University of Bolton (Education (University)): ICO 14 Dec 2015

ICO The complainant has requested from the University of Bolton (the ‘University’) information relating to a staff member’s academic qualifications. The University refused to comply with the request and applied section 14(1) of the FOIA to the request. The Commissioner’s decision is that the University has correctly applied section 14(1) of the FOIA. Therefore the Commissioner does not require the University to take any steps.
FOI 14: Not upheld
References: [2015] UKICO FS50589654
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559072

Home Office (Central Government): ICO 3 Dec 2015

ICO The complainant requested several files listed by the National Archives, but retained by the Home Office. The Home Office failed to respond substantively to this request and the Commissioner finds that, in so doing, it breached sections 1(1) and 10(1) of the FOIA. The Commissioner requires the Home Office to respond to the request. The Home Office must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the FOIA and may be dealt with as a contempt of court.
FOI 1: Upheld FOI 10: Upheld
References: [2015] UKICO FS50603465
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559045

Home Office (Central Government): ICO 16 Dec 2015

ICO The complainant has requested from the Home Office (HO) information about the refusal of visas to foreign nationals wishing to visit the UK. The Commissioner’s decision is that the Home Office has failed to respond substantively to this request and the Commissioner finds that, in so doing, it breached sections 1(1) and 10(1) of the FOIA. The Commissioner requires the Home Office to respond to the request to ensure compliance with the legislation.
FOI 1: Upheld FOI 10: Upheld
References: [2015] UKICO FS50600179
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559044

Home Office (Central Government): ICO 1 Dec 2015

ICO The complainant requested details of samples provided to the Forensic Early Warning System from the Glastonbury Festival. The Home Office refused to disclose this information and cited the exemption provided by section 31(1)(a) (prejudice to the prevention or detection of crime) of the FOIA. The Commissioner’s decision is that the Home Office cited section 31(1)(a) correctly so it was not obliged to disclose this information. However, the Commissioner also finds that the Home Office stated incorrectly that all of the requested information was held and, in so doing, breached section 1(1)(a) of the FOIA. It is now required to respond to the complainant stating accurately which of the requested information is held. The Commissioner requires the Home Office to write to the complainant setting out accurately which of the requested information is held. The Home Office must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the FOIA and may be dealt with as a contempt of court.
FOI 1: Upheld FOI 31: Not upheld
References: [2015] UKICO FS50593960
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559043

Lyneham and Bradenstoke Parish Council (Local Government (Parish Council)): ICO 7 Dec 2015

ICO The complainant has requested information regarding the total sum paid out by Lyneham and Bradenstoke Parish Council as a result of the removal of a previous Parish Clerk. The Commissioner’s decision is that Lyneham and Bradenstoke Parish Council has incorrectly applied the exemption for information accessible to the applicant by other means at section 21 of the FOIA but has correctly applied the exemption for personal data at section 40(2) of the FOIA. He has also found that Lyneham and Bradenstoke Parish Council breached the procedural sections 17(1)(b), 17(7)(a) and 17(7)(b) of the FOIA. He does not require the public authority to take any steps to ensure compliance with the legislation.
FOI 17: Upheld FOI 21: Upheld FOI 40: Not upheld
References: [2015] UKICO FS50591903
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559053

Islington Council (Local Government (District Council)): ICO 17 Dec 2015

ICO The complainant has requested information from the London Borough of Islington (‘the Council’) relating to the reasons behind why a specific property was allowed an extension of time to buy the freehold. The Commissioner’s decision is that the Council has correctly withheld the information under section 40(2) of the FOIA. The Commissioner requires the Council to take no steps.
FOI 40: Not upheld
References: [2015] UKICO FS50601069
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559047

HM Revenue and Customs (Central Government): ICO 17 Dec 2015

ICO The complainant has requested information from Her Majesty’s Revenue and Customs (HMRC) about the staff forum held internally on its intranet. HMRC refused to disclose the information relying on FOIA section 36(2)(b) and (c) – prejudice to effective conduct of public affairs. The Commissioner’s decision is that HMRC was entitled to rely on section 36(2)(b) and (c) to refuse this request. He does not require HMRC to take any steps.
FOI 36: Not upheld
References: [2015] UKICO FS50586762
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559042

NHS Business Services Authority (Health (NHS)): ICO 17 Dec 2015

ICO The complainant made a freedom of information request to the NHS Business Services Authority (NHS BSA) for information relating to a specific NHS Protect report. The NHS BSA refused the request under the exemptions in section 30(1)(a)(i) (investigations) and section 40(2) (personal information). The Commissioner has investigated the complaint and found that section 30(1)(a)(i) exemption is engaged and the public interest in maintaining the exemption outweighs the public interest in disclosure. The Commissioner requires no steps to be taken.
FOI 30: Not upheld
References: [2015] UKICO FS50590388
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559060

Kent County Council (Local Government (County Council)) FS50580269: ICO 16 Dec 2015

ICO The complainant has requested information relating to the successful contractor who won a tender for the provision of the Kent Public Service Network, a shared ICT platform to deliver services to a large number of public authorities within the county. The council refused the request under section 43(1) and 43(2)( trade secrets and prejudice to commercial interests), section 40(2) (personal data), section 42 (legal professional privilege) and section 41 (information provided in confidence). The Commissioner’s decision is that the council has correctly applied sections 43(2), 40(2) and 42. He had therefore not gone on to consider the application of section 43(1) or section 41. The Commissioner does not require the public authority to take any steps.
FOI 40: Upheld FOI 42: Upheld FOI 43: Upheld
References: [2015] UKICO FS50580269
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559048

Manchester City Council (Local Government (City Council)) FS50591650: ICO 16 Dec 2015

ICO The complainant has requested information relating to a licensing complaint against a specific McDonald’s. The Commissioner’s decision is that Manchester City Council has correctly applied the exemption at section 30(1)(b) where information held by a public authority is exempt information if it has at any time been held by the authority for the purposes of any investigation which is conducted by the authority and in the circumstances may lead to a decision by the authority to institute criminal proceedings which the authority has power to conduct. The Commissioner does not require any steps to be taken.
FOI 30: Not upheld
References: [2015] UKICO FS50591650
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559054

Kings College London (Education (University)): ICO 2 Dec 2015

ICO The complainant has requested information from King’s College London (‘the University’) broadly concerning the University’s practice in respect of meeting actuarial strain and redundancies within the Health Schools at the University. The Commissioner’s decision is that the University has correctly applied section 12 of the FOIA to requests 1, 8 and 9. He has also determined that the University was correct to apply section 40 of the FOIA to requests 12, 13 and 14. However, the Commissioner has decided that the University was incorrect to apply section 12 to request 11(c). With respect to request 11(c), the University argued that if section 12 did not apply, it was seeking to rely upon section 40(2). The Commissioner has considered whether the information sought in request 11(c) can be withheld under section 40. He has determined that individuals cannot be identified from the information in question and therefore section 40(2) is not engaged. The Commissioner requires the University to disclose the information sought in request 11(c). The University must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the Act and may be dealt with as a contempt of court.
FOI 12: Partly upheld FOI 40: Not upheld
References: [2015] UKICO FS50583131
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559050

NHS Commissioning Board (NHS England) (Health (NHS)): ICO 16 Dec 2015

ICO The complainant has requested details relating to the decision to close a certain primary care support service and the subsequent transfer of medical records. NHS England did not respond to the request within the twenty working days prescribed in section 10 of the FOIA. The Commissioner’s decision is that NHS England has breached section 10 of the FOIA. However, as ultimately NHS England did provide a response, it is not required to take any further action in respect of this complaint.
FOI 10: Upheld
References: [2015] UKICO FS50603875
Links: Bailii
Statutes: Freedom of Information Act 2000
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559061

Medway Council (Local Government (District Council)): ICO 16 Dec 2015

ICO The complainant has requested information relating to a statutory consultation about a proposed traffic regulation order. Medway Council disclosed some information, confirmed other information was not held and withheld other information under the EIR exceptions for personal data (regulation 13) and internal communications (regulation 12(4)(e)). The Commissioner’s decision is that Medway Council correctly withheld information under regulation 13(1) and regulation 12(4)(e) of the EIR but, in failing to conduct a proper internal review in 40 working days, it breached regulation 11(4). The Commissioner does not require the public authority to take any steps.
EIR 11(4): Upheld EIR 12(4)(e): Not upheld EIR 13(1): Not upheld
References: [2015] UKICO FER0596640
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559056

Manchester City Council (Local Government (City Council)): ICO 16 Dec 2015

ICO The complainant has requested information relating to a licensing complaint against a specific McDonalds. The Commissioner’s decision is that Manchester City Council has correctly applied the exemption at section 30(1)(b) where information held by a public authority is exempt information if it has at any time been held by the authority for the purposes of any investigation which is conducted by the authority and in the circumstances may lead to a decision by the authority to institute criminal proceedings which the authority has power to conduct. The Commissioner does not require any steps to be taken.
FOI 30: Not upheld
References: [2015] UKICO FS50598181
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559055

Kent County Council (Local Government (County Council)) FS50600019: ICO 16 Dec 2015

ICO The complainant has requested information relating to a road sign. Kent County Council disclosed some information and confirmed that no further relevant information was held. The Commissioner’s decision is that council correctly confirmed that the requested information is not held and complied with section 1(1) of the FOIA. The Commissioner does not require the public authority to take any steps.
FOI 1: Not upheld
References: [2015] UKICO FS50600019
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559049

Newham London Borough Council (Local Government (Borough Council)): ICO 1 Dec 2015

ICO The complainant has requested information from the London Borough of Newham (the Council) relating to the amount of summonses the Council has issues from the Town Hall to the people of Havering. The Commissioner’s decision is that the Council did not deal with the request for information in accordance with section 10 of the FOIA in the following way: It failed to provide a response to the request within that statutory time frame of 20 working days. The Commissioner requires the Council to issue a response under the FOIA. The Council must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the Act and may be dealt with as a contempt of court.
FOI 10: Upheld
References: [2015] UKICO FS50602790
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559059

Lambeth London Borough Council (Local Government (Borough Council)): ICO 17 Dec 2015

ICO The complainant has requested from the London Borough of Lambeth (the Council) viability information produced for the proposed development of the Megabowl site in Streatham. The Council provided the complainant with two documents – the developer’s viability study and a review of that study carried out by a consultant on behalf of the Council. The Council considered, however, that some items within the scope of the complainant’s request were excepted from disclosure in accordance with regulations 12(5)(e) (confidentiality of commercial or industrial information), 12(5)(f) (interests of the person who supplied information) of the EIR and 13 (third party personal data) in relation to other items. The Commissioner has decided that regulation 12(5)(e) is engaged and that in all the circumstances the public interest in disclosure is outweighed by the public interest in maintaining the exception. With regard to regulation 13, the Commissioner has decided that the personal data cited does not engage the exception apart from two items of information (a signature and email address). He therefore requires the Council to disclose the remainder of the personal data.
EIR 12(5)(e): Not upheld EIR 13: Partly upheld
References: [2015] UKICO FS50587306
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559051

Home Office (Central Government): ICO 17 Dec 2015

ICO The complainant requested information relating to asylum seekers. The Home Office failed to respond to this request. The Commissioner’s decision is that in failing to respond to this request the Home Office breached sections 1(1) and 10(1) of the FOIA. The Home Office is now required to respond to this request. The Home Office must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the FOIA and may be dealt with as a contempt of court.
FOI 1: Upheld FOI 10: Upheld
References: [2015] UKICO FS50603604
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559046

Leeds City Council FER0598659: ICO 16 Dec 2015

ICO (Local Government (City Council)) The complainant has requested information regarding services provided to certain streets in Leeds. The Commissioner’s decision is that Leeds City Council has correctly applied the exception for manifestly unreasonable requests at Regulation 12(4)(b) of the EIR.
EIR 12(4)(b): Not upheld
References: [2015] UKICO FER0598659
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559052

Ministry of Justice (Central Government) FS50597828: ICO 10 Dec 2015

ICO The complainant requested information about a named district judge. The Ministry of Justice (the ‘MOJ’) refused to confirm or deny whether it held the requested information, citing sections 32(3), court records, 40(5), personal information and 44(2), prohibitions on disclosure of FOIA in respect of parts 1, 2, 3, 4 and 6 of the request. The MOJ initially said it did not hold any information in respect of part 5, but changed its position during the investigation and instead relied on section 12(1), the cost exclusion. The Commissioner’s decision is that the MOJ has properly relied on sections 40(5) and 12(1) to refuse this request. As he has found sections 40(5) and 12(1) to be engaged, he has not considered the MOJ’s reliance on the other exemptions. He does not require the MOJ to take any steps to ensure compliance with the legislation.
FOI 12: Not upheld FOI 40: Not upheld
References: [2015] UKICO FS50597828
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559058

