether the Claimant had an enforceable right under British law was laid down in the case-law of the higher appellate Courts, binding on the EAT (see Bates van Winkelhof v Clyde and Co LLP [2012] IRLR 992 CA and R (on the application of Hottak) v Secretary of State for Foreign and Commonwealth Affairs [2016] ICR 975 CA). Given the ET’s findings of fact, it had correctly concluded that it the Claimant had no right to bring a claim under the EqA.
Eady QC HHJ
[2017] UKEAT 0041 – 17 – 2308
Bailii
England and Wales
Employment
Updated: 09 November 2021; Ref: scu.593140
ECJ Reference for a preliminary ruling – Directive 2001/23/EC – Articles 3 to 5 – Transfers of undertakings – Safeguarding of employees’ rights – Exceptions – Insolvency proceedings – ‘Pre-pack’ – Survival of an undertaking : Judgment
[2017] WLR(D) 417, ECLI:EU:C:2017:489, [2017] EUECJ C-126/16
WLRD, Bailii
Council Directive 2001/23/EC
European
Insolvency, Employment
Updated: 09 November 2021; Ref: scu.588266
EAT HARASSMENT: Purpose
Tribunal was entitled to find that a remark made by an employer to a female employee of Indian ethnic origin referring to the possibility of her being ‘married off in India’ had the effect of violating her dignity and constituted harassment within the meaning of s. 3A of the Race Relations Act 1976.
Observations on the approach to be taken by Tribunals in considering claims of harassment under the 1976 Act and the equivalent provisions of cognate legislation.
Underhill P J considered the wording ‘having regard to . . the perception of that other person’ and the danger of confusion and of Tribunals applying a ‘subjective’ test by the back door: ‘We do not believe that there is a real difficulty here. The proscribed consequences are, of their nature, concerned with the feelings of the putative victim: that is, the victim must have felt, or perceived, [his] dignity to have been violated or an adverse environment to have been created. That can, if you like, be described as introducing a ‘subjective’ element; but overall the criterion is objective, because what the Tribunal is required to consider is whether, if the Claimant has experienced those feelings or perceptions, it was reasonable for [him] to do so. Thus if, for example, the Tribunal believes that the Claimant was unreasonably prone to take offence, then even if [he] did genuinely feel [his] dignity to have been violated, there will have been no harassment within the meaning of the section. Whether it was reasonable for a Claimant to have felt [his] dignity to have been violated is quintessentially a matter for the factual assessment of the Tribunal. It will be important for it to have regard to all the relevant circumstances, including the context of the conduct in question. One question that may be material is whether it should reasonably have been apparent whether the conduct, was, or was not, intended to cause offence (or, more precisely, to produce the proscribed consequences): the same remark may have a very different weight if it was evidently innocently intended than if it was evidently intended to hurt.’
Underhill P J
[2009] UKEAT 0458 – 08 – 1202, [2009] ICR 724, [2009] IRLR 336
Bailii
Race Relations Act 1976 3A
England and Wales
Cited by:
Cited – HM Land Registry v Grant EAT 15-Apr-2010
hmlr_grantEAT10
EAT SEXUAL ORIENTATION DISCRIMINATION/TRANSEXUALISM
HARASSMENT – Conduct
PRACTICE AND PROCEDURE – Appellate Jurisdiction /Reasons /Burns-Barke
An Employment Tribunal accepted that 6 out of 12 . .
Applied – Thomas Sanderson Blinds Ltd v English EAT 21-Feb-2011
EAT SEXUAL ORIENTATION DISCRIMINATION/TRANSEXUALISM
PRACTICE AND PROCEDURE – Review
Harassment on grounds of sexual orientation. The Tribunal directed itself correctly in looking at the Claimant’s own . .
Cited – Grant v HM Land Registry CA 1-Jul-2011
The appellant had succeeded in his claim for sex discrimination arising from his orientation, but the EAT had reversed the decision. He now appealed against the EAT decision. Although he had revealed his sexuality in one post, he had chosen to delay . .
Cited – Heafield v Times Newspaper Ltd EAT 17-Jan-2013
EAT Religion or Belief Discrimination – The Appellant, a sub-editor, who was a Roman Catholic, was offended by an editor referring to ‘the fucking Pope’ when chasing a delayed article and brought a claim for . .
Cited – Quality Solicitors Cmht v Tunstall EAT 28-Jul-2014
EAT Harassment – Conduct – Single instance race harassment claim – one overheard remark, ‘She is Polish and very nice’ or ‘She is Polish but very nice’. The Employment Tribunal erred in law in (1) failing to . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Leading Case
Updated: 09 November 2021; Ref: scu.304523
The claimant sought equal pay with other, male, warehouse operatives who were doing work of equal value but for more money. The Court of Appeal had held that since other men were also employed on the same terms both as to pay and work, her claim failed.
Held: The claim was not disbarred in this way. A reference to proceedings in Parliament was used to establish the intention behind the Act. Where regulations had been made in order to give effect to a Community obligation, there was an obligation to apply a purposive construction so as to give effect to the legislative intention and implement the Community obligation. The greater flexibility available to the court in applying a purposive construction to legislation designed to give effect to the United Kingdom’s Treaty obligations to the Community enables the court, where necessary, to supply by implication words appropriate to comply with those obligations. The explanatory note attached to a statutory instrument, although it was not of course part of the instrument, could be used to identify the mischief which it was attempting to remedy.
Lord Oliver of Aylmerton
[1989] AC 66, [1988] 2 All ER 803, [1988] 3 WLR 265, [1988] UKHL 2, [1988] 3 CMLR 221, [1988] ICR 697, [1988] IRLR 357
Hamlyn, Bailii
Equal Pay Act 1970 1(2), EEC Treaty 119, EC Council Directive 75/117
England and Wales
Citing:
Cited – Ainsworth v Glass Tubes Components Ltd EAT 1977
In an equal pay claim, it is for the applicant to choose the man with whom she wishes to compare herself. . .
Cited – Garland v British Rail Engineering Ltd HL 19-Jan-1981
There was a dispute between an employee of the company, a subsidiary of the British Railways Board, a body created by the Transport Act 1962 to manage the railways in the united kingdom, and her employer concerning discrimination alleged to be . .
Cited – Garland v British Rail Engineering Ltd ECJ 9-Feb-1982
garland_breECJ1982
The fact that an employer (although not bound to do so by contract) provides special travel facilities for former male employees to enjoy after their retirement constitutes discrimination within the meaning of article 119 against former female . .
Cited – Commission of the European Communities v United Kingdom of Great Britain and Northern Ireland ECJ 6-Jul-1982
The general scheme and content of Directive 75/117, whose essential purpose is to implement the principle of equal pay for men and women, indicate that it is the responsibility of the member states to guarantee the right to receive equal pay for . .
Cited – Duke v GEC Reliance Systems Limited HL 2-Jan-1988
The court was asked about the differential in retirement ages between men and women in private sector employment, and whether it constituted sex discrimination.
Held: Section 2(4) of the 1972 Act did not allow a British Court to distort the . .
Mentioned – Bulmer (HP) Ltd v Bollinger SA CA 1974
The plaintiff complained that the respondent had described its drink ‘Babycham’ as a champagne perry, which it said was a misuse of the appellation ‘champagne’.
Held: The court considered the effect of European legislation on the law of . .
Cited – Mary Murphy and others v An Bord Telecom Eireann ECJ 4-Feb-1988
Article 119 of the EEC Treaty, which is directly applicable in the sense that the workers concerned may rely on it in legal proceedings and in the sense that national courts or tribunals must take it into account as a constituent part of community . .
Cited – von Colson and Kamann v Land Nordrhein-Westfalen ECJ 10-Apr-1984
sabineECJ1984
LMA Art.177[Art.234] EC proceedings – Ms Van Colson had applied for a job with the prison service and Ms Harz had applied for a job with a private company Deutsche Tradex GmbH. Both had been rejected. The German . .
Cited – Commission of the European Communities v Kingdom of Belgium ECJ 6-May-1980
Europa It is essential that each member state should implement directives in a way which fully meets the requirements of clarity and certainty in legal situations which directives seek for the benefit of traders . .
Cited – Hayward v Cammell Laird Shipbuilders Ltd (No. 2) CA 1987
. .
Cited – Hayward v Cammell Laird Shipbuilders Ltd (No. 2) HL 1988
A woman complained that she was not being paid as much as male colleagues who were doing work of equal value. An Act of Parliament had made certain provisions in that regard. Later, that Act had been amended for the purpose of complying with . .
Mentioned – J P Jenkins v Kingsgate (Clothing Productions) Ltd EAT 19-Jun-1981
The claimant worked part time. She said that she should have been paid at the same rate as her male full time equivalents, the failure being incompatible with her rights under Article 119.
Held: The scope of Article 119 EEC covers not only . .
Cited – Hayward v Cammell Laird Shipbuilders Ltd (No. 2) HL 1988
A woman complained that she was not being paid as much as male colleagues who were doing work of equal value. An Act of Parliament had made certain provisions in that regard. Later, that Act had been amended for the purpose of complying with . .
Mentioned – J P Jenkins v Kingsgate (Clothing Productions) Ltd ECJ 31-Mar-1981
ECJ The fact that work paid at time rates is remunerated at an hourly rate which varies according to the number of hours worked per week does not offend against the principle of equal pay laid down in article 119 . .
Cited – Macarthys Ltd v Smith ECJ 27-Mar-1980
The first paragraph of article 119 of the EEC Treaty applies directly, and without the need for more detailed implementing measures on the part of the community or the member states, to all forms of direct and overt discrimination which may be . .
Cited – Johnston v Chief Constable of the Royal Ulster Constabulary ECJ 15-May-1986
The principles of the European Convention for the Protection of Human Rights must be taken into consideration in community law. The principle of effective judicial control laid down in article 6 of Council Directive 76/207, a principle which . .
Cited – O’Brien v Sim-Chem Ltd HL 2-Jan-1980
The Respondent had carried out a job evaluation exercise in co-operation with the trade unions. The plaintiff and comparators had been rated as equivalent in the course of this exercise but the employer had failed to implement the scheme because of . .
Cited – Regina v Maurice Donald Henn and John Frederick Ernest Darby ECJ 14-Dec-1979
Europa Article 30 of the EEC treaty applies also to prohibitions on imports inasmuch as they are the most extreme form of restriction. The expression used in article 30 must therefore be understood as being the . .
Cited – Henn and Darby v Director of Public Prosecutions HL 1980
The House referred to the ECJ questions concerning the impact of Article 30 of the Treaty of Rome upon a prohibition against the importation of pornographic articles.
Lord Diplock said: ‘The European Court, in contrast to English courts, . .
Cited – Susan Jane Worringham and Margaret Humphreys v Lloyds Bank Limited ECJ 11-Mar-1981
Europa A contribution to a retirement benefits scheme which is paid by an employer on behalf of employees by means of an addition to the gross salary and which therefore helps to determine the amount of that . .
Cited – Gisela Rummler v Dato-Druck ECJ 1-Jul-1986
In general Directive 75/117 on the approximation of the laws of the member states relating to the application of the principle of equal pay for men and women does not prohibit the use, in a job classification system as referred to in the second . .
Cited by:
Applied – Pepper (Inspector of Taxes) v Hart HL 26-Nov-1992
Reference to Parliamentary Papers behind Statute
The inspector sought to tax the benefits in kind received by teachers at a private school in having their children educated at the school for free. Having agreed this was a taxable emolument, it was argued as to whether the taxable benefit was the . .
Applied – Litster and Others v Forth Dry Dock and Engineering Co Ltd HL 16-Mar-1989
The twelve applicants had been unfairly dismissed by the transferor immediately before the transfer, and for a reason connected with the transfer under section 8(1). The question was whether the liability for unfair dismissal compensation . .
Cited – M Dowling v M E Ilic Haulage, Berkeley Logistics Ltd EAT 19-Feb-2004
EAT Procedural Issues – Employment Tribunal
EAT Trade Union Rights – Action short of dismissal
It had been found that the claimant had been dismissed for an . .
Cited – Regina (Amicus etc) v Secretary of State for Trade and Industry Admn 26-Apr-2004
The claimants sought a declaration that part of the Regulations were invalid, and an infringement of their human rights. The Regulations sought to exempt church schools from an obligation not to discriminate against homosexual teachers.
Held: . .
Cited – Ghaidan v Godin-Mendoza HL 21-Jun-2004
Same Sex Partner Entitled to tenancy Succession
The protected tenant had died. His same-sex partner sought a statutory inheritance of the tenancy.
Held: His appeal succeeded. The Fitzpatrick case referred to the position before the 1998 Act: ‘Discriminatory law undermines the rule of law . .
Cited – Regina v Montila and Others HL 25-Nov-2004
The defendants faced charges under the two Acts. They raised as a preliminary issue whether it is necessary for the Crown to prove that the property being converted was in fact the proceeds, in the case of the 1994 Act, of drug trafficking and, in . .
Cited – Autologic Holdings Plc and others v Commissioners of Inland Revenue HL 28-Jul-2005
Taxpayer companies challenged the way that the revenue restricted claims for group Corporation Tax relief for subsidiary companies in Europe. The issue was awaiting a decision of the European Court. The Revenue said that the claims now being made by . .
Cited – Robb v Salamis (M and I) Ltd HL 13-Dec-2006
The claimant was injured working for the defendants on a semi-submersible platform. He fell from a ladder which was not secured properly. He alleged a breach of the Regulations. The defendant denied any breach and asserted that the claimant had . .
Cited – Parkwood Leisure Ltd v Alemo-Herron and Others SC 15-Jun-2011
The claimants had been employed by a local authority and then transferred to the respondents. They had had the benefit that their terms of employment were subject to collective agreement. The respondent was not part of the negotiation of later . .
Lists of cited by and citing cases may be incomplete.
Discrimination, Employment, Litigation Practice
Leading Case
Updated: 09 November 2021; Ref: scu.182419
The court had given one judgment dismissing the employer’s appeal against a finding that the employee had not unreasonably refused a new position and was accordingly redudant. Before the order was drawn up a further point of law was raied and the court sat again to consider it. It now asked: ‘whether the criterion for determining the place where the employee was employed for the purpose of S.81(2) of the 1978 Act is ‘geographical’ or ‘contractual’, as those words are commonly used in discussion of the topic?’
Held: The order not yet having been drawn, the court had jurisdiction to continue its deliberations without needing recourse to rule 26 of the 1980 rules.
The question what is the place where an employee is employed for the purposes of S.81(2)(a) and (b) is primarily a factual one, and that the only relevant contractual terms are those which go to evidence or define the place of employment and its extent, rather than to make provision for it to be changed: ‘the references to ‘the place where [the employee] was . . employed’ in S.81(2)(a) and (b) require that the location and extent of that ‘place’ be ascertainable whether or not the employee is in fact to require to move and therefore before any such requirement is made (if it is), and without knowledge of the terms of any such requirement, or of the employee’s response, or of whether any conditions upon the making of such a requirement have been complied with. To attempt to avoid these difficulties by postulating that only terms giving the employer an unqualified right to change the place of work will have the effect of enlarging the ‘place where the employee is employed’ simply transfers the ‘borderline’ referred to above to different and even less defensible territory.’
Hicks QC HHJ
[1993] UKEAT 47 – 92 – 2203
Bailii
Employment Protection (Consolidation) Act 1978 81(2), Employment Appeal Tribunal Rules 1980 26(1)(c)
Citing:
See Also – Bass Leisure v Thomas EAT 21-Jan-1993
Mrs T sought a redundancy payment on termination of her employment as a collector. The employer was to close the depot where she worked in Coventry, offering her first employment in Northampton. On her unhappiness at this she was offered work in . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 09 November 2021; Ref: scu.210493
EAT Disability discrimination – Disability
Compulsory admission of a patient under the Mental Health Act is not automatically a disability under the DDA 1995. In the circumstances of this case the severity of the Claimant’s condition did mean she had an impairment with a substantial adverse effect on day-to-day activities.
In determining whether or not a condition is likely to recur for the purposes of the assessment of disability under the DDA 1995, it is relevant to consider not only those matters extant at the date the tort was committed, but those occurring up to the date of the hearing. Bwllfa and Merthyr v Pontypridd Waterworks Company [1903] AC 426 HL and Golden Strait Corporation v Nipong Yusen 2007 UKHL 12 applied. On the issue of whether the Claimant’s mental impairment would be likely to recur at the date of her rejection for a job in 2005, it was relevant to consider that it had in fact recurred when she was recommitted under the Mental Health Act and that such was a mental impairment within the meaning of the Act.
McMullen QC HHJ
[2007] UKEAT 0589 – 06 – 1307, UKEAT/0589/06/DM, [2007] ICR 1567, [2007] IRLR 771
Bailii, EAT
England and Wales
Citing:
Cited – Bwllfa and Merthyr Dare Steam Collieries (1891) Ltd v Pontypridd Waterworks Co HL 1903
A coalmine owner claimed statutory compensation against a water undertaking which had, under its statutory authority, prevented him mining his coal over a period during which the price of coal had risen. The House was asked whether the coal should . .
Cited – Golden Strait Corporation v Nippon Yusen Kubishka Kaisha (‘The Golden Victory’) HL 28-Mar-2007
The claimant sought damages for repudiation of a charterparty. The charterpary had been intended to continue until 2005. The charterer repudiated the contract and that repudiation was accepted, but before the arbitrator could set his award, the Iraq . .
Cited by:
Cited – Vaughan v London Borough of Lewisham and Others (Practice and Procedure : Costs) EAT 6-Jun-2013
EAT Practice and Procedure : Costs – Tribunal orders that Appellant should pay Respondents one-third of their costs (estimated prior to assessment at andpound;260,000) on the basis that the claim was misconceived . .
At EAT – Richmond Adult Community College v McDougall CA 17-Jan-2008
The claimant had been offered and had accepted a job subject to satisfactory health clearance. When that was not received her offer was withdrawn. She had suffered a condition which would affect her daily activities, but had recovered from that . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Leading Case
Updated: 09 November 2021; Ref: scu.254591
The claimants had been employed at Hull Docks. They went on strike, were warned that a continuation of the strike would lead to dismissal, and after failing to return were dismissed. The Employment tribunal had found them fairly dismissed but for redundancy. When asked why they had been dismissed, the employer replied that they were told that they had been dismissed for taking part in industrial action after a warning that the continuance of the action might result in dismissal.
Held: Whilst it was not disputed that the decision to dismiss was fair, the reason given for the decision was wrong. It was open to an appellate court to interfere where the reason for dismissal found by the Industrial Tribunal is unsustainable in light of the findings of primary fact made by that Tribunal.
Dillon, Steyn, Waite LJJ
[1994] EWCA Civ 29, [1994] IRLR 572
Bailii
England and Wales
Citing:
Appeal from – Limb Group of Companies v Baxter and others EAT 30-Jul-1993
. .
Cited by:
Cited – Evans v Royal Wolverhampton Hospitals NHS Foundation Trust QBD 8-Oct-2014
The court was asked whether a party who requires the court’s permission to withdraw a Part 36 offer may be granted such permission on the basis of information and for reasons not disclosed to the party to whom the offer was made.
Held: The . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 09 November 2021; Ref: scu.263233
An employee has no right to work out his notice period where the employer chooses to pay a sum in wages in lieu of notice.
Times 16-Mar-1994, [1993] UKEAT 705 – 91 – 1512
Bailii
England and Wales
Employment
Updated: 09 November 2021; Ref: scu.83427
ECJ Reference for a preliminary ruling: Landesarbeitsgericht Schleswig-Holstein – Germany. Social policy – Protection of the safety and health of workers – Directive 93/104/EC – Concepts of working time and rest period – On-call service (Bereitschaftsdienst) provided by doctors in hospitals.
Social policy – Protection of the safety and health of workers – Directive 93/104/EC – Concepts of working time and rest period – On-call service (Bereitschaftsdienst) provided by doctors in hospitals
Where a doctor was required to be on hospital premises whilst he was ‘on-call’, the full on call duty was to be counted for the purposes of the working time Directive. This applied equally to periods in which he would be entitled to rest. Such periods of inactivity were part and parcel of on-call duties. There was a need for doctors to be available for emergencies and such rest could not be planned. ”working time’ shall mean any period during which the worker is working, at the employer’s disposal and carrying out his activity or duties, in accordance with national laws and/or practice”.
GC Rodriguez Iglesias, President, M Wathelet, R Schintgen (Rapporteur) and CWA Timmermans, Presidents of Chambers, C Gulmann, DAO Edward, P Jann, V Skouris, F Macken, N Colneric, S von Bahr, JN Cunha Rodrigues and A Rosas
C-151/02, Times 26-Sep-2003, [2003] EUECJ C-151/02, [2004] ICR 1528, (2004) 75 BMLR 201, [2003] 3 CMLR 16, [2003] ECR I-8389, [2004] All ER (EC) 604, [2003] IRLR 804
Bailii
Council Directive 93/104/EC concerning certain aspects of the organisation of working time.
European
Citing:
Cited – Sindicato de Medicos de Asistancia Publica (SIMAP) v Colsilieria de Sanidad y Consumo de la Generalidad Valenciana ECJ 3-Oct-2000
Doctors working in primary health care teams are subject to the Working Time Directive. They are not to be assimilated as public service workers alongside emergency services. All time on call was working time and overtime if present at a health . .
Cited by:
Cited – British Airways Plc v Williams and Others CA 3-Apr-2009
The company appealed against an adverse finding on its holiday pay payments to its pilots, saying that the pay was subject to the 2004 Regulations alone. The Directive suggested that holiday pay should be at normal average rates of pay, but the . .
Cited – MacCartney v Oversley House Management EAT 31-Jan-2006
EAT The Tribunal erred in law in holding that the Appellant had received the rest breaks to which she was entitled under reg 12 of the Working Time Regulations 1998. Gallagher v Alpha Catering Services Ltd [2005] . .
Cited – Hughes v Jones and Another EAT 3-Oct-2008
EAT WORKING TIME REGULATIONS
NATIONAL MINIMUM WAGE
A care worker in a residential home who was provided with accommodation so that she could discharge her duty to be on call for the residents 11 hours . .
Approved – Pfeiffer v Deutsches Rotes Kreuz, Kreisverband Waldshut eV (1) ECJ 5-Oct-2004
pfeiffer_deutchesrotesreuzECJ102004
ECJ Reference for a preliminary ruling: Arbeitsgericht Lorrach – Germany. Social policy – Protection of the health and safety of workers – Directive 93/104/EC – Scope – Emergency workers in attendance in . .
Cited – O’Brien v Ministry of Justice SC 28-Jul-2010
The appellant had worked as a part time judge. He now said that he should be entitled to a judicial pension on retirement by means of the Framework Directive. The Regulations disapplied the provisions protecting part time workers for judicial office . .
Cited – Gallagher and others v Alpha Catering Services Ltd CA 8-Nov-2004
The Claimants were employed to deliver food to aircraft at airports, loading and unloading food from the aircraft. Between loadings, they were on down time – not physically working, but required to remain in radio contact with their employers, and . .
Cited – Hughes v The Corps of Commissionaires Management Ltd CA 8-Sep-2011
The employee security guard appealed against a finding that his employer had allowed rest breaks as allowed under the Regulations. He worked a continuous shift during which he was allowed to use a rest area, but he remained on call.
Held: The . .
Lists of cited by and citing cases may be incomplete.
Employment, Health Professions, Health and Safety
Leading Case
Updated: 02 November 2021; Ref: scu.186330
The interception of the telephone calls of an employee in a private exchange was a breach of her right of privacy. She had a reasonable expectation of privacy. The police force’s surveillances of the applicant’s telephone (to obtain information regarding a sex discrimination claim she was pursuing in the employment tribunal) was a ‘serious infringement of her rights’ (Article 8 and 13), particularly in the light of the improper use to which the police wished to put the material obtained. The applicant was awarded andpound;10,000 as non-pecuniary damages (even though they rejected her claims that she suffered a stress-related illness as a result of the breach). The interception, being wholly unregulated by statute, was not ‘in accordance with the law’ and was thus an interference with the officer’s article 8(1) right not saved by Article 8(2).
Times 03-Jul-1997, 20605/92, [1997] 24 EHRR 523, [1997] ECHR 32
Worldlii, Bailii
European Convention on Human Rights Art 8
Cited by:
Cited – Anufrijeva and Another v London Borough of Southwark CA 16-Oct-2003
The various claimants sought damages for established breaches of their human rights involving breaches of statutory duty by way of maladministration. Does the state have a duty to provide support so as to avoid a threat to the family life of the . .
Cited – Attorney General’s Reference (No 5 of 2002) HL 14-Oct-2004
The Attorney General sought the correct interpretation of section 17 where a court was asked as to whether evidence obtained from a telephone tapping had been taken from a public or private network. A chief constable suspected that the defendants, . .
Cited – Countryside Alliance and others v HM Attorney General and others Admn 29-Jul-2005
The various claimants sought to challenge the 2004 Act by way of judicial review on the grounds that it was ‘a disproportionate, unnecessary and illegitimate interference with their rights to choose how they conduct their lives, and with market . .
Cited – X and Y v Persons Unknown QBD 8-Nov-2006
The claimants sought an injunction against unknown persons who were said to have divulged confidential matters to newspapers. The order had been served on newspapers who now complained that the order was too uncertain to allow them to know how to . .
Cited – L v L and Hughes Fowler Carruthers QBD 1-Feb-2007
The parties were engaged in ancillary relief proceedings. The Husband complained that the wife had sought to use unlawfully obtained information, and in these proceedings sought delivery up of the material from the wife and her solicitors. He said . .
Lists of cited by and citing cases may be incomplete.
Employment, Information, Human Rights
Leading Case
Updated: 02 November 2021; Ref: scu.165503
EAT PRACTICE AND PROCEDURE: Review
UNFAIR DISMISSAL: Constructive dismissal
SEX DISCRIMINATION: Direct
Two appeals in respect of two matters heard together by the Employment Tribunal:
(i) Review Appeal: the Tribunal applied the wrong legal tests and/or erred in law and/or was perverse in dismissing the Appellant’s application for Review by reference to fresh evidence and/or the interests of justice. Application for Review granted and Review of the First and Second Cases remitted to a different Tribunal.
(ii) Fourth Case Appeal: Tribunal had no evidential basis and/or gave no adequate reasons for its conclusion that there was a last straw and/or erred in law in concluding that there was unaffirmed repudiatory breach and/or victimisation and erred in law and/or was perverse and/or gave no adequate reasons in respect of findings of sex discrimination or harassment. Save for certain of the sex discrimination and harassment claims which were dismissed, balance of the claims remitted for rehearing by a different tribunal.
Burton J
[2008] UKEAT 0423 – 08 – 0912
Bailii
England and Wales
Citing:
Cited – GAB Robins (UK) Ltd v Triggs CA 30-Jan-2008
The claimant had been awarded damages for unfair constructive dismissal. The employer appealed an award of damages for the period prior to the acceptance by the employee of the repudiatory breach.
Held: Where a claimant’s losses arose before . .
See Also – F and C Asset Management Plc and others v Switalski EAT 23-May-2008
EAT Sex Discrimination – Comparison – Burden of proof
Practice and Procedure – Appellate jurisdiction/reasons/Burns-Barke
Direct sex discrimination – less favourable treatment – comparative exercise – . .
See Also – F and C Asset Management Plc and others v Switalski CA 20-Oct-2008
. .
Cited – Flint v Eastern Electricity Board EAT 1975
The employee had failed to mention at the hearing of his claim for a redundancy payment a fact which was arguably highly material to the issue of whether his refusal of alternative employment was reasonable; and his claim had been dismissed. He . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Updated: 02 November 2021; Ref: scu.278813
Mrs Morgan, was suspected by her employer of overstating her work to boost her piece-work earnings. She was asked to explain the discrepancies found. Her explanations were not accepted and she was dismissed. The Industrial Tribunal found the employer’s refusal to accept her explanation to be unreasonable. The evidence of another employee, saying she had been absent should not to have been preferred. The employer appealed successfully to the EAT: the Industrial Tribunal had impermissibly substituted their own evaluation of the other employee’s evidence for that of the employer. The employee appealed.
Held: The appeal failed. Balcombe LJ summarised the principles. The second of five principles recited the judgment in Iceland, approved by the Court of Appeal in Neale v Hereford and Worcester County Council. Applying that approach the Industrial Tribunal had substituted their own evaluation of the other employee’s evidence for that of the employer. That was an error of law. The Employment Appeal Tribunal were correct in so finding. However having identified an error of law the Employment Appeal Tribunal should have remitted the case for reconsideration, and not substituted its own finding.
Balcombe LJ
[1991] ICR 369, [1991] IRLR 89
England and Wales
Cited by:
Cited – London Ambulance Service NHS Trust v Small CA 17-Mar-2009
The trust appealed against a decision that it had unfairly dismissed an ambulance paramedic after a complaint of his behaviour on a call out, saying that the ET had substituted its own assessment for that of the disciplinary panel of the Trust.
Employment
Leading Case
Updated: 02 November 2021; Ref: scu.321867
The claimant worked as a residential social worker. Allegations were made against him of inappropriate behaviour with a child. The girl’s allegations varied. A criminal investigation took place but insufficient evidence was found. The investigation took over two years during which time the claimant was prevented from speaking to anybody at the home, and therefore from preparing his defence. The authority withheld inconsistent statements from the employee and the disciplinary hearing. He was dismissed. The tribunal did not accept that the standards of proof of such serious allegations were in any way different, and rejected the claimant’s claim for unfair dismissal.
Held: The employee’s appeal succeeded. Employers must take seriously their responsibilities to conduct a fair investigation where, as here, the employee’s reputation or ability to work in his or her chosen field of employment is potentially apposite.
Furthermore the delays here amounted to grossly improper delays in the dismissal procedures.
The relevant circumstances did include a consideration of the gravity of the charges and their potential effect upon the employee, and ‘Serious allegations of criminal misbehaviour, at least where disputed, must always be the subject of the most careful investigation, always bearing in mind that the investigation is usually being conducted by laymen and not lawyers. Of course, even in the most serious of cases, it is unrealistic and quite inappropriate to require the safeguards of a criminal trial, but a careful and conscientious investigation of the facts is necessary and the investigator charged with carrying out the inquiries should focus no less on any potential evidence that may exculpate or at least point towards the innocence of the employee as he should on the evidence directed towards proving the charges against him.’
and ‘The second point raised by this appeal concerns the approach of employers to allegations of misconduct where, as in this case, the evidence consists of diametrically conflicting accounts of an alleged incident with no, or very little, other evidence to provide corroboration one way or the other. Employers should remember that they must form a genuine belief on reasonable grounds that the misconduct has occurred. But they are not obliged to believe one employee and to disbelieve another. Sometimes the apparent conflict may not be as fundamental as it seems; it may be that each party is genuinely seeking to tell the truth but is perceiving events from his or her own vantage point. Even where that does not appear to be so, there will be cases where it is perfectly proper for the employers to say that they are not satisfied that they can resolve the conflict of evidence and accordingly do not find the case proved. That is not the same as saying that they disbelieve the complainant. For example, they may tend to believe that a complainant is giving an accurate account of an incident but at the same time it may be wholly out of character for an employee who has given years of good service to have acted in the way alleged. In my view, it would be perfectly proper in such a case for the employer to give the alleged wrong-doer the benefit of the doubt without feeling compelled to have to come down in favour of one side or the other.’
and ‘. . no reasonable Tribunal properly directing itself in law could have so concluded. We think that the Tribunal in this case focused too much on whether the defects actually affected the ultimate decision. In so doing they approached the matter wrongly as a matter of law. In any event we do not consider this is a case where one can say that the decision would inevitably have been the same, even if the proper procedures had been complied with.’
The Honourable Mr Justice Elias
EAT/1167/01, [2002] UKEAT 1167 – 01 – 1411, [2003] IRLR 405
Bailii
England and Wales
Citing:
Cited – British Labour Pump Co Ltd v Byrne EAT 1979
The respondent had been dismissed for misconduct on the morning of the day on which he was dismissed. There had been previous misbehaviour but the industrial tribunal held that the case had to be determined on the basis of what had happened on that . .
Cited – British Home Stores Ltd v Burchell EAT 1978
B had been dismissed for allegedly being involved with a number of other employees in acts of dishonesty relating to staff purchases. She had denied the abuse. The tribunal had found the dismissal unfair in the methods used to decide to dismiss her. . .
Cited – RSPCA v Cruden EAT 1986
The dismissal of an employee of the RSPCA was unfair simply because of a delay with no good reason of some 7 months in initiating proceedings. This was even though the employee had suffered no prejudice as a result of the delay.
If a . .
Cited – Polkey v A E Dayton Services Limited HL 19-Nov-1987
Mr Polkey was employed as a driver. The company decided to replace four van drivers with two van salesmen and a representative. Mr Polkey and two other van drivers were made redundant. Without warning, he was called in and informed that he had been . .
Cited – Inner London Education Authority v Gravit EAT 1988
The standard of reasonableness of an inquiry into an employee’s misconduct can depend upon the state of the case against him or her. Wood J said: ‘in one extreme there will be cases where the employee is virtually caught in the act and at the other . .
Cited – Foley v Post Office EAT 1-Mar-1999
. .
Cited – Foley v Post Office; HSBC Bank Plc (Formerly Midland Bank Plc) v Madden CA 31-Jul-2000
When an Employment Tribunal looked at whether a dismissal was reasonable, the test related not to an assessment of what tribunal members would think or do, but rather whether to ask whether the employer’s response was within a ‘band or range of . .
Cited – Hussain v Elonex Plc CA 17-Mar-1999
The claimant appealed against a finding that he had not been unfairly dismissed. He said that the procedure adopted had been unfair, since he had not had opportunity to see the statements provided to his employer by independent witnesses of the . .
Cited by:
Cited – Styles v London Borough of Southwark EAT 12-Apr-2006
EAT Dismissal for misconduct. Tribunal concluded that whilst there were certain procedural failings, the dismissal was fair. Were they entitled to reach that conclusion or were the failings, considered . .
Cited – Wilmot and others v Selvarajan EAT 12-Oct-2007
EAT Unfair Dismissal – Reasonableness of dismissal / Automatically unfair reasons
Disability Discrimination – Reasonable adjustments
Race discrimination – Victimisation
Ordinary unfair dismissal . .
Cited – Adelusi v HM Prison Service EAT 7-Dec-2007
EAT Unfair dismissal – Reasonableness of dismissal
Practice and Procedure – Perversity
Alleged assault by prison officer on prisoner. Dismissal for misconduct. Fairness under Burchell. Whether ET . .
Cited – B v A and Another EAT 17-Jun-2008
EAT HARASSMENT: Conduct
JURISDICTIONAL POINTS: Extension of time: just and equitable
C was found to have been the subject of sexual harassment. Over a period of years she had been bullied and coerced into . .
Cited – Ministry of Defence v Botham EAT 1-Sep-2008
EAT UNFAIR DISMISSAL: Reasonableness of dismissal
The Employment Tribunal did not err when it found the Respondent unfairly dismissed the Claimant, holding him 55% to blame. . .
Cited – Community Integrated Care Ltd v Smith EAT 23-Sep-2008
EAT UNFAIR DISMISSAL
Majority of the Tribunal found that the procedures were unfair. The investigation was inadequate and accordingly the conclusion that the employee had committed misconduct was not based . .
Cited – Lawlor v Lex Plc (T/A RAC Motoring Services) EAT 6-Apr-2004
. .
Cited – The Fire Brigades Union v Croucher EAT 2-Jun-2004
EAT Unfair Dismissal – Reasonableness of dismissal – Failure of Employment Tribunal to apply Sainsbury’s Supermarkets Ltd v Hitt [2003] IRLR 23.
EAT Unfair Dismissal – . .
Cited – Went v The Governing Body of Sir Roger Manwood’s School EAT 18-Nov-2004
EAT Unfair Dismissal – Constructive dismissal
EAT Unfair Dismissal – Constructive dismissal. . .
Cited – Donald v AMP (UK) Services Ltd EAT 16-Dec-2004
EAT Unfair Dismissal – Exclusions including worker . .
Cited – Barlow v Clifford and Co (Sidcup) Ltd EAT 28-Sep-2005
EAT Unfair Dismissal – Reasonableness of dismissal. . .
Cited – Kennedy v Ashfield In2Focus Ltd NIIT 19-Mar-2008
. .
Cited – Harding v Hampshire County Council EAT 10-May-2005
EAT Unfair dismissal
Appellant dismissed after internal disciplinary enquiry into allegations of sexual misconduct. The only issue before Employment Tribunal was the reasonableness of the employer’s . .
Cited – Salford Royal NHS Foundation Trust v Roldan CA 13-May-2010
The employee appealed against the reversal by the EAT of her successful claim for unfair dismissal. She had been dismissed for alleged gross misconduct in disrespectful treatment of a patient. She said that investigation had been procedurally . .
Lists of cited by and citing cases may be incomplete.
Employment, Natural Justice
Leading Case
Updated: 02 November 2021; Ref: scu.203181
EAT PRACTICE AND PROCEDURE – Costs
The appeal challenges a decision to award costs based on a finding of unreasonable conduct by the Claimant and a subsequent refusal to reconsider that Order.
Having dealt with a number of earlier Preliminary Hearings, the Employment Judge was familiar with the pleadings and the issues to be addressed and was in the best position to consider and determine whether the Claimant’s conduct was unreasonable when looked at in the round and in the knowledge of the issues that would have to be dealt with at a Full Hearing if it came to it. The Employment Judge expressly recognised that the standard of pleading expected of a lawyer did not apply to the Claimant and that she could not be expected to provide a detailed legal pleading. However, the Employment Judge concluded that the Claimant should have been able to articulate in layman’s terms what it is that was said or done, by whom and on what dates that formed the basis of her complaints. The Employment Judge found that the Claimant was not able to do this on 12 May 2015. She gave a few examples of this inability. She found that the Claimant could not identify the dates of four of the six protected acts referred to, nor the detriments relied upon, nor the names and characteristics of actual or hypothetical comparators for the direct and harassment discrimination claims. The Employment Judge held that the significance of the Claimant’s inability to relay the dates of the acts was highlighted in the hearing when she concluded that certain alleged detrimental acts pre-dated the protected acts relied on and thus could not be pursued. The Employment Judge concluded that, notwithstanding that the Claimant is a litigant in person and not to be held to the standards of a lawyer, given the number of earlier hearings at which detailed particulars were sought to be elicited from her, her inability to provide the particulars required at the hearing on 12 May 2015 amounted to unreasonable conduct.
The grounds disclosed no arguable error of law relating to either decision. The finding of unreasonable conduct was not based on inability alone. The decision is adequately reasoned and causation adequately identified. Nor was the high threshold for a perversity appeal even arguably established.
Simler DBE P J
[2016] UKEAT 0065 – 16 – 2806, [2016] UKEAT 0002 – 16 – 2806
Bailii, Bailii
England and Wales
Employment, Costs
Updated: 02 November 2021; Ref: scu.570974
ECJ (Principles, Objectives and Tasks of The Treaties Principles, Objectives and Tasks of The Treaties Social Policy – Judgment) Reference for a preliminary ruling – Social policy – Directive 2000/78/EC – Equal treatment – Discrimination based on religion or belief – Genuine and determining occupational requirement – Meaning – Customer’s wish not to have services provided by a worker wearing an Islamic headscarf
K. Lenaerts, P
ECLI:EU:C:2017:204, [2017] EUECJ C-188/15, [2017] WLR(D) 176
Bailii, WLRD
European
Human Rights, Employment, Discrimination
Updated: 02 November 2021; Ref: scu.580696
The appellant had succeeded in his claim for sex discrimination arising from his orientation, but the EAT had reversed the decision. He now appealed against the EAT decision. Although he had revealed his sexuality in one post, he had chosen to delay this when moved to a different office, but it had nevertheless been revealed.
Held: The appeal failed. It is important to keep separate the privacy issue and the question of discrimination. Discrimination law cannot be used as a surrogate to enforce rights of privacy, and Article 8 rights were not engaged. The fact of the claimant’s sexual orientation might have been revealed innocently and properly in very many ways, and ‘there can be no detriment because having made his sexual orientation generally public, any grievance the claimant has about the information being disseminated to others is unreasonable and unjustified.’
Elias LJ said of the phrase ‘an intimidating, hostile, degrading, humiliating or offensive environment’ that ‘Tribunals must not cheapen the significance of these words. They are an important control to prevent trivial acts causing minor upsets being caught by the concept of harassment.’
Mummery, Elias, Patten LJJ
[2011] EWCA Civ 769, [2011] IRLR 748, [2011] ICR 1390
Bailii
Employment Equality (Sexual Orientation) Regulations 2003 3, European Convention on Human Rights 8
England and Wales
Citing:
Cited – Meek v City of Birmingham District Council CA 18-Feb-1987
Employment Tribunals to Provide Sufficient Reasons
Tribunals, when giving their decisions, are required to do no more than to make clear their findings of fact and to answer any question of law raised.
Bingham LJ said: ‘It has on a number of occasions been made plain that the decision of an . .
Cited – Regina v Birmingham City Council ex parte Equal Opportunities Commission HL 1989
At the council’s independent, single-sex grammar schools there were more places available for boys than girls. Consequently the council were obliged to set a higher pass mark for girls than boys in the grammar school entrance examination.
Cited – Richmond Pharmacology v Dhaliwal EAT 12-Feb-2009
EAT HARASSMENT: Purpose
Tribunal was entitled to find that a remark made by an employer to a female employee of Indian ethnic origin referring to the possibility of her being ‘married off in India’ had the . .
Cited – Shamoon v Chief Constable of the Royal Ulster Constabulary HL 27-Feb-2003
The applicant was a chief inspector of police. She had been prevented from carrying out appraisals of other senior staff, and complained of sex discrimination.
Held: The claimant’s appeal failed. The tribunal had taken a two stage approach. It . .
Appeal from – HM Land Registry v Grant EAT 15-Apr-2010
hmlr_grantEAT10
EAT SEXUAL ORIENTATION DISCRIMINATION/TRANSEXUALISM
HARASSMENT – Conduct
PRACTICE AND PROCEDURE – Appellate Jurisdiction /Reasons /Burns-Barke
An Employment Tribunal accepted that 6 out of 12 . .
Cited by:
Cited – Heafield v Times Newspaper Ltd EAT 17-Jan-2013
EAT Religion or Belief Discrimination – The Appellant, a sub-editor, who was a Roman Catholic, was offended by an editor referring to ‘the fucking Pope’ when chasing a delayed article and brought a claim for . .
Cited – Quality Solicitors Cmht v Tunstall EAT 28-Jul-2014
EAT Harassment – Conduct – Single instance race harassment claim – one overheard remark, ‘She is Polish and very nice’ or ‘She is Polish but very nice’. The Employment Tribunal erred in law in (1) failing to . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination, Human Rights
Leading Case
Updated: 02 November 2021; Ref: scu.441395
ECJ Opinion – Social policy – Organisation of working time – Consultant receiving a basic salary with monthly commission payments based on sales made and the number of sales contracts entered into – Entitlement to payment of commission during annual leave
Bot AG
C-539/12, [2013] EUECJ C-539/12, [2014] EUECJ C-539/12
Bailii, Bailii
European, Employment
Updated: 02 November 2021; Ref: scu.518893
EAT The EAT considered the employer’s duties to consult on making redundancies. The ET had found that company had satisfied the requirements. The Union argued that the duty to consult arose as soon as redundancies were contemplated.
Held: The Union’s appeal failed. There was no error of law. What counted as ‘good time’: ‘is not a good time before it is contemplated that the redundancies will begin but ‘in good time with a view to reaching agreement’. The employer should ask how long it would take to reach agreement with the union, and then work back that extent from the date on which decisions might be made, to find the date on which consultations should begin.
The Honourable Mr Justice Lindsay (President)
EAT/1371/99, [2002] UKEAT 1371 – 99 – 1502, [2002] IRLR 324, [2002] ICR 1365
Bailii, EATn
Trade Union and Labour Relations (Consolidation) Act 1996 188, Directive 98/59/EC
England and Wales
Citing:
See Also – MSF v Refuge Assurance Plc and Another EAT 19-Feb-2001
The Union complained of inadequate consultation by the company on its making redundancies, and now appealed form a decision that the section had not been breached. . .
Followed – Regina v British Coal and Secretary of State for Trade and Industry ex parte Vardy QBD 1993
Glidewell LJ considered the significance of the difference between the wording of the EC Directive, and the section implementing it and said: ‘In my view the difference between the wording of the Directive and the wording of section 188 of the Act . .
Cited – Dansk Metalarbejderforbund And Specialarbejderforbundet I Danmark v H Nielsen and Son, Maskinfabrik A/S, In Liquidation. ECJ 12-Feb-1985
Europa The termination by workers of their contract of employment following an announcement by the employer that he is suspending payment of his debts cannot be treated as dismissal by the employer for the . .
Cited – Hough and Apex v Leyland DAF Ltd EAT 1991
EAT The employer requested a report as to contracting out their security arrangements in late 1996. The recommendation to contract out came in January 1997. After enquiries in May, a second report repeated the . .
Cited – Griffin v South West Water Services Ltd 1995
The court asked at what point the European Directive imposed a duty to consult on an employer contemplating redundancies.
Held: The words ‘is contemplating’ referred to a point before proposals were formulated. Obiter, Blackburne J said ‘the . .
Cited – Regina v British Coal Corporation and Secretary of State for Trade and Industry ex parte Vardy and Others QBD 1993
British Coal Corporation had decided to close 31 deep mine collieries. The court was asked as to just what consultation obligations fell on the employer under the 1946 Act.
Held: The section did create an obligation to consult. Glidewell LJ, . .
Cited – In Re Hartlebury Printers Ltd 1992
Insolvency, at least per se, does not amount to a special circumstance exempting an employer from consulting employees on redundancy. Morritt J noted the distinction in the Directive between contemplated and projected redundancies and section 99 to . .
Cited – Association of Patternmakers and Allied Craftsmen v Kirvin Ltd EAT 1978
The court discussed the punitive nature of a protective award made where a company failed to consult on redundancies: ‘A Tribunal, however, is specifically enjoined to determine the [protected] period and so the amount of the award by paying regard . .
Cited – Scotch Premier Meat Ltd v Stuart Burns and others EAT 28-Apr-2000
EAT Redundancy – Definition . .
Cited – E Green and Sons (Castings) Ltd v ASTMS EAT 1984
Nolan J considered the sub-section and the disclosure requirements on a consultation: ‘Flexibility in the course of consultation is obviously desirable, but the consultation envisaged by s. 99 cannot begin until the employer has provided the . .
Cited – Lord Advocate v Babcock and Wilcox (Operations) Ltd HL 15-Mar-1972
. .
Cited – Lord Advocate v Babcock and Wilcox (Operations) Ltd HL 15-Mar-1972
. .
Cited – Rockfon A/S v Specialarbejderforbunde I Danmark Acting for Nielsen and Others ECJ 17-Jan-1996
The term ‘establishment’ for the purpose of consultation on contemplated redundancies meant the work unit to which the relevant workers were assigned: ‘The term ‘establishment’ appearing in Article 1(1)(a) of Directive (75/129/EEC) must therefore be . .
Cited – Barley v Amey Roadstone Corporation Ltd (No.2) EAT 1978
The EAT upheld an Industrial Tribunal decision that individual depots at which employees were made redundant were each separate establishments, rather than forming one grouping for the purposes of the duty to consult under s.99 of the Employment . .
Cited – Hamish Armour (Receiver of Barry Staines Ltd) v ASTMS 1979
Where an employer is contemplating making collective redundancies, it may be appropriate to disclose the information required under a confidentiality agreement. In order to demonstrate a ‘special circumstances’ defence an employer must show . .
Cited – Barratt Developments (Bradford) Ltd v UCATT EAT 1978
The Industrial Tribunal had been entitled to conclude that 14 separate construction sites linked by telephone to the Company’s headquarters constituted one establishment for the purpose of redundancy consultation with the trade union under Part IV . .
Cited by:
Cited – UK Coal Mining Ltd v National Union of Mineworkers (Northumberland Area) and Another EAT 27-Sep-2007
The employer appealed against a protective award made for failing to consult the union on prospective redundancies.
Held: The appeal failed. The duty to consult arose as soon as the redundancies were fixed as a clear, even if there had been . .
Cited – Securicor Omega Express Ltd v GMB (A Trade Union) EAT 7-Apr-2003
EAT The company decided to close two branches and make redundancies. They presented the closure itself as a fait accompli to the union representatives. The Tribunal found that this involved a failure to consult . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.168520
Colonel Waite had obtained employment with the civil service in 1967 under the Civil Service Code’s relevant terms and conditions which provided for a retirement age of 60. Although the employers could defer retirement under these terms and conditions until 65, employees had no right to stay on after 60. Colonel Waite was compulsorily retired in his 61st year and brought a claim for unfair dismissal. The question was whether his claim was barred as being brought after his ‘normal retiring age’.
Held: Nothman stated the law in terms which were too rigid and inflexible. If the normal retiring age is to be ascertained exclusively from the relevant contract of employment, even in cases where the vast majority of employees in the group concerned do not retire at the contractual age, the result would be to give the word ‘normal’ a highly artificial meaning.’ and ‘I therefore reject the view that the contractual retiring age conclusively fixes the normal retiring age. I accept that where there is a contractual retiring age, applicable to all, or nearly all, the employees holding the position which the appellant employee held, there is a presumption that the contractual retiring age is the normal retiring age for the group. ‘
Lord Fraser of Tullybelton
[1983] 2 AC 714, [1983] UKHL 7
Bailii
England and Wales
Citing:
Corrected – Nothman v Barnet London Borough County Council HL 1978
The normal retiring age for an employee is to be found by looking exclusively at the conditions of employment applicable to the group of employees holding his position.
Lord Salmon said: ‘If a woman’s conditions of employment provide that her . .
Cited by:
Cited – Wall v The British Compressed Air Society CA 10-Dec-2003
The applicant was employed as director-general, with his contract stating that his retirement age would be 70. Nobody else had a similar occupation within the organisation, and he said this therefore constituted his ‘normal age’ for retirement, . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.190502
The claimant brought his claim in discrimination, but it was out of time. The employer appealed against a decision to extend the time for him to file his complaint.
Held: A tribunal has a very wide discretion in the area of whether to extend time for a complaint of race or sex discrimination to be laid, and is entitled to consider anything that it considers relevant. The court of appeal can only interfere with the exercise of a discretion if it is plainly wrong and there has been some error of law or principle. In this case the court re-instated the employment tribunal’s decision.
Auld LJ set out the principles to be applied when considering the exercise of its discretion to extend time: ‘The Tribunal, when considering the exercise of its discretion, has a wide ambit within which to reach a decision. If authority is needed for that proposition, it is to be found in Daniel’ and ‘It is also of importance to note that the time limits are exercised strictly in employment and industrial cases. When tribunals consider their discretion to consider a claim out of time on just and equitable grounds there is no presumption that they should do so unless they can justify failure to exercise the discretion. Quite the reverse. A tribunal cannot hear a complaint unless the applicant convinces it that it is just and equitable to extend time. So, the exercise of discretion is the exception rather than the rule. It is of a piece with those general propositions that an Appeal Tribunal may not allow an appeal against a Tribunal’s refusal to consider an application out of time in the exercise of its discretion merely because the Appeal Tribunal, if it were deciding the issue at first instance, would have formed a different view. As I have already indicated, such an appeal should only succeed where the Appeal Tribunal can identify an error of law or principle, making the decision of the Tribunal below plainly wrong in this respect.’
Auld LJ, Chadwick LJ and Newman J
[2003] IRLR 434, [2003] EWCA Civ 576
Bailii
England and Wales
Citing:
See Also – Robertson v Bexley Community Centre (T/A Leisure Link) EAT 9-Jul-2001
Preliminary hearing – claim for race discrimination. . .
Appeal from – Robertson v Bexley Community Centre (T/A Leisure Link) EAT 4-Jul-2002
EAT Race Discrimination – Direct . .
Cited – Daniel v Homerton Hospital Trust CA 9-Jul-1999
The court considered an appeal against the tribunal’s exercise of a discretion. Gibson LJ said: ‘The discretion of the tribunal under section 68(6) is a wide one. This court will not interfere with the exercise of discretion unless we can see that . .
Cited – Owusu v London Fire and Civil Defence Authority EAT 1-Mar-1995
The employee complained of his employer’s repeated failure to regrade him, and alleged discrimination. The employer said his claim was out of time.
Held: Mummery J made the distinction between single acts of discrimination, and continuing . .
Cited by:
Cited – The Law Society v Kamlesh Bahl EAT 7-Jul-2003
EAT Sex Discrimination – Direct
The complainant had been suspended from her position as Vice President of the Law Society. The Society and its officers appealed findings of sex and race discrimination . .
Cited – Department of Constitutional Affairs v Jones CA 18-Jul-2007
The employer appealed an order extending the time for the claimant to claim disability discrimination. The claimant had been suspended pending disciplinary proceedings, but became subject to severe depression, and his doctors said he was unfit to . .
Cited – O’Brien v Department for Constitutional Affairs CA 19-Dec-2008
The claimant was a part time recorder. He claimed to be entitled to a judicial pension.
Held: The Employment Appeal Tribunal was wrong to find an error of law in the decision of the Employment Tribunal to extend time; but the court declined to . .
Cited – Chief Constable of Lincolnshire Police v Caston CA 8-Dec-2009
The appellant challenged the extension of time given to the claimant to begin his claim for disability discrimination.
Held: The appeal failed: ‘the discretion under the Statute is at large. It falls to be exercised ‘in all the circumstances . .
Lists of cited by and citing cases may be incomplete.
Employment, Discrimination
Updated: 01 November 2021; Ref: scu.185543
There was a fire at the petitioner’s premises. The firemen, employed by the respondent, were in an industrial dispute and drove to the fire slowly. One was said to have commented: ‘we are on a go-slow and even if my mother was in there, it would have to burn down. I want my raise of pay’. The company claimed damages.
Held: The plaintiff’s appeal was dismissed. The respondent was not vicariously liable. The actions of the firemen were not a way of perfuming an authorised act.
