Securities and Investments Board v Financial Intermediaries, Managers and Brokers Regulatory Association Ltd: ChD 1991

The 1986 Act conferred no power to make rules in respect of any liability incurred before the commencement date of the First Schedule whereby the definition of ‘Investment Business’ came into force.

Morritt J
[1991] 3 WLR 889, [1991] 4 All ER 398, [1992] Ch 268
Financial Services Act 1986
England and Wales

Financial Services

Updated: 23 December 2021; Ref: scu.551308