Ministry of Justice (Central Government) FS50595496: ICO 14 Dec 2015

ICO The complainant submitted two requests for information relating to a tender bid process he had been part of in 2010 for legal aid work. The MOJ responded to both requests and cited section 14(1), vexatious requests. The Commissioner’s decision is that the MOJ has properly applied section 14(1) to both requests and he therefore does not require the public authority to take any steps.
FOI 14: Not upheld
References: [2015] UKICO FS50595496
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559057

Croydon Health Services NHS Trust v Beatt (Unfair Dismissal: Automatically Unfair Reasons): EAT 19 Jan 2016

EAT UNFAIR DISMISSAL – Automatically unfair reasons
VICTIMISATION DISCRIMINATION – Whistleblowing
The Employment Tribunal finding that dismissal was by reason of the Claimant’s whistle blowing and not conduct, as the Respondent employer asserted, was not properly reasoned. Accordingly, the Respondent’s appeal was upheld and the case remitted to a fresh Employment Tribunal for rehearing.
References: [2016] UKEAT 0136 – 15 – 1901
Links: Bailii
Judges: Peter Clark HHJ
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559013

Serco Ltd v Wells (Practice and Procedure): EAT 13 Jan 2016

EAT PRACTICE AND PROCEDURE
PRACTICE AND PROCEDURE – Case management
PRACTICE AND PROCEDURE – Preliminary issues
On 12 March 2015, at a telephone Case Management Preliminary Hearing, Employment Judge Coles ordered that there be a Public Preliminary Hearing on the issue of the length of service of the Respondent (‘the Coles Order’) and directed that the hearing take place at Southampton on 7 July 2015. Due to various difficulties it did not take place and instead that date was used for Judicial Mediation, which was unsuccessful. In the meantime on 15 May 2015 the parties had agreed a list of issues identifying some 96 issues. On 4 October 2015 Regional Employment Judge Parkin revoked that order on the basis that the list of issues was a ‘material change in the circumstances’ and that it was ‘necessary in the interests of justice’ to do so.
On the Respondent Employer’s appeal, after considering the position under the CPR and the authorities of Tibbles v SIG plc [2012] EWCA Civ 518 and Thevarajah v Riordan and others [2014] EWCA Civ 14 and the position under the Employment Tribunal Rules 2001, 2004 and 2013 and the authorities of Maurice v Betterway UK Ltd [2001] ICR 14, Goldman Sachs Services Ltd v Montali [2002] ICR 1251, Onwuka v Spherion Technology UK Ltd [2005] ICR 567, Hart v English Heritage (Historic Buildings and the Monuments Commission for England) [2006] ICR 655 and Newcastle upon Tyne City Council v Marsden [2010] ICR 743 and the relationship between the CPR and the Employment Tribunal Rules and the authorities of Governing Body of St Albans Girls’ School v Neary [2009] EWCA Civ 1190, [2010] ICR 473 and Harris v Academies Enterprise Trust and others UKEAT/0097/14/KN and UKEAT/0102/14/KN it was held that;
(i) The Employment Tribunal Rules must be taken to have been drafted with the principle of finality and certainty of decision and orders and the integrity of judicial decisions and orders in mind with the result challenges to an order would normally be directed to an appeal to a Tribunal of superior jurisdiction and seeking the same Judge or another Judge of equivalent jurisdiction to look again at an order or decision, save in carefully defined circumstances, should be discouraged;
(ii) the expression ‘necessary in the interests of justice’ in Rule 29 should be so interpreted and variation or revocation of an order or decision will be necessary in the interests of justice where there has been a material change of circumstances since the order was made or where the order has been based on either a misstatement and there may be other occasions, which it is unwise to attempt to define but these will be ‘rare . . [and] . . out of the ordinary’;
(iii) whether there has been a material change of circumstances raises an issue of the jurisdiction to make an order and the list of issues in this case did not constitute a material change of circumstances;
(iv) alternatively, if, contrary to iii above, a material change of circumstances was a matter of discretion only, the decision that the list of issues constituted a material change of circumstances was outwith the ambit of reasonable disagreement and the discretion had been erroneously exercised.
Consequently, the appeal was allowed and first decision restored.
References: [2016] UKEAT 0330 – 15 – 1301
Links: Bailii
Judges: Hand QC HHJ
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559014

Hastings Borough Council (Local Government (Borough Council)): ICO 14 Dec 2015

ICO The complainant has requested a copy of a Hastings Local Plan Report. Hastings Borough Council disclosed the requested information to the complainant. The Commissioner’s decision is that Hastings Borough Council disclosed the requested information and complied with regulation 5(1) of the EIR. The Commissioner does not require the public authority to take any steps.
EIR 5: Not upheld
References: [2015] UKICO FS50597755
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559039

Health and Safety Executive (Education (Other)): ICO 15 Dec 2015

ICO The complainant has requested information about residual risk estimates associated with a petroleum storage depot at Redcliffe Bay. The Health and Safety Executive (HSE) has released some information and the complainant disputes that the HSE does not hold any further information that would fall within the scope of his request. On balance, the Commissioner’s decision is that the HSE correctly interpreted the complainant’s request and has released all the relevant information that it holds. The HSE has consequently complied with its obligation under regulation 5(1) and the Commissioner does not require it to take any steps.
FOI 5: Not upheld
References: [2015] UKICO FER0588110
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559040

Financial Conduct Authority (Local Government (Other)): ICO 17 Dec 2015

The complainant has requested certain specified information from the Government Legal Department (‘GLD’). The GLD maintains that it has provided her with all the requested information it holds. The complainant disputes this assertion. The Commissioner’s decision is that the GLD, on the balance of probabilities, has provided her with all the requested information it holds.
FOI 1: Not upheld
References: [2015] UKICO FS50592106
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559037