Lord Bridge of Harwich, Lord Templeman, Lord Ackner, Lord Oliver of Aylmerton, Sir John Stephenson
[1988] 3 All ER 867, [1988] UKPC 26, [1988] UKPC 2, [1989] IRLR 35, [1989] 1 WLR 69, [1989] ICR 88
Bailii, Bailii
England and Wales
Employment, Vicarious Liability
Leading Case
Updated: 01 November 2021; Ref: scu.188843
EAT Unfair dismissal compensation – appeal against Judgment on Remedy – ACAS uplift – assessment of loss – holiday pay entitlement and pension benefits – limitation on period of loss
Having previously found that the Appellant had been wrongfully and unfairly (constructively) dismissed and that an uplift of 20% should be applied to the unfair dismissal compensatory award due to the Respondent’s failure to comply with the ACAS Code of Practice on Disciplinary and Grievance Procedures 2009, the ET proceeded to calculate the compensatory award as from the end of the notice period for which it had awarded damages for wrongful dismissal; it then applied the ACAS uplift. The ET had also previously found that the Appellant was entitled to pay for an earlier period of sickness absence, which she had been required to take as holiday. It had not applied the ACAS uplift to this sum.
Otherwise, in calculating the Appellant’s losses, the ET had not included an element for her paid holiday entitlement and had limited her pension losses to the employer’s contributions up to the period when the ET found the Appellant would have moved on to SSP. The ET had further considered that the Appellant’s loss would have ended upon the cessation of her entitlement to SSP; her employment would either then have ended or she would have moved on to zero pay in any event.
On the Appellant’s appeal on various grounds.
Held: allowing the appeal in part.
On the ACAS uplift:
When calculating the compensatory award in respect of an unfair dismissal claim in circumstances in which there was a concurrent claim of wrongful dismissal, the ET had a choice as to how to approach its task. It could either start at the expiry of the period compensated by the wrongful dismissal award (the course adopted by the ET in the present case) or it could calculate the unfair dismissal compensation from the effective date of termination and then deduct any sum due by way of pay for the notice period. Where the ACAS uplift was only to apply to the unfair dismissal award, this might be a relevant consideration for the ET in deciding which method to adopt. As it was not possible to tell if the ET in the present case had considered this issue, the appeal would be allowed in this respect and the point remitted for reconsideration.
As for the past holiday pay claim, the ET had made no finding that this should be subject to the ACAS uplift and the Appellant’s appeal on this point had been founded upon an error in the Respondent’s Counter-Schedule. That had not been a concession and did not serve to extend the ET’s ruling. The appeal on this point was dismissed.
Paid holiday as part of the post-dismissal losses:
When assessing the Appellant’s losses post-dismissal, the ET failed to include any element for her paid holiday entitlement. As the Respondent conceded, that had been part of the Appellant’s claim and should have been addressed by the ET. The appeal in this regard was allowed.
Pension losses:
The ET had not erred in failing to expressly refer to the booklet, Compensation for Loss of Pension Rights – Employment Tribunals. In any event, it was apparent that it had effectively applied the simplified approach suggested in that booklet, in circumstances in which – given that the ET had found that the Appellant’s employment would, in any event, have ended some time before her expected retirement date – it had been appropriate for it to do so.
As for whether the Respondent would have continued to make pension contributions during the period of SSP, the ET had not referred to the evidence of an earlier period of SSP, during which contributions had continued. In the circumstances, it was unclear whether it had given proper regard to this relevant evidence and the appeal would be allowed on this issue.
Limitation of loss:
The Appellant had also taken issue with the ET’s decision not to make any award for future loss, having found that she would have moved on to zero pay at the end of her SSP entitlement and would have been dismissed before the Remedy Hearing, given her lengthy period unfit for work due to ill-health. That was a permissible finding of a lawful reason for dismissal and the ET’s reasoning was adequately explained. The appeal against this finding was dismissed.
Eady QC HHJ
[2016] UKEAT 0294 – 15 – 3008
Bailii
England and Wales
Employment, Damages
Updated: 01 November 2021; Ref: scu.570389
Manitoba – Collective agreements have a function and value of their own which exists wholly independently of any individual contract of employment. Lord Russell referred to a ‘Wage Agreement’ entered into between the appellant’s trade union and the Canadian Railway War Board, and said: ‘it does not appear to their Lordships to be a document adapted for conversion into or incorporation with a service agreement, so as to entitle master and servant to enforce inter se the terms of thereof . It consists of some 188 ‘rules’, which the railway companies contract with Division No. 4 to observe. It appears to their Lordships to be intended merely to operate as an agreement between a body of employers and a labour organisation by which the employers undertake that as regards their workmen, certain rules beneficial to the workmen shall be observed. By itself it constitutes no contract between any individual employee and the company which employs him. If an employer refused to observe the rules, the effective sequel would be, not an action by any employee, not even an action by Division no.4 against the employer for specific performance or damages, but the calling of a strike until the grievance was remedied.’
Lord Russell
[1931] AC 83, [1930] UKPC 94
Bailii
Commonwealth
Cited by:
Cited – The Highland Council v TGWU and Unison EAT 3-Jun-2008
EAT EQUAL PAY ACT: Equal value
Equal Pay claims. Whether letters sent to local authority employers by unions prior to coming into force of the statutory grievance procedures met the requirements of regulation . .
Cited – Alexander v Standard Telephones and Cables Ltd (No. 2) 1991
alexander_standard1991
The court considered under what circumstances a collective agreement between an employer and trades unions would be incorporated into an individual employee’s contract: ‘The so-called ‘normative effect’ by which it can be inferred that provisions of . .
Cited – George v The Ministry of Justice CA 17-Apr-2013
The claimant appealed against rejection of his claim that the respondent had broken his contract of employment as a prison officer by changing the collective agreement for prisons officers. The judge had found that the respective terms were not . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.276940
The court considered under what circumstances a collective agreement between an employer and trades unions would be incorporated into an individual employee’s contract: ‘The so-called ‘normative effect’ by which it can be inferred that provisions of collective agreements have become part of individual contracts of employment is now well recognised in employment law (see, for example, Harvey on Industrial Relations and Employment Law, vol. 235). However, serious difficulties still arise because the principle still has to be one of incorporation into the individual contracts of employment and the extraction of a recognisable contractual intent as between the individual employee and his employer. The mere existence of collective agreements which are relevant to the employee and his employment does not include a contractual intent (see, for example per Ackner LJ, Robertson v. British Gas [1983] IRLR 302). The contractual intent has to be found in the individual contract of employment and very often the evidence will not be sufficient to establish such an intent in a manner which satisfies accepted contractual criteria and satisfies ordinary criteria of certainty. Where the relevant subject-matter is one of present day-to-day relevance to the employer and employee, as for example wage rates and hours of work, the continuing relationship between employer and employee, the former paying wages and providing work, the latter working and accepting wages, provides a basis for inferring such a contractual intent. Where, as in the case of redundancy, the situation is one which does not have daily implications but only arises occasionally the inference will be more difficult to sustain. Here, there had not previously been any question of compulsory redundancies. There was no previously tested position by which a local custom could be demonstrated, nor was there any previous situation involving any of the relevant individuals, or for that matter any other employees of the defendants from which it could be inferred as a matter of individual contractual intent, that individual contracts of employment were to include as a matter of contractual right and obligation selection for redundancy on the seniority principle. It must be borne in mind that although the present plaintiffs would be the beneficiaries of the application of such a principle, by a parity of reasoning there would be other employees who would be disadvantaged. Similarly, there is no necessity to infer an intention to incorporate since collective agreements have a function and value of their own which exists wholly independently of any individual contract of employment.
. . Therefore, even in a case which involved wide express words of incorporation the Court considered it necessary to look at the content and character of the relevant parts of the collective agreement in order to decide whether or not they were incorporated into the individual contracts of employment.
The principles to be applied can therefore be summarised. The relevant contract is that between the individual employee and his employer; it is the contractual intention of those two parties which must be ascertained. In so far as that intention is to be found in a written document, that document must be construed on ordinary contractual principles. In so far as there is no such document or that document is not complete or conclusive, their contractual intention has to be ascertained by inference from the other available material including collective agreements. The fact that another document is not itself contractual does not prevent it from being incorporated into the contract if that intention is shown as between the employer and the individual employee. Where a document is expressly incorporated by general words it is still necessary to consider, in conjunction with the words of incorporation, whether any particular part of that document is apt to be a term of the contract; if it is inapt, the correct construction of the contract may be that it is not a term of the contract. Where it is not a case of express incorporation, but a matter of inferring the contractual intent, the character of the document and the relevant part of it and whether it is apt to form part of the individual contract is central to the decision whether or not the inference should be drawn.’
Hobhouse J
[1991] IRLR 286
Citing:
Cited – National Coal Board v National Union of Mineworkers 1986
A collective agreement between employer and the recognised trades union was ‘inapt to become enforceable terms of an individual’s contract of employment.’ Such collective agreements may deal with the appropriate mechanisms for dealing with . .
Cited – Young v Canadian Northern Railway Company PC 25-Nov-1930
Manitoba – Collective agreements have a function and value of their own which exists wholly independently of any individual contract of employment. Lord Russell referred to a ‘Wage Agreement’ entered into between the appellant’s trade union and the . .
Cited by:
Cited – Kaur v MG Rover Group Ltd CA 17-Nov-2004
The applicant was employed by the respondent who had a collective agreement with a trade union.
Held: Not all elements of the collective agreement need be intended to be legally enforceable. She complained that the collective agreement would . .
Endorsed – Wandsworth London Borough Council v D’Silva and Another CA 9-Dec-1997
The council wanted to change its Code of Practice on Staff Sickness. Employees objected. The Council argued that the Code was not part of the employment contract, and that in any event the contract reserved to the council the right to alter the . .
Cited – George v The Ministry of Justice CA 17-Apr-2013
The claimant appealed against rejection of his claim that the respondent had broken his contract of employment as a prison officer by changing the collective agreement for prisons officers. The judge had found that the respective terms were not . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.220324
Mrs T sought a redundancy payment on termination of her employment as a collector. The employer was to close the depot where she worked in Coventry, offering her first employment in Northampton. On her unhappiness at this she was offered work in Erdington. This involved a similar route, but because of additional travel took longer. She offered to try the route, but the employer did not say that it was a trial. Additional delays extended yet further her day. The employers appealed from the award of a redundancy payment saying that she had not been dismissed.
Held: The tribunal had made no error in law in finding that Mrs Thomas had been entitled to refuse to continue to work under the new conditions: ‘ She was not, therefore, in our view, unreasonably refusing the offer of alternative employment.’
Hicks QC HHJ
[1993] UKEAT 47 – 92 – 2101
Bailii
Employment Protection (Consolidation) Act 1978 83(2)
Cited by:
See Also – Bass Leisure Ltd v Thomas EAT 22-Mar-1993
bas_thomasEAT199303
The court had given one judgment dismissing the employer’s appeal against a finding that the employee had not unreasonably refused a new position and was accordingly redudant. Before the order was drawn up a further point of law was raied and the . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.210385
(New South Wales) It was argued that a decision of the stewards of the Australian Jockey Club was void for having been made in breach of the rules of natural justice.
Held: The stewards were entitled to use the evidence of their eyes and their experience in reaching their decision. The appeal process was an essentially domestic proceeding ‘in which experience and opinion as to what is in the interest of racing as a whole play a large part, and in which the standards are those which have come to be accepted over the history of this sporting activity.’
Following the Leary case: ‘In their Lordships’ judgment, such intermediate cases exist. In them, it is for the court . . to decide whether at the end of the day, there has been a fair result reached by fair methods . . Naturally there may be instances when the defect is so flagrant, the consequences so severe, that the most perfect appeals or rehearings will not be sufficient to produce a just result . . There may also be cases when the appeal process itself is less than perfect: it may be vitiated by the same defect as the original proceedings: or short of that there may be doubts whether the appeal body embarked on its task without predisposition or whether it had the means to make a full and fair enquiry, for example where it has no material but a transcript of what was before the original body. In such cases it would no doubt be right to quash the original decision.’
and ‘What is important is the recognition that such cases exist, and that it is undesirable in many cases of domestic disputes, particularly in which an inquiry and appeal process has been established, to introduce too great a measure of formal judicialisation.’
Lord Wilberforce said: ‘those who have joined in an organisation or contract, should be taken to have agreed to accept what in the end is a fair decision, notwithstanding some initial defect’. The Board considered whether there was a general rule that internal appellate proceedings could cure a defect caused by a failure of natural justice in the original proceedings: ‘. . . their Lordships recognise and indeed assert that no clear and absolute rule can be laid down on the question whether defects in natural justice appearing at the original hearing, whether administrative or quasi-judicial, can be ‘cured’ through appeal proceedings. The situations in which this issue arises are too diverse, and the rules by which they are governed so various, that this must be so.’
and ‘This argument led necessarily into the difficult area of what is void and what is voidable, as to which some confusion exists in the authorities. Their Lordships opinion would be, if it became necessary to fix on one or other of these expressions, that a decision made contrary to natural justice is void, but that, until it is so declared by a competent body or court, it may have some effect, or existence, in law. This condition might be better expressed by saying that the decision is invalid or vitiated. In the present context, where the question is whether an appeal lies, the impugned decision cannot be considered as totally void, in the sense of being legally non-existent. So to hold would be wholly unreal.’
Wilberforce, Dilhorne, Hailsham of St Marylebone, Keith of Kinkel LL
[1979] UKPC 1, [1979] 2 All ER 440, [1980] AC 574, [1979] 2 WLR 755
Bailii, Bailii
Australia
Citing:
Applied but limited – Leary v National Union of Vehicle Builders 1971
The court faced questions on a trades union’s decision as to the membership of the applicant.
Held: As a general rule, ‘a failure of natural justice in the trial body cannot be cured by a sufficiency of natural justice in an appellate body.’ . .
Cited by:
Cited – Regina (DR) (AM) v St George’s Catholic School and Others, Regina (A) v Kingsmead School Governors and Another CA 13-Dec-2002
The applicants appealed the refusal of judicial review of the refusals of their appeals against exclusion from school.
Held: The Act provided a full appeal procedure from the initial decision of the school’s head teacher, first to the . .
Cited – Boddington v British Transport Police HL 2-Apr-1998
The defendant had been convicted, under regulations made under the Act, of smoking in a railway carriage. He sought to challenge the validity of the regulations themselves. He wanted to argue that the power to ban smoking on carriages did not . .
Cited – Flaherty v National Greyhound Racing Club Ltd CA 14-Sep-2005
The club regulated greyhound racing. The claimant had complained that its disciplinary proceedings had been conducted unfairly. He said that a panel member had an interest as veterinary surgeon in the proceedings at the stadium at which the alleged . .
Cited – Whitbread and Co plc v Mills EAT 1988
Where there had been defects in the procedure adopted at a disciplinary hearing, an appeal which was restricted to a review and was not a rehearing could not remedy the defects of the original hearing.
As to the case of Calvin v Carr: . .
Cited – Taylor v OCS Group Ltd CA 31-May-2006
The employer appealed against findings of unfair dismissal and disability discrimination. The employee worked in IT. He was profoundly deaf, but could lip read and read sign language. He had been accused of obtaining improper access to a senior . .
Cited – London and Clydeside Estates v Aberdeen District Council HL 8-Nov-1979
Identifying ‘maandatory’ and ‘regulatory’
The appellants had sought a Certificate of Alternative Development. The certificate provided was defective in that it did not notify the appellants, as required, of their right to appeal. Their appeal out of time was refused.
Held: The House . .
Cited – McKeown v British Horseracing Authority QBD 12-Mar-2010
The jockey claimant challenged disciplinary proceedings brought against him by the defendant authority.
Held: The findings were upheld in part but remitted for consideration of giving the claimant opportunity to challenge certain evidence. . .
Cited – Lloyd v McMahon HL 12-Mar-1987
The district auditor had issued a certificate under the 1982 Act surcharging the appellant councillors in the sum of 106,103, pounds being the amount of a loss incurred or deficiency caused, as the auditor found, by their wilful misconduct.
Cited – Majera, Regina (on The Application of v Secretary of State for The Home Department SC 20-Oct-2021
The Court was asked whether the Government can lawfully act in a manner which is inconsistent with an order of a judge which is defective, without first applying for, and obtaining, the variation or setting aside of the order. The appellant had been . .
Lists of cited by and citing cases may be incomplete.
Administrative, Employment, Commonwealth, Natural Justice
Leading Case
Updated: 01 November 2021; Ref: scu.245736
The claimant appealed against refusal of summary judgment on his claim for payment of a discretionary employment bonus by the defendant.
Held: The appeal succeeded and summary judgment was given. The contract properly construed did give rise to a bonus calculated according to the formula. Appying Elias J’s ‘only referable’ test, it would be quite wrong to infer from all the circumstances that the claimant had accepted changes to his contract, changes which were wholly to his disadvantage both by removing his right to performance related bonus and imposing restrictive covenants. Doing nothing, like saying nothing (in the absence of an obligation to communicate or act) is inherently ambiguous. The court had been asked whether the employee’s act of continuing to work constituted the acceptance of adverse changes to his contract. In this case it did not.
Rix LJ, Longmore LJ, Jacob LJ
[2010] EWCA Civ 397
Bailii
England and Wales
Citing:
Approved – Nigeria v Santolina Investment Corp and others ChD 7-Mar-2007
The federal government sought to recover properties from the defendants which it said were the proceeds of corrupt behaviour by the principal defendant who had been State Governor of a province. The claimant sought summary judgment.
Held: . .
Cited – Investors Compensation Scheme Ltd v West Bromwich Building Society HL 19-Jun-1997
Account taken of circumstances wihout ambiguity
The respondent gave advice on home income plans. The individual claimants had assigned their initial claims to the scheme, but later sought also to have their mortgages in favour of the respondent set aside.
Held: Investors having once . .
Cited – Commerzbank Ag v Keen CA 17-Nov-2006
The bank had sought summary dismissal of a claim for non-payment of bonuses to the claimant a former employee, and now appealed refusal of its request for summary dismissal, saying that the claim had no prospect of success. The claimant said that . .
Cited – Cantor Fitzgerald International v Horkulak CA 14-Oct-2004
The employee claimed under a bonus clause which ‘contained in a contract of employment in a high earning and competitive activity in which the payment of discretionary bonuses is part of the remuneration structure of employers.’
Held: The . .
Cited – Rigby v Ferodo Ltd HL 1988
The House considered a claim for constructive dismissal where the employer had changed the terms of the employment contract by unilaterally imposing a pay cut.
Held: It was possible for an employee to continue to work under protest as to the . .
Cited – Jones v Associated Tunnelling Co Ltd EAT 16-Oct-1981
The tribunal had been asked as to the circumstances under which the acceptance of new employment terms can be inferred from an employee’s continuing to work.
Browne-Wilkinson P said: ‘The starting point must be that a contract of employment . .
Cited – Solectron Scotland Ltd v Roper and others EAT 31-Jul-2003
The court was asked whether, following a TUPE transfer, a contractual term with regard to the making of enhanced redundancy payments had been preserved.
Held: Elias J said: ‘The fundamental question is this: is the employee’s conduct, by . .
Cited by:
Cited – Parties Named In Schedule A v Dresdner Kleinwort Ltd and Another QBD 28-May-2010
The defendant merchant banks resisted two group claims for annual bonuses for 2008 made by the employee claimants. They now sought summary judgment against the claims. The employer had declared a guaranteed minimum bonus pool available to make the . .
Lists of cited by and citing cases may be incomplete.
Employment, Contract
Updated: 01 November 2021; Ref: scu.408599
The court re-stated the principles applicable in testing whether an employee’s restrictive covenant was reasonable: ‘The court cannot say that a covenant in one form affords no more than adequate protection to a covenantee’s relevant legitimate interests if the evidence shows that a covenant in another form, much less far-reaching and less potentially prejudicial to the covenantor, would have afforded adequate protection.’
The court nevertheless identified a prototype non-solicitation covenant likely to be effective in most cases where there was a need to protect a client connection or a goodwill: ‘At least at first sight, a suitably drafted covenant precluding the defendants, for a reasonable period of time after the termination of their employment, from soliciting or dealing with clients of the plaintiff with whom they had dealt during the period of their employment would appear to have been quite adequate for the plaintiff’s protection in this context.’
Sir Christopher Slade said: ‘The employer’s claim for protection must be based upon the identification of some advantage or asset inherent in the business which can properly be regarded as,in a general sense, his property, and which it would be unjust to allow the employee to appropriate for his own purposes, even though he, the employee, may have contributed to its creation.’
Sir Christopher Slade
[1991] IRLR 215
England and Wales
Citing:
Cited – Kores Manufacturing Co Ltd v Kolok Manufacturing Ltd CA 1959
When considering a post employment restrictive covenant on an employee, the court should allow that an employer has a legitimate interest in maintaining a stable and trained workforce. However, even accepting that interest, an employer has no . .
Cited – Herbert Morris Ltd v Saxelby HL 1916
For a covenant in restraint of trade to be treated as reasonable in the interests of the parties ‘it must afford no more than adequate protection to the benefit of the party in whose favour it is imposed.’ There is a need for the court to consider . .
Cited – Stenhouse Australia Ltd v Phillips PC 2-Oct-1973
(Australia) An employer’s claim for protection from competition by a former employee under a restrictive covenant must be based upon the identification of some advantage or asset inherent in the business which can properly be regarded as, in a . .
Cited by:
Cited – Allan Janes Llp v Johal ChD 23-Feb-2006
The claimant sought to enforce a restrictive covenant against the defendant a former assistant solicitor as to non-competition within a certain distance of the practice for a period of three years. After leaving she had sought to set up partnership . .
Cited – Dentmaster (UK) Limited v Kent CA 2-May-1997
The court was asked as to whether a post-employment non-solicitation restrictive covenant was reasonable.
Held: The covenant was upheld. It extended for a period of twelve months to customers within the last six months with whom the employee . .
Cited – Dawnay, Day and Co Limited; Wilcourt Investments Limited v D’Alphen; Johnston; Parkman; Cantor Fitzgerald International CA 22-May-1997
The defendants were investment managers who left the plaintiff’s employment to take up posts with a rival. DD issued these proceedings claiming to enforce inter alia contractual undertakings by the defendants not to compete with the business of DDS, . .
Cited – FSS Travel and Leisure Systems Limited v Johnson and Chauntry Corporation Limited CA 19-Nov-1997
The court considered a covenant said to be in restraint of trade. The employee was a 25 year old computer programmer who had worked entirely upon a computerised booking system for the travel industry.
Held: The employer had failed to identify . .
Cited – Assembly Solutions and Tools Ltd v Mitchell SCS 7-Dec-2007
. .
Cited – Norbrook Laboratories (GB) Ltd v Adair and Another QBD 6-May-2008
The claimants sought a post employment injunction to prevent the defendant revealing confidential materials relating to inventions created during his employment. . .
Cited – WRN Ltd v Ayris QBD 21-May-2008
The claimant sought to enforce post employment contracts against the defendant. One issue was whether or not business cards that had been given to the employee in the course of his employment, as well as cards that were already in his possession and . .
Cited – Kynixa Ltd v Hynes and others QBD 30-Jun-2008
Complaint of breaches of employment contracts and shareholders’ agreements. . .
Cited – Accounting, Secretarial and Personnel Limited T/a ASAP Recruitment v Stuart Hallford SCS 10-Aug-2000
. .
Cited – Thurstan Hoskin and Partners v Jewill Hill and Bennett (A Firm) and others CA 5-Feb-2002
. .
Cited – Axiom Business Computers Ltd v Frederick ScS 20-Nov-2003
Lord Bracadale re-iterated the principles used in assessing whether a proposed employment condition operated as an unlawful restraint on trade: ‘(i) A covenant in restraint of trade is void unless it is reasonable in the interests of the parties and . .
Cited – Beckett Investment Management Group Ltd and others v Hall and others CA 28-Jun-2007
The company sought to enforce restrictive covenants entered into by employees of its subsidiary. The employees said that the covenants did not benefit them.
Held: The court should take a realistic view of corporate identity in such situations. . .
Cited – Greck v Henderson Asia Pacific Equity Partners (Fp) Lp and others SCS 8-Jan-2008
. .
Cited – Seabrokers Ltd v Riddell SCS 15-Aug-2007
. .
Cited – TFS Derivatives Ltd v Morgan QBD 15-Nov-2004
The claimant sought to enforce a post employment restrictive covenant. There was a 6 months’ prohibition, post-termination of employment (less any period of garden leave) on any employment which was competitive with the business of a former . .
Cited – Leeds Rugby Ltd v Harris and Bradford Bulls Holdings Limited QBD 20-Jul-2005
The claimant sought damages from the defendants saying that the second defendant had induced a breach of contract by the first when he left to play rugby for the second defendant.
Held: The contract could not be said to be void as an agreement . .
Cited – Beckett Investment Management Group Ltd. Beckett Financial Services Ltd. Beckett Asset Management Ltd and others v Hall and others QBD 16-Feb-2007
. .
Cited – Bridgend County Borough Council v Stephens EAT 10-Dec-1999
. .
Cited – Bridgend Borough Council v Sutton EAT 22-Jan-2002
. .
Cited – Watts v Information Commissioner IT 20-Nov-2007
. .
Cited – Duarte v The Black and Decker Corporation and Another QBD 23-Nov-2007
Attempt to enforce restrictive covenant in employment contract. . .
Cited – Associated Foreign Exchange Ltd v International Foreign Exchange (UK) Ltd and Another ChD 26-May-2010
The claimant sought interim injunctions to enforce a restrictive covenant against solicitation of customers in a former employee’s contract. The employee, a FOREX dealer, had been placed on garden leave for three months and then his contract . .
Lists of cited by and citing cases may be incomplete.
Employment, Contract
Leading Case
Updated: 01 November 2021; Ref: scu.240032
Damages for wrongful dismissal could not confer on an employee extra benefits that the contract did not oblige the employer to confer. There is a clear distinction between expectations, however reasonable, and contractual obligations.
Diplock LJ said: ‘the first task of the assessor of damages is to estimate as best he can what the plaintiff would have gained in money or money’s worth if the defendant had fulfilled his legal obligations and had done no more. Where there is an anticipatory breach by wrongful repudiation, this can at best be an estimate, whatever the date of the hearing. It involves assuming that what has not occurred and never will occur has occurred or will occur, ie that the defendant has since the breach performed his legal obligations under the contract and, if the estimate is made before the contract would otherwise have come to an end, that he will continue to perform his legal obligations thereunder until the due date of its termination. But the assumption to be made is that the defendant has performed or will perform his legal obligations under his contract with the plaintiff and nothing more.’
Diplock LJ, Lord Denning MR, Russell LJ
[1967] 1 QB 278, [1966] EWCA Civ 4, [1966] 3 All ER 683, [1966] 1 KIR 312, [1966] 3 WLR 706
Bailii
England and Wales
Citing:
Cited – Brace v Calder 1895
The dissolution of the employing partnership brings a contract of employment to an end.
Rigby LJ said: ‘a contract to serve four employers cannot, without express language, be construed as being a contract to serve two of them . . the . .
Cited by:
Approved – North Sea Energy Holdings Nv (Formerly Midland and Scottish Holdings Nv) v Petroleum Authority of Thailand CA 16-Dec-1998
The buyers repudiated an oil purchase agreement and the sellers accepted their repudiation. The sellers could not show that they would have been able to obtain the oil to sell.
Held: They were not entitled to substantial damages. . .
Cited – Golden Strait Corporation v Nippon Yusen Kubishka Kaisha (‘The Golden Victory’) HL 28-Mar-2007
The claimant sought damages for repudiation of a charterparty. The charterpary had been intended to continue until 2005. The charterer repudiated the contract and that repudiation was accepted, but before the arbitrator could set his award, the Iraq . .
Cited – Blackpool and Fylde Aero Club Ltd v Blackpool Borough Council CA 25-May-1990
The club had enjoyed a concession from the council to operate pleasure flights from the airport operated by the council. They were invited to bid for a new concession subject to strict tender rules. They submitted the highest bid on time, but the . .
Cited – Nestle v National Westminster Bank CA 6-May-1992
The claimant said that the defendant bank as trustee of her late father’s estate had been negligent in its investment of trust assets.
Held: The claimant had failed to establish either a breach of trust or any loss flowing from it, though . .
Lists of cited by and citing cases may be incomplete.
Damages, Employment, Contract
Leading Case
Updated: 01 November 2021; Ref: scu.252494
The ‘just and equitable’ test warranted the reduction or extinction of compensation for an employee who has been unfairly dismissed and then found to have been liable to summary dismissal. ‘The paragraph does not, nor did s. 116 of the Act of 1971, provide that regard should be had only to the loss resulting from the dismissal being unfair. Regard must be had to that, but the award must be just and equitable in all the circumstances, and it cannot be just and equitable that a sum should be awarded in compensation when in fact the employee has suffered no injustice by being dismissed.’
Viscount Dilhorne, Lord Simon of Glaisdale
[1977] IRLR 314, [1977] AC 931, [1977] ICR 662, [1977] UKHL 6, [1977] 3 All ER 40, [1977] 3 WLR 214, (1978) 13 ITR 71, 8 BLR 57
Bailii
Trade Union and Labour Relations Act 1971
England and Wales
Citing:
Cited – Abernethy v Mott Hay and Anderson CA 1974
Lord Cairns said: ‘A reason for the dismissal of an employee is a set of facts known to the employer, or it may be of beliefs held by him, which cause him to dismiss the employee. If at the time of his dismissal the employer gives a reason for it, . .
Endorsed – Vokes Ltd v Bear 1973
The court discussed whether, having found errors in the employer’s dismissal of the emploee, the tribunal can take into account other circumstances to say that the employee might have been dismissed in any event.
Held: Sir Hugh Griffiths said: . .
Cited by:
Cited – Dunnachie v Kingston Upon Hull City Council CA 11-Feb-2004
Compensation for non-economic loss brought about by the manner of an unfair dismissal is, on authority and on principle, recoverable. The award of such compensation by the employment tribunal in the present case was not excessive and was adequately . .
Cited – M Iqbal v Consignia Plc EAT 5-Dec-2002
EAT Procedural Issues – Employment Tribunal
The claimant had had his claims for discrimination rejected. He was found to have been unfairly dismissed, but with nil compensation because of what was found to . .
Cited – Dunnachie v Kingston-upon-Hull City Council HL 15-Jul-2004
The claimant sought damages following his dismissal to include a sum to reflect the manner of his dismissal and the distress caused.
Held: The remarks of Lord Hoffmann in Johnson -v- Unysis were obiter. The court could not, under the section, . .
Cited – Alexander and Hatherley v Bridgen Enterprises Ltd EAT 12-Apr-2006
The company made selections for redundancy, but failed to give the appellants information about how the scoring system had resulted in the figures allocated. The calculations left their representative unable to challenge them on appeal. The . .
Cited – Associated Society of Locomotive Engineers and Firemen v Brady EAT 31-Mar-2006
The reason adduced by the union for the dismissal of the climant was found by the Tribunal on the facts not to be the true reason for dismissal, the true reason being the union executive committee’s political antipathy to Mr Brady.
Held: It . .
Cited – Polkey v A E Dayton Services Limited HL 19-Nov-1987
Mr Polkey was employed as a driver. The company decided to replace four van drivers with two van salesmen and a representative. Mr Polkey and two other van drivers were made redundant. Without warning, he was called in and informed that he had been . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.194789
EAT JURISDICTIONAL POINTS: 2002 Act and pre-action requirements
These appeals raise the issue what detail needs to be provided in an equal pay case when an employee raises a written grievance as required by the first step in the statutory standard grievance procedure set out in paragraph 6 of Schedule 2 to the Employment Act 2002. The EAT held that the information can be minimal and need state no more than that the claim is a claim under the Equal Pay Act (which was all the information in fact given in the Sandwell case.)
Observations on the proper approach to the construction of paragraph 6.
[2008] UKEAT 0332 – 08 – 0611
Bailii
Citing:
Cited – The Highland Council v TGWU and Unison EAT 3-Jun-2008
EAT EQUAL PAY ACT: Equal value
Equal Pay claims. Whether letters sent to local authority employers by unions prior to coming into force of the statutory grievance procedures met the requirements of regulation . .
Cited – Shergold v Fieldway Medical Centre EAT 5-Dec-2005
The claimant had submitted a grievance complaining in general terms of the way in which she had been treated by a manager. She did not, however, refer to a particular incident relied on in her pleading as one of the two ‘last straw’ incidents that . .
Lists of cited by and citing cases may be incomplete.
Employment
Updated: 01 November 2021; Ref: scu.277571
(Practice and Procedure : Striking-Out/Dismissal) The Employment Judge made an Unless Order and subsequently gave notice pursuant to Rule 38(1) that the claims of all the Claimants had been dismissed by reason of material non-compliance with the Unless Order. She found, in particular, that Claimants who had served schedules setting out the amounts claimed had not provided ‘full particulars of the amount of holiday pay claimed’ (paragraph 1 of the Unless Order); and that a mistake as regards a particular Claimant meant that confirmation by the Claimants’ solicitors that all Claimants were covered by a collective agreement did not materially comply with a requirement (paragraph 3) to say which Claimants’ contracts of employment were covered by a collective agreement.
On appeal by the Claimants against that notice, held that on the true construction of the Unless Order:
(1) Those Claimants who had served schedules had complied with the requirement in paragraph 1 to provide ‘full particulars of the amount of holiday pay claimed’.
(2) The Claimants’ solicitors had complied with the requirement in paragraph 3 of the Unless Order notwithstanding that they had made a mistake in the case of a particular Claimant.
(3) The claims of those Claimants who had complied with all three paragraphs of the Unless Order had not been dismissed.
David Richardson HHJ
[2016] UKEAT 0316 – 15 – 0310
Bailii
England and Wales
Employment
Updated: 01 November 2021; Ref: scu.570400
The plaintiff was employed by the defendant to drive carts. He objected that the horse had a vicious nature, but was obliged to drive it in any event. The horse kicked him.
Held: For the purposes of the 1880 Act, the plaintiff was an employee, the horse was plant in the employer’s business and its character was a defect in that plant. ‘plant’ includes whatever apparatus or instruments are used by a business man in carrying on his business. The employer was liable in negligence, and ‘The maxim Volenti non fit injuria was not wanted as between master and servant. It was only wanted, if at all, where no such relation as that of master and servant existed.’ Where the plaintiff knew of a defect: ‘mere knowledge of the danger will not do: there must be an assent on the part of the workman to accept the risk, with a full appreciation of its extent, to bring the workman within the maxim Volenti non fit injuria. If so, that is a question of fact.’
Lord Esher MR said: ‘I detest the attempt to fetter the law by maxims. They are almost invariably misleading; they are for the most part so large and general in their language that they always include something which really is not intended to be included in them.’
Lord Esher MR, Lindley LJ, and Lopes LJ (dissenting)
[1887] 19 QB D 647, 57 LJQB 7 (QBD)
Employers’ Liability Act 1880 10
England and Wales
Citing:
Distinguished – Thomas v Quartermaine CA 1887
Employer’s duty to his workman injured at work
The court considered an employer’s duty to his workman injured at work.
Held: Bowen LJ said: ‘It is no doubt true that the knowledge on the part of the injured person which will prevent him from alleging negligence against the occupier, must . .
Cited by:
Cited – Lissenden v CAV Bosch Ltd HL 1940
The defendant attempted to bar the workman plaintiff from appealing a compensation award on the ground that he had already accepted payment under it.
Held: The House considered the principle that a party may not blow hot and cold on an issue . .
Cited – McLaughlin and Others v Newall QBD 31-Jul-2009
The claimant asked the court to strike out the defence that the claimant had compromised his claim by agreement. The defendant had written letters critical of the claimants who were governors of a school which had disciplined his daughter a teacher . .
Cited – Homer Burgess Ltd v Chirex (Annan) Ltd OHCS 25-Jan-2000
Although an adjudicator’s decision would normally be binding on the parties pending an appeal, that was not the case where the mistake alleged was as to his jurisdiction. In such cases the decision was reviewable, and was ineffective as a decision . .
Cited – Imperial Chemical Industries Ltd v Shatwell HL 6-Jul-1964
The respondent was employed as a shot firer in a quarry, and was to test the electric wiring connecting explosive charges. Contrary to instructions that testing must be done from a shelter, the respondent and another shot firer carried out a test in . .
Cited – Sian Williams v Revenue and Customs FTTTx 8-Feb-2010
FTTTx INCOME TAX – EMPLOYMENT INCOME – EXPENSES – television newsreader – expenses for purchase and laundering of professional clothing for studio and for professional hairdo and colouring – whether incurred . .
Cited – Joseph Smith (Pauper) v Charles Baker and Sons HL 21-Jul-1891
. .
Lists of cited by and citing cases may be incomplete.
Employment, Negligence
Leading Case
Updated: 01 November 2021; Ref: scu.235909
EAT UNFAIR DISMISSAL – S. 98A (2) Employment Rights Act
DISABILITY DISCRIMINATION – Disability related discrimination
DISABILITY DISCRIMINATION – Reasonable adjustments
DISABILITY DISCRIMINATION – Compensation
Claimant goes off sick following incident of alleged offensive behaviour by manager – Existing mental health difficulties exacerbated – Employers fail, despite recommendation from occupational health department, to carry out independent review of Claimant’s treatment – Other procedural failures – Failures held by Tribunal to constitute breaches of duty under section 4A of Disability Discrimination Act 1995 and to render dismissal unfair and an act of disability-related discrimination – At subsequent remedy hearing Claimant awarded andpound;4,410 for unfair dismissal and andpound;22,000 for disability discrimination, comprising andpound;16,000 for injury to feelings and andpound;6,000 by way of ‘aggravated damages’, with no award for loss of earnings.
On appeal against liability decision, employers contend that differences in the procedure followed would not have affected the outcome; and that accordingly (a) the dismissal was not unfair, pursuant to section 98A (2) of Employment Rights Act 1996; and (b) section 4A did not require the adoption of different procedures – As to disability-related discrimination, London Borough of Lewisham v Malcolm [2008] IRLR 700 relied on.
On remedy, Claimant appeals against refusal to award compensation for loss of earnings – Employers appeal against quantum of award for injury to feelings and against award of aggravated damages.
HELD:
LIABILITY
(1) Tribunal entitled to find that if proper procedures had been followed Claimant would probably not have been dismissed and that the adoption of such procedures was (save in the respect specified at (2) below) required by section 4A
(2) Tribunal not entitled to find that section 4A gave rise to a duty on the employer of a disabled employee to take steps to facilitate an application for ill-health retirement
(3) Appeal allowed as regards disability-related discrimination: Malcolm followed
REMEDY
(4) Tribunal entitled not to award compensation for loss of earnings where Claimant had not adduced expert evidence about the effect of employers’ breaches on his mental health
(5) Award for injury to feelings open to Tribunal on the evidence
(6) Facts found did not justify award of aggravated damages
Underhill P J
[2010] UKEAT 0399 – 10 – 1304
Bailii
Employment Rights Act 1996 98A(2)
England and Wales
Employment, Discrimination
Updated: 01 November 2021; Ref: scu.430555
The Industrial Tribunal has no jurisdiction to consider and rule upon other acts of racial discrimination not included in the complaints in the Originating Application.
Racial discrimination may be established as a matter of direct primary fact. ‘More often racial discrimination will have to be established, if at all, as a matter of inference. It is of the greatest importance that the primary facts from which such inference is drawn are set out with clarity by the Tribunal in its fact-finding role, so that the validity of the inference can be examined. Either the facts justifying such inference exist or they do not, but only the Tribunal can say what those facts are. A mere intuitive hunch, for example, that there has been unlawful discrimination, is insufficient without facts being found to support that conclusion.’ and ‘the complainant is entitled to complain to the Tribunal that a person has committed an unlawful act of discrimination, but it is the act of which complaint is made and no other that the Tribunal must consider and rule upon. If the act of which complaint is made is found not to be proven, it is not for the Tribunal to find another act of racial discrimination of which complaint has not been made to give a remedy in respect of that other act . . If [the Tribunal] finds that the complaint is well founded, the remedies which it can give the complainant under s.56(1) of the 1976 Act are specifically directed to the act to which the complaint relates.’
Balcombe LJ, Peter Gibson LJ, Stuart-Smith LJ
[1993] EWCA Civ 37, [1994] IRLR 124
Bailii
England and Wales
Citing:
Cited – King v Great Britain China Centre CA 1991
The court considered the nature of evidence which will be available to tribunals considering a race discrimination claim.
Held: A complainant must prove his or her case on the balance of probabilities, but it is unusual to find direct evidence . .
Appeal from – Chapman and Another v Simon EAT 13-Jul-1992
. .
Cited by:
Cited – London Borough of Greenwich Simon Trotter v Jacinth Browne EAT 24-Apr-2002
EAT Race Discrimination – Victimisation
The defendants appealed a finding of direct race discrimination and victimisation. She had previously succeeded in a discrimination claim. Subsequently, disciplinary . .
Cited – Qureshi v Victoria University of Manchester EAT 21-Jun-1996
The Industrial Tribunal only has jurisdiction to consider and rule upon the act or acts of which complaint is made to it. The questions on a complaint of race discrimination are: (a) Did the act complained of actually occur? (b) If the act . .
Cited – The Law Society v Kamlesh Bahl EAT 7-Jul-2003
EAT Sex Discrimination – Direct
The complainant had been suspended from her position as Vice President of the Law Society. The Society and its officers appealed findings of sex and race discrimination . .
Cited – London Borough of Hammersmith and Fulham, G Alltimes v L Ezeonyim EAT 7-Jun-2000
EAT The claimant had succeeded in his claim for race discrimination. The employer appealed, saying the tribunal had misunderstood its harassment procedure so as to be wrong in law. The claimant complained of a . .
Cited – Law Society v Bahl CA 30-Jul-2004
The claimant had succeeded before the employment tribunal in her claim of race discrimination by the respondent and senior officers. She now appealed the reversal of that judgment. The claimant asked the tribunal to draw inferences of discrimination . .
Cited – Stockton on Tees Borough Council v Aylott EAT 11-Mar-2009
EAT JURISDICTIONAL POINTS
Extension of time: just and equitable
2002 Act and pre-action requirements
DISABILITY DISCRIMINATION
Disability related discrimination
Direct disability . .
Cited – Clark v TDG Limited (Trading As Novacold) CA 25-Mar-1999
The applicant had soft tissue injuries around the spine as a consequence of a back injury at work. He was absent from work for a long time as a result of his injuries, and he was eventually dismissed when his medical advisers could provide no clear . .
Cited – Dunelm (Soft Furnishings) Ltd v Baker and Another EAT 30-Oct-2012
EAT Practice and Procedure : Amendment
Bias, misconduct and procedural irregularity
In the claim for unfair dismissal and wrongful dismissal, parties proceeded on common basis that dismissal was on 17 . .
Lists of cited by and citing cases may be incomplete.
Discrimination, Employment
Leading Case
Updated: 01 November 2021; Ref: scu.182985
Massey worked as Crown Life’s manager under 2 contracts, one a contract of employment, the other a contract of general agency. Tax and other contributions were deducted from wages paid under the former, while commission was paid under the agency contract. Under the agency contract Massey could work for other insurance brokers. Later, with Crown Life’s agreement, Massey registered himself as Massey and Associates and, trading under such name, entered into a new contract as a self-employed person with Crown Life in 1973. Massey’s duties under the new contract remained the same, although tax and other contributions were no longer deducted from monies paid to him. The company said that he was an independent contractor, not an employee. He had in law been an employee, but at his own request had been treated as self employed. He failed at the tribunal.
Held: Massey’s appealwas dismissed. The deed prepared by the plaintiff and accepted by the company was entered into freely and was clear. He was not an employee and had no right not to be dismissed unfairly.
Lawton LJ said: ‘In the administration of justice the union of fairness, commonsense and the law is a highly desirable objective. If the law allows a man to claim that he is a self-employed person in order to obtain tax advantages for himself and then allows him to deny that he is a self-employed person so that he can claim compensation, then in my judgment the union between fairness, commonsense and the law is strained almost to breaking point. The applicant is asking this court to adjudge that he is entitled to make claims with two different voices.’
Lord Denning MR said: ‘The law, as I see it, is this: If the true relationship of the parties is that of master and servant under a contract of service, the parties cannot alter the truth of that relationship by putting a different label upon it. If they should put a different label upon it and use it as a dishonest device to deceive the Revenue, I should have thought it was illegal and could not be enforced by either party and they could not get any advantage out of it – at any rate not in any case where they had to rely upon it as the basis of a claim. See Alexander v. Rayson (1936) 1 King’s Bench 169. An arrangement between two parties to put forward a dishonest description of their relationship so as to deceive the Revenue would clearly be illegal and unenforceable.
On the other hand, if their relationship is ambiguous and is capable of being one or the other, then the parties can remove that ambiguity, by the very agreement itself which they make with one another. The agreement itself then becomes the best material from which to gather the true legal relationship between them.’
Lord Denning MR, Lawton LJ, Eveleigh LJ
[1977] EWCA Civ 12, [1978] 1 WLR 676, [1978] ICR 590
Bailii
Trade Union and Labour Relations Act 1974 30(1)
England and Wales
Citing:
Cited – Stevenson v MacDonald 1952
Denning J described the difference between a contract of service and a contract for services: ‘It is often easy to recognise a contract of service when you see it, but difficult to say wherein the difference lies. A ship’s master, a chauffeur, and a . .
Cited – Ready Mixed Concrete Southeast Ltd v Minister of Pensions and National Insurance QBD 8-Dec-1967
Contracts of service or for services
In three cases appeals were heard against a finding as to whether a worker was entitled to have his employer pay National Insurance contributions on his behalf which would apply if he were an employee. He worked as an ‘owner-driver’
Held: The . .
Cited – Alexander v Rayson CA 1936
The action was for arrears of rent. The evidence at trial was that the plaintiff granted a lease to the defendant at a rent of andpound;1200 and contracted that certain services in connection with the flat would be performed. The plaintiff sent the . .
Cited – David v New England College of Arundel 1977
. .
Cited – Construction Industry Training Board v Labour Force QBD 1970
In this industrial training levy case there was an appeal on a point of law against the imposition of the levy on a company, Labour Force Limited, which was engaged in the supply of labour to contractors in the construction industry, but not as an . .
Cited – Maurice Graham Ltd v Brunswick 1974
It is impossible to draw up a complete list of criteria to be considered when deciding whether a contract is one of employment or one for services . .
Cited – Global Plant Ltd v Secretary of State for Social Services 1972
Lord Widgery said: ‘One must not overlook that the intention of the parties was that the relationship should be that of an independent contractor, and although the parties cannot by intention make a transaction into something which it is not, yet it . .
Cited – Inland Revenue Commissioners v Duke of Westminster HL 7-May-1935
The Duke’s gardener was paid weekly, but to reduce tax, his solicitors drew up a deed in which it was said that the earnings were not really wages, but were an annual payment payable by weekly instalments.
Held: To find out what the true . .
Cited – Ferguson v John Dawson and Partners (Contractors) Ltd CA 22-Jul-1976
The plaintiff had fallen from a roof whilst working for the defendants, and had claimed damages for breach of statutory duty. The parties disputed whether the plaintiff was an employee or a self-employed independent contractor.
Held: The real . .
Cited by:
Cited – Ansell Computer Services Ltd v HM Inspector of Taxes SCIT 29-Jul-2004
SCIT National insurance – earnings of workers supplied by service companies etc. – provision of services through intermediary – worker establishing information technology company – company contracting with agency . .
Cited – Lambden v Henley Rugby Football Club and Another EAT 29-May-2009
lambden_henlryrfcEAT2009
EAT CONTRACT OF EMPLOYMENT: Whether established
The Claimant was a part time Rugby Coach. The Employment Tribunal found that he had freely elected to be paid as an independent contractor though a limited . .
Cited – Young and Woods Ltd v West CA 11-Feb-1980
The applicant had complained of unfair dismissal.The employment contract had been dressed as a self employed service provider’s contract to privide him with tax, and was unlawfully so. The employer appealed, saying that as an unlawful contract, the . .
Lists of cited by and citing cases may be incomplete.
Contract, Employment
Leading Case
Updated: 01 November 2021; Ref: scu.250992
The claimant asserted unfair dismissal after his contract was changed to provide that his post as head of the history department would be part time. He had been ill, and the head teacher reduced his teaching periods. He accepted the change in writing under protest in order to mitigate his loss. He said that the change in his contract terms was fundamental.
Held: The change in contract terms was sufficiently fundamental to amount to a repudiation of the contract and amounted to a dismissal. The definition of dismissal in section 55 referred to the termination of a contract of employment, not of the relationship of employer and employee.
If an employee makes it clear that he is accepting a repudiation of his original contract, the fact that he agrees to be re-employed under the new contract may not prevent him saying that he had been unfairly constructively dismissed under the old one. A court might legitimately treat as dismissal and re-engagement a situation where the employer ostensibly is merely seeking to vary the contract without effecting any dismissal as such at all.
Garland J said: ‘The trite law is that of course employment results from a contract. It is the contract at which one has to look, not the relationship of the employer and employee.
Up to 31 July, the applicant, who was well and sympathetically treated by the employers, was head of history; he was employed to teach full-time at a full salary plus such allowances to which he was entitled. On 31 July, he was told that he was no longer head of history; that he would not be employed full-time and he would come down to eight periods a week plus general studies and religious education; that the salary he would receive would be exactly half the new scale which superseded the Burnham scale.
It seems to us, both as a matter of law and common sense, that he was being told that his former contract was from that moment gone. There was no question of any continued performance of it. It is suggested, on behalf of the employers, that there was a variation, but again, it seems to us quite elementary, that you can vary by consent terms of a contract, but you simply cannot hold a pistol to somebody’s head and say: ‘henceforth you are to be employed on wholly different terms which are in fact less than 50 per cent of your previous contract. We come unhesitatingly to the conclusion that there was a dismissal on 31 July.’
Garland J
[1990] ICR 39
Employment Rights Act 1978 55(2)
England and Wales
Cited by:
Cited – British Broadcasting Corporation v Kelly-Phillips CA 24-Apr-1998
When a one year fixed term employment contract was extended by a period of less than a year, but then not again renewed, there was no unfair dismissal, since the exemption for the original term applied also to any extension. There had been . .
Cited – Jones v Governing Body of Burdett Coutts School CA 2-Apr-1998
The Employment Appeal Tribunal must give reasons for its decision, if it chooses to allow the amendment of appeal the papers in order to hear a point of law which had been conceded in the industrial tribunal. Citing Liverpool Corporation v Wilson, . .
Cited – Watson v Ministry of Defence NIIT 7-Apr-2005
. .
Cited – Martin v Openwork Services Ltd NIIT 4-Oct-2007
. .
Cited – Hegarty v Software Ag (Uk) Ltd EAT 29-Jan-1999
. .
Cited – Shelton v Full House Restaurants Ltd EAT 18-Nov-2002
. .
Cited – London Borough of Hounslow v Miller EAT 28-Mar-2007
EAT Contract of Employment -and- Unfair Dismissal
The employee lodged two complaints, one of disability discrimination and one of unfair dismissal.
Tribunal Chairman stayed the complaint of disability . .
Cited – Clulee v Law Society of England and Wales EAT 29-Nov-2000
. .
Cited – Knodt v London Borough of Camden and Lowton EAT 22-Mar-2002
. .
Cited – Robinson v Tescom Corporation EAT 3-Mar-2008
EAT Contract of Employment – Damages for breach of contract – Implied term / variation / construction of term
Unfair Dismissal – Constructive dismissal
Unfair dismissal, breach of contract: whether . .
Cited – Lombard North Central Plc v Leach and Another EAT 26-Jul-1994
. .
Cited – J Sainsbury Plc v Moger 25-Feb-1994
The EAT should not accept an order by consent unless it is satisfied that there are good grounds for making the order. . .
Cited – S J Hardy v Tourism South East EAT 29-Nov-2004
EAT Redundancy – Collective consultation and information . .
Analogy – Vick v Vogle-Gapes Ltd TCC 30-Jun-2006
. .
Cited – Rajani v S Dory Ltd EAT 29-Jun-1994
. .
Cited – Steenhoff v Rother District Council EAT 20-Nov-1995
Constructive dismissal. . .
Cited – London Borough of Southwark v Johnstone and others EAT 26-Nov-1998
. .
Cited – Small Lots (Mix-It) Ltd v MacFarlane EAT 10-Dec-1998
. .
Cited – Noel v Employment Tribunal Service EAT 7-Jun-1999
. .
Cited – Noel v Employment Tribunal Service EAT 9-Feb-1999
. .
Cited – Woodhall v Greggs Plc (T/A the Bakers Oven) EAT 1-Oct-1998
. .
Cited – Woodhall v Greggs Plc (T/A the Bakers Oven) EAT 13-Apr-1999
. .
Cited – East Riding of Yorkshire Council v Walker and Another EAT 3-Dec-1999
. .
Cited – Chaffer v Southern Birmingham Community Health NHS Trust EAT 21-Sep-2001
. .
Cited – Roberts v West Coast Trains Ltd EAT 24-Jul-2003
EAT Unfair Dismissal – Reason for dismissal
EAT Unfair Dismissal – Reason for dismissal including substantial other reason. . .
Cited – Hepworth Heating Ltd v J Akers and others EAT 21-Jan-2003
EAT Unfair Dismissal – Reason for dismissal
EAT Unfair Dismissal – Reason for dismissal including substantial other reason. . .
Cited – Council of the City of Newcastle Upon Tyne v Allan and Others, Burr, Bell EAT 21-Mar-2005
EAT Sex Discrimination – Injury to feelings.
EAT Equal Pay Act – Out of time . .
Cited – Edem v Egg Plc, J Croft EAT 16-Jan-2006
EAT Practice and Procedure – Striking-out/dismissal – Contract of Employment: Damages for Breach of Contract
On Respondent’s application the Employment Tribunal struck out a variety of the Appellant’s . .
Cited – Winder v Aston University and Another EAT 1-Aug-2007
EAT Equal Pay Act – Part time pensions
In deciding two cases in accordance with Preston v Wolverhampton NHS Trust (No 3) [2004] ICR 993 EAT, the Employment Tribunal did not err in holding that the Claimant . .
Cited – Tait v Redcar and Cleveland Borough Council EAT 2-Apr-2008
EAT Jurisdictional Points – Claim in time and effective date of termination
The Appellant employee brought a claim (inter alia) that he had been subjected to a disciplinary suspension because he was a . .
Cited – Alcan Extrusions v Yates and others EAT 5-Feb-1996
The employers appealed against a decision that it had constructively dismissed the respondents by substantially changing their employment terms.
Held: The tribunal approved the chairman’s statement that ‘the applicants’ former contracts of . .
Lists of cited by and citing cases may be incomplete.
Employment
Leading Case
Updated: 01 November 2021; Ref: scu.211374