Roberts v The Financial Conduct Authority: UTTC 8 Sep 2015

Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty

Citations:

[2015] UKUT B2 (TCC)

Links:

Bailii

Jurisdiction:

England and Wales

Financial Services

Updated: 05 August 2022; Ref: scