Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty
Citations:
[2015] UKUT B2 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 05 August 2022; Ref: scu.553200