Department for International Development (Central Government): ICO 14 Dec 2015

ICO The complainant submitted a request to the Department for Information Development (DFID) seeking a copy of a report produced by an external elections expert about the electoral processes in Bangladesh. DFID initially withheld this report on the basis of section 27(1) (international relations) and section 40(2) (personal data) of FOIA. During the course of the Commissioner’s investigation, DFID disclosed the requested information to the complainant. The Commissioner has concluded that DFID breached section 10(1) of FOIA by not providing this information within 20 working days of the complainant’s request.
FOI 10: Upheld
References: [2015] UKICO FS50596607
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559033

Heart of England NHS Foundation Trust (Health (NHS)): ICO 17 Dec 2015

ICO The complainant made a freedom of information request to the Heart of England NHS Foundation Trust (‘the Trust’) for information about the deaths of patients under the care of a particular named doctor. The Trust refused the request under section 12 on the grounds that it estimated the cost would exceed the appropriate limit. The Commissioner has investigated the complaint and found that section 12(1) was correctly applied and he requires no steps to be taken.
FOI 12: Not upheld
References: [2015] UKICO FS50585528
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559041

Kamal v The Home Office: QBD 19 Jan 2016

The Claimant, an Iraqi national, challenges the legality of his detention by the Defendant which commenced on 27 August 2012 and ended on 7 May 2013 when he was deported to the part of Iraq under the administration of the Kurdistan Regional Government (‘KRG’).
References: [2016] EWHC 65 (QB)
Links: Bailii
Judges: Supperstone J

Last Update: 16 October 2020; Ref: scu.559011

Daniel and Another v St George’s Healthcare NHS Trust and Another: QBD 19 Jan 2016

The claimants as PR’s of a deceased prisoner claimed under the 1998 Act as to his treatment whilst in prison.
Held: The Claimants failed to establish violations of Articles 2 or 3 and their claim against both Defendants was dismissed.
References: [2016] EWHC 23 (QB), [2016] WLR(D) 28, [2016] 4 WLR 32, [2016] Med LR 75
Links: Bailii
Judges: Lang DBE J
Statutes: European Convention on Human Rights 2 3
This case is cited by:

  • Cited – Tyrrell v HM Senior Coroner County Durham and Darlington and Another Admn 26-Jul-2016 (, [2016] EWHC 1892 (Admin), CO/3068/2015, )
    The court was aked what article 2 of the European Convention on Human Rights requires of a coroner when a serving prisoner dies of natural causes.
    Held: The reuest for judicial review failed. Mr Tyrrell’s death was, from the outset, one which . .

These lists may be incomplete.
Last Update: 16 October 2020; Ref: scu.559010

Dicconson Group Practice (Health (Other)): ICO 16 Dec 2015

ICO The complainant has requested meeting minutes from Dicconson Group Practice. DGP refuses to comply with the request which it says is vexatious under section 14(1) of the FOIA. The Commissioner’s decision is that Dicconson Group Practice: complied with section 10(1) of the FOIA because it responded to the request within 20 working days; and correctly applied section 14(1) to the request and is not obliged to comply with it. The Commissioner does not require Dicconson Group Practice to take any steps.
FOI 14: Not upheld
References: [2015] UKICO FS50599435
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559035

Ealing Council (Local Government (District Council)): ICO 17 Dec 2015

ICO The complainant requested a breakdown of credit balances owed to ratepayers that had been accrued by the council. The Commissioner’s decision is that the council incorrectly applied the exemptions at s31 and s41 in order to withhold the information. He requires the public authority to disclose the withheld information to the complainant within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the Act and may be dealt with as a contempt of court.
FOI 31: Upheld FOI 41: Upheld
References: [2015] UKICO FS50597448
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559036

Government Legal Department (Central Government): ICO 3 Dec 2015

ICO The complainant has requested certain specified information from the Government Legal Department (‘GLD’). The GLD maintains that it has provided her with all the requested information it holds. The complainant disputes this assertion. The Commissioner’s decision is that the GLD, on the balance of probabilities, has provided her with all the requested information it holds.
FOI 1: Not upheld
References: [2015] UKICO FS50567781
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559038

Department for Social Development (Central Government): ICO 3 Dec 2015

ICO The complainant has requested copies of draft audit reports produced by the Department for Social Development. The Department initially refused the request in reliance on the exemption at section 43(2) of the FOIA. The Department subsequently revised its position and sought to rely on section 14, claiming that the request was vexatious. The Commissioner’s decision is that the Department was entitled to rely on section 14(1) of the FOIA. No steps are required.
FOI 14: Not upheld
References: [2015] UKICO FS50561347
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559034

BBC (Other): ICO 17 Dec 2015

ICO The complainant has requested information relating to reporting of the America’s Cup. The BBC explained that the information was covered by the derogation and excluded from FOIA. The Commissioner’s decision is that this information was held by the BBC for the purposes of ‘journalism, art or literature’ and did not fall within the scope of FOIA. He therefore upholds the BBC’s position and requires no remedial steps to be taken in this case.
References: [2015] UKICO FS50591602
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559026

Cabinet Office (Central Government): ICO 30 Nov 2015

ICO The complainant requested information relating to the Queen’s Christmas Broadcasts (also known as the Queen’s Christmas Speech). The Cabinet Office denied holding any relevant information. During the course of the Commissioner’s investigation the Cabinet Office sought to refuse the request under section 12 of the Freedom of Information Act 2000 (the Act) because compliance with the request would exceed the appropriate cost limit. The Cabinet Office later withdrew this argument and reverted to its original position that the information was not held. The Commissioner’s decision is that on the balance of probabilities the Cabinet Office is unlikely to hold any requested information. No steps are required.
FOI 1: Not upheld
References: [2015] UKICO FS50565706
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559017

Cabinet Office (Central Government): ICO 17 Dec 2015

ICO The complainant has requested information held by the Cabinet Office relating to the removal/consideration of removal of the ‘Check Off’ facility within the Home Office. The Cabinet Office withheld all the information under sections 35(1)(a) (formulation or development of government policy) and (b) (Ministerial communications) of FOIA. In addition, the Cabinet Office withheld some of the information under section 42(1)(legal professional privilege). The Commissioner’s decision is that the Cabinet Office was entitled to rely on sections 35(1)(a) and (b) to withhold all the requested information. No steps are required.
FOI 35: Not upheld
References: [2015] UKICO FS50570303
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559028

Foreign and Commonwealth Office (Central Government): ICO 30 Nov 2015

ICO The complainant submitted a request to the Foreign and Commonwealth Office (FCO) for information relating to flights arriving into the British Indian Overseas Territory in March 2004. The FCO refused to disclose the information relying on section 27(1)(a) (international relations) of FOIA. The Commissioner has concluded that the FCO is entitled to rely on this exemption to withhold the requested information and that in all the circumstances of the case the public interest favours maintaining the exemption.
FOI 27: Not upheld
References: [2015] UKICO FS50585471
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559018

Rotherham Metropolitan Borough Council (Local Government (Borough Council)): ICO 30 Nov 2015

ICO The complainant requested information from Rotherham Metropolitan Borough Council (the Council) relating to two planning applications. The Council considered that Regulations 12(5)(e) (confidentiality of commercial or industrial information) and (f) (the interests of the person who provided the information) apply to some of the withheld information and that Regulations 12(4)(d) (unfinished documents) and (e) (internal communications) apply to all the withheld information. The Commissioner’s decision is that those Regulations are, for the most part, not engaged. He finds that while Regulation 12(4)(e) is engaged in respect of some of the information, the public interest favours disclosure of some of that information. The Commissioner requires the public authority to disclose to the complainant those aspects of the withheld information identified in the annex to this decision notice. The public authority must take these steps within 35 calendar days of the date of this decision notice. Failure to comply may result in the Commissioner making written certification of this fact to the High Court pursuant to section 54 of the Act and may be dealt with as a contempt of court.
EIR 12(4)(d): Upheld EIR 12(4)(e): Partly upheld EIR 12(5)(e): Upheld EIR 12(5)(f): Upheld
References: [2015] UKICO FER0584347
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559022

Portsmouth City Council (Local Government (City Council)): ICO 30 Nov 2015

The complainant requested the transcript of an exit interview carried out with a named former employee of Portsmouth City Council (the Council). The Council refused this request under the exemption provided by section 40(2) (personal information) of the FOIA. The Commissioner’s decision is that the Council cited section 40(2) correctly and so it was not obliged to disclose the requested information.
FOI 40: Not upheld
References: [2015] UKICO FS50592338
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.559021

Janes v Janes: UTTC 8 Jan 2016

PROCEDURE -New evidence-whether such evidence should and could have been adduced before the First-tier Tribunal-whether it is likely to have an important influence on the case – overriding objective- appeal allowed – case remitted to First-tier Tribunal
References: [2015] UKUT 688 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558967

Revenue and Customs v Associated Newspapers Ltd: UTTC 1 Dec 2015

VAT – retailer vouchers – VATA, Sch 10A – provision of vouchers to customers free of charge as part of business promotion scheme – whether a right to claim deduction of input tax on acquisitions of vouchers from issuer retailers or intermediaries – arts 167, 168, Principal VAT Directive – whether provision of vouchers free of charge gives rise to an output tax charge – art 3, VAT (Supply of Services) Order 1993, art 26 PVD
References: [2015] UKFTT 641 (TCC), [2016] STI 66, [2016] STC 1143, [2015] BVC 538
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558963

Tager v Revenue and Customs: UTTC 7 Dec 2015

PROCEDURE- penalty imposed in accordance with FA 2008, Sch 36, para 50 – parties agreed that decision records incorrect amount but not agreed on correction to be made – whether decision should be amended under slip rule (r 42) or should be set aside and remade (r 43) – neither rule engaged but different course suggested
References: [2015] UKUT 663 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558966

Shiner and Another v Revenue and Customs: UTTC 3 Nov 2015

complaint that the imposition of tax legislation is, in the circumstances, an improper restriction on the flow of capital for the purposes of EU legislation, ought to be struck out because it had already been the subject of a decision, adverse to the appellants, in a previous Court of Appeal decision given in judicial review proceedings
References: [2015] UKUT 596 (TCC), [2015] BTC 534, [2016] STI 73, [2016] STC 760
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558958

Revenue and Customs v Smith and Williamson Corporate Services Ltd: UTTC 11 Dec 2015

INCOME TAX and NICs – whether monies paid by first respondent to second respondent (and others) in respect of the benefit of client connections was income ‘from’ employment and thus liable to income tax and NICs – yes – appeal allowed
References: [2015] UKUT 666 (TCC), [2015] BTC 539, [2016] STC 1393
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558965

GSM Export (UK) Ltd and Another v Revenue and Customs: UTTC 27 Nov 2014

VAT – Missing Trader Inter-Community fraud, contra-trading, whether the appellant knew or should have known that the transactions were connected to fraudulent evasion of VAT. Was a Judge of the FTT biased or apparently biased or otherwise were there irregularities in the decision? No. Appeal dismissed
References: [2014] UKUT 529 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558971

Burns v The Financial Conduct Authority: UTTC 15 Dec 2014

Financial Services and Markets Act 2000 – whether misuse of position as non-executive director – whether failure to make proper disclosure of conflict of interest – whether breach of APER Statement of Principle 1 – whether applicant fit and proper
References: [2014] UKUT 509 (TCC)
Links: Bailii
Statutes: Financial Services and Markets Act 2000
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558972

Hayes, Regina v: CACD 21 Dec 2015

The defendant appealed from his conviction for conspiracy to defraud in connection with the alleged manipulation of the Yen LIBOR.
Held: The appeal failed: ‘the critical issue for the jury’s consideration in this case was whether they believed that the appellant may have been telling the truth when he said that his admissions of dishonesty and LIBOR manipulation in his SOCPA interviews had not been genuine admissions of guilt (and, in particular, dishonesty), but had merely been an opportunistic means of avoiding extradition to the USA. That was the critical issue on which all turned and in respect of which there was not merely the interviews but the contemporaneous recordings which substantiated those interviews. Standing back from the detail, once the objective standard of dishonesty was established as the correct test for the first limb of the Ghosh direction, it is difficult to see how the application of the subjective standard to what the appellant was saying while undertaking these trades could have led to any different conclusion.’
References: [2015] EWCA Crim 1944
Links: Bailii, Bailii
Judges: Lord Thomas of Cwmgiedd CJ, Sir Brian Leveson P and Gloster LJ
Jurisdiction: England and Wales
This case is cited by:

  • Cited – Ivey v Genting Casinos (UK) Ltd (T/A Crockfords) SC 25-Oct-2017 (, [2017] UKSC 67, , UKSC 2016/0213, , , , , , [2018] AC 391, [2018] 1 Cr App R 12, [2017] WLR(D) 708, [2017] LLR 783, [2018] 2 All ER 406, [2017] Lloyd’s Rep FC 561, [2017] 3 WLR 1212, [2018] Crim LR 395)
    The claimant gambler sought payment of his winnings. The casino said that he had operated a system called edge-sorting to achieve the winnings, and that this was a form of cheating so as to excuse their payment. The system exploited tiny variances . .

These lists may be incomplete.
Last Update: 16 October 2020; Ref: scu.558975

Excel Rti Solutions Ltd v Revenue and Customs: UTTC 21 Oct 2015

Decisions by HMRC refusing appellant’s claims for input tax deduction on ground that the input tax had been incurred in transactions connected with the fraudulent evasion of VAT and that appellant knew or should have known that this was the case – application of Joined Cases C-439/04 and C-440/04) Kittel v Belgium and Belgium v Recolta Recycling [2006] ECR I-6161; [2008] STC 1537 – appeal to First Tier Tribunal (‘FTT’) against HMRC decisions dismissed – appeal to Upper Tribunal – whether FTT applied correct standard of proof in respect of finding that appellant knew transactions connected with fraud – yes – whether the finding of FTT was perverse – no – appeal against decision of FTT dismissed
References: [2015] UKUT 552 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558942

Bittar v The Financial Conduct Authority: UTTC 10 Nov 2015

FINANCIAL SERVICES – preliminary hearing – third party rights – s 393 Financial Services and Markets Act 2000 – whether applicant identified in notice – yes
References: [2015] UKUT 602 (TCC)
Links: Bailii
Statutes: Financial Services and Markets Act 2000 393
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558948

New Deer Community Association v Revenue and Customs: UTTC 12 Nov 2015

VAT – Zero rating – Use for relevant charitable purpose – New building constructed by charitable community association comprising mainly changing room facilities and equipment storage area — Whether used as a village hall or similarly in providing social or recreational facilities – VATA 1994, Schedule 8, Group 5, Item 2, Note (6)(b) – Appeal refused.
References: [2015] UKUT 604 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558952

Revenue and Customs v DPAS Ltd: UTTC 5 Nov 2015

VALUE ADDED TAX – exemption – whether dental payment plan administrator provided services to patients for consideration – whether services exempt transactions concerning payments or transfers or standard rated debt collection – whether to refer questions to CJEU or stay case pending decision in Bookit II and NEC – if exempt whether change in contractual arrangements from 1 January 2012 abuse of law – appeal allowed in part and stayed
References: [2015] UKUT 585 (TCC), [2015] BVC 533, [2016] STC 857, [2015] STI 3369
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558954

Burns v The Financial Conduct Authority: UTTC 5 Nov 2015

Financial Services and Markets Act 2000 – reference of Authority’s decision to Tribunal – Tribunal Procedure (Upper Tribunal) Rules 2008 rule 10(3)(d)-(e) – whether some costs should be awarded to largely unsuccessful applicant
References: [2015] UKUT 601 (TCC)
Links: Bailii
Statutes: Financial Services and Markets Act 2000
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558949

Burgess and Another v Revenue and Customs: UTTC 27 Oct 2015

INCOME TAX/CORPORATION TAX – discovery assessments – competence issues – TMA, s 29 and FA 1998, Sch 18, paras 41-43 – time limit issues – TMA, s 36(1A) and FA 1998, Sch 18, para 46(2A) – whether failure by FTT to consider competence and time limit issues was an error of law – whether issues were required to be raised by HMRC or appellants – burden of proof – appeal allowed – whether to remit to FTT – case not remitted
References: [2015] UKUT 578 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558941

Bowring v Revenue and Customs: UTTC 12 Oct 2015

Transfer of trust assets by trustee of non-resident settlement to trustees of new UK-resident settlement – asset transfer linked with trustee borrowing – capital distributions subsequently made by latter settlement to beneficiaries who are also beneficiaries of first settlement – common ground that the realised trust gains of the first settlement were not transferred to the new settlement pursuant to section 90 Taxation of Chargeable Gains Act 1992 (‘TCGA’) as a result of the effect of subsection 90(5)(a) TCGA – ‘Flip Flop Mark II’ scheme – whether the capital payments could be treated as ‘received from’ both the trustee of the earlier settlement indirectly and the trustees of the new settlement within the meaning and for the purposes of subsections 87(4) and 97(5)(a) TCGA – no – the FTT ( [2013] UKFTT 366 (TC) ) erred in law in so holding – whether, on the undisputed findings of fact of the FTT, the capital payments were ‘received from’ the trustee of the first settlement indirectly – no – appeal allowed and decision of the FTT set aside.
References: [2015] UKUT 550 (TCC), [2015] STI 3032, [2016] STC 816, [2015] BTC 530, [2016] WTLR 79
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558940

Raftopoulou v Revenue and Customs: UTTC 13 Nov 2015

PROCEDURE – costs – whether the Tribunal has power to order a payment in respect of pro bono costs – s 194, Legal Services Act 2007; s 29, Tribunals, courts and Enforcement Act 2007 – held: no such power in the Tribunal – application refused
References: [2015] UKUT 630 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558953

Ashton v The Financial Conduct Authority: UTTC 21 Oct 2015

FINANCIAL SERVICES – procedure – application to make reference out of time – whether Tribunal satisfied that in all the circumstances application should be granted – yes – Rule 2 and Schedule 3 Paragraph 2(2) Tribunal Procedure (Upper Tribunal) Rules 2008
References: [2015] UKUT 569 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558939

HM Revenue and Customs v Glyn: UTTC 12 Oct 2015

Income Tax – Whether the Respondent had ceased to be non-resident before the tax year 2005-2006 – Retention of the Respondent’s home in the UK to which he returned on a number of occasions during the year – Whether the First-tier Tribunal had made findings of fact justified by the evidence – Whether the First-tier Tribunal ( [2013] UKFTT 645 (TC) ) had applied the correct tests as a matter of law – Appeal allowed and case remitted to First-tier Tribunal for re-hearing
References: [2015] UKUT 551 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558945

Joint v The Financial Conduct Authority: UTTC 26 Nov 2015

FINANCIAL SERVICES -general insurance broker – whether director failed to exercise due skill care and diligence in managing the business – whether he took reasonable steps to ensure compliance with relevant standards regarding the operation of client money accounts – Statements of Principle 6 and 7 Fitness and properness of approved person – prohibition order in relation to significant influence functions – s 56 FSMA Financial penalty-appropriate level of penalty – s 66(3)FSMA.
References: [2015 UKUT 636 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558950

Revenue and Customs v CCA Distribution Ltd: UTTC 24 Jun 2015

VALUE ADDED TAX-input tax- MTIC appeal-whether First-tier Tribunal made errors of law in concluding that taxpayer neither knew or should have known that its transactions were connected to fraud-yes-appeal allowed and case remitted for reconsideration to differently constituted tribunal
References: [2015] UKUT 513 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558938

Ardmore Construction Ltd and Another v Revenue and Customs: UTTC 20 Nov 2015

INCOME TAX – deduction of tax at source – whether ‘interest arising in the United Kingdom’ – ITA 2007, s 874 – source of interest – test to be applied – whether a multi-factorial test, a test of nationality of the loan document or a place of credit test – National Bank of Greece considered – appeals dismissed
References: [2015] UKUT 633 (TCC)
Links: Bailii
Jurisdiction: England and Wales

Last Update: 16 October 2020; Ref: scu.558947

Cook and Renfrewshire Council: SIC 6 Nov 2015

SIC Information Presented To The Council’s Procurement Sub-Committee – On 23 June 2015, Mr Cook asked Renfrewshire Council (the Council) for information relating to a meeting of its Procurement Sub-Committee.
The Council informed Mr Cook that the information was exempt from disclosure in terms of section 25(1) of FOISA on the basis that it was available to him on its website. The Council also provided the relevant links to Mr Cook. Following a review, Mr Cook remained dissatisfied and applied to the Commissioner for a decision.
Following an investigation, the Commissioner found that the Council had complied with FOISA in dealing with Mr Cook’s request.
References: [2015] ScotIC 169 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556108

Twaddell and South Ayrshire Council: SIC 26 Oct 2015

SIC SAWET grant to Putting Plus – On 17 August 2014, Ms Twaddell asked South Ayrshire Council (the Council) for information about any grants or public money awarded to two companies operating a putting green. The Council disclosed the amounts awarded, including an award from the South Ayrshire Waste Environment Trust (SAWET). The Council told Ms Twaddell that it did not hold more information about the SAWET grant application because SAWET was an independent organisation. Following a review, Ms Twaddell remained dissatisfied and applied to the Commissioner for a decision.
The Commissioner found that, for the purposes of the EIRs, the Council did not hold information about the SAWET grant application. However, the Commissioner also found that the Council had failed to comply in full with the EIRs in responding to Ms Twaddell’s information request.
References: [2015] ScotIC 164 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556095

Duman and City of Edinburgh Council: SIC 6 Nov 2015

SIC Advertising Drums – On 2 June 2015, Mr Duman asked City of Edinburgh Council (the Council) for evidence of who gave authority on behalf of the Council to introduce three specified advertising drums. The Council told Mr Duman that it held no recorded information.
During the investigation, the Council notified the Commissioner that it did hold information falling within the scope of the request and that this had been provided to Mr Duman. As a result, the Commissioner found that the Council failed to comply with the EIRs by informing Mr Duman that it did not hold information falling within the scope of the request.
The Commissioner was satisfied that, by the end of the investigation, all relevant information had been provided to Mr Duman.
References: [2015] ScotIC 171 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556102

Tibbitt and Shetland Islands Council: SIC 17 Nov 2015

SIC Emerging and Residual Threat Local Profile (Ertlp): Failure To Respond Within Statutory Timescales – On 30 August 2015, Mr Alastair Tibbitt asked Shetland Islands Council (the Council) for information about the Emerging and Residual Threat Local Profile (ERTLP) for its area. This decision finds that the Council failed to comply with Mr Tibbitt’s requirement for review within the timescale allowed by the Freedom of Information (Scotland) Act 2002 (FOISA).
References: [2015] ScotIC 180 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556098

Mr Kevin O’Donnell and Crown Office and Procurator Fiscal Service: SIC 18 Nov 2015

SIC Procurement details for IT equipment – On 20 September 2014, Mr O’Donnell asked the Crown Office and Procurator Fiscal Service (COPFS) for details of payments to Ricoh for specified services between given dates, and for other details of the related procurement exercise.
COPFS responded by providing information to Mr O’Donnell. Following a review, Mr O’Donnell was dissatisfied with the information given to him and applied to the Commissioner for a decision.
The Commissioner investigated. Following the disclosure of further information during the investigation (subject to appropriate redactions), the Commissioner was satisfied that COPFS had provided Mr O’Donnell with the information it held falling within the scope of his request. However, she found that the information should have been provided to Mr O’Donnell at an earlier stage.
References: [2015] ScotIC 184 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556103

Mr N and Scottish Legal Complaints Commission: SIC 10 Nov 2015

SIC Complaints Correspondence – On 5 June 2015, Mr N asked the Scottish Legal Complaints Commission (the SLCC) for correspondence regarding complaints he had raised. The SLCC refused to disclose the correspondence on the basis that it was prohibited from doing so by the Legal Profession and Legal Aid (Scotland) Act 2007. Following an investigation, the Commissioner accepted that the SLCC was prohibited from disclosing the correspondence and that the correspondence was therefore exempt from disclosure under FOISA.
References: [2015] ScotIC 173 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556104

Ellison and Chief Constable of The Police Service of Scotland: SIC 9 Nov 2015

SIC Compensation Payments – On 13 April 2015, Mr Ellison asked the Chief Constable of the Police Service of Scotland (Police Scotland) for details of compensation payments made by Police Scotland.
Following a request for review, Police Scotland told Mr Ellison that complying with his request would cost in excess of the andpound;600 cost limit (and so they were not obliged to comply). Following an investigation, the Commissioner accepted this, but found that Police Scotland had failed to provide reasonable advice and assistance to help Mr Ellison narrow the request. She also found that Police Scotland failed to comply with the relevant statutory timescales.
The Commissioner required Police Scotland to go back to Mr Ellison and provide him with adequate advice and assistance.
References: [2015] ScotIC 172 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556097

G and Scottish Prison Service: SIC 12 Nov 2015

SIC Interference With Staff Mail – On 30 March 2015, Mr G asked the Scottish Prison Service (the SPS) for information relating to (a) an audit of prisoner mail protocols and (b) reported incidents of interference with staff mail. The SPS provided Mr G with a copy of the audit. In relation to interference with staff mail, the SPS stated disclosure of the information would breach the first data protection principle and the information was therefore exempt under section 38(1)(b) of FOISA.
Following an investigation, the Commissioner found that the information previously withheld by the SPS did not fall within the scope of Mr G’s request. She accepted that the SPS did not hold any further information.
References: [2015] ScotIC 179 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556101

Ross and Lothian Health Board: SIC 6 Nov 2015

SIC Final Report of External Review – On 11 January 2015, Mr Ross asked Lothian Health Board (NHS Lothian) for the information in a report produced following an external review relating to its perinatal psychiatry service.
NHS Lothian told Mr Ross that none of the information in the report could be disclosed given the personal nature of the matters considered. Following a review, Mr Ross remained dissatisfied and applied to the Commissioner for a decision.
The Commissioner investigated and was satisfied that the withheld information should all be considered the personal data of the individuals whose actions were the subject of the review.
Disclosure would breach the first data protection principle, so NHS Lothian was entitled to withhold the information under section 38(1)(b) of FOSIA.
References: [2015] ScotIC 170 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556099

Mr N and South Lanarkshire Council: SIC 19 Nov 2015

SIC Dog entering garden – On 23 April 2015, Mr N asked South Lanarkshire Council (the Council) to confirm whether the owner of a dog had ever admitted that the dog had entered his garden.
The Council refused to comply with the request on the grounds that it was vexatious.
The Commissioner did not accept all of the Council’s submissions to her arguing this, as the submissions did not make a sufficiently clear link between all of the factors it claimed applied and the arguments to support them.
Although she did not accept all of the factors claimed, the Commissioner accepted that the request had the effect of harassing the Council and so it was entitled to refuse to comply with Mr N’s request on the grounds that it was vexatious.
References: [2015] ScotIC 181 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556105

Fleming and Aberdeenshire Council: SIC 10 Nov 2015

SIC Management of Stonehaven Recreation Grounds Trust 2010 – 2014 – On 4 March 2015, Mr Fleming asked Aberdeenshire Council (the Council) for all the information it held on the management of the Stonehaven Recreation Grounds Trust (the Trust) during the period 2010 – 2014. The Council responded by stating that it did not hold any information. Mr Fleming remained dissatisfied following a review and applied to the Commissioner for a decision.
The Commissioner investigated and found that the Council complied with Part 1 of FOISA in responding to Mr Fleming’s request.
References: [2015] ScotIC 175 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556100

Telford and North Ayrshire Council: SIC 27 Oct 2015

SIC New Cost Plan for Houses and Associated Documentation – On 23 June 2015, Mr Telford asked North Ayrshire Council (the Council) for the new cost plan for houses in Fairlie covered by a Council housing policy and all documentation associated with its production and agreement. The Council told Mr Telford that it did not hold the information.
Following an investigation the Commissioner accepted this.
References: [2015] ScotIC 165 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556094

Cherbi and Scottish Minsters: SIC 9 Nov 2015

SIC Legal Advice: Register of Judicial Interests – On 1 May 2015, Mr Cherbi asked the Scottish Ministers (the Ministers) for information regarding legal advice taken on calls to create a register of interests for members of Scotland’s Judiciary.
The Ministers provided some information, but withheld legal advice, on the basis that disclosure would breach legal professional privilege. The Ministers also withheld the identity of the source of the advice, arguing that disclosure would prejudice the effective conduct of public affairs.
The Commissioner investigated and found that the Ministers had responded to Mr Cherbi’s request for information in accordance with FOISA.
References: [2015] ScotIC 168 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556106

The Applicant and Chief Constable of The Police Service of Scotland: SIC 5 Nov 2015

SIC Involvement of Kenny Macaskill In Police Inquiry Into The Death of Barry Wallace – On 14 October 2014, the Applicant asked the Chief Constable of the Police Service of Scotland (Police Scotland) for all and any information held by Police Scotland about the potential involvement of Mr Kenneth MacAskill MSP in the police inquiry into the death of Barry Wallace.
Police Scotland applied section 18 of FOISA. They refused to confirm or deny whether they held any information stating that if it existed and was held, it would be exempt from disclosure under FOISA. Following a review, the Applicant remained dissatisfied and applied to the Commissioner for a decision.
The Commissioner investigated and found that Police Scotland partially failed to respond to the Applicant’s request for information in accordance with Part 1 of FOISA.
She accepted that some information covered by the request, if it existed and was held by Police Scotland, would be exempt from disclosure under section 34(1) and so Police Scotland were entitled to refuse to confirm or deny whether they held the information, in terms of section 18(1).
The Commissioner did not accept that other information covered by the Applicant’ request, if it existed and was held by Police Scotland, would be exempt from disclosure under section 34(1) or section 38(1)(b) of FOISA, and so Police Scotland were not entitled to refuse to confirm or deny whether they held the information, in terms of section 18(1). The Commissioner required Police Scotland to reveal whether it held such information, and if it did so to either disclose it or serve notice under FOISA withholding it.
References: [2015] ScotIC 166 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556096

Wilson and Chief Constable of The Police Service of Scotland: SIC 10 Nov 2015

SIC Report About Ayrshire and Arran Health Board – On 20 April 2015, Mr Wilson asked the Chief Constable of the Police Service of Scotland (Police Scotland) about aspects of the investigation upon which a report about NHS Ayrshire and Arran was based. Police Scotland told Mr Wilson they could neither confirm nor deny whether the information existed. Following a review, Mr Wilson remained dissatisfied and applied to the Commissioner for a decision.
During the Commissioner’s investigation, Police Scotland confirmed to Mr Wilson that they held no information falling within his request.
The Commissioner found that Police Scotland had not been entitled to refuse to confirm or deny whether they held the information. As Police Scotland have now confirmed that they do not hold the information, she did not require Police Scotland to take any action.
References: [2015] ScotIC 174 – 2015
Links: Bailii
Jurisdiction: Scotland

Last Update: 15 October 2020; Ref: scu.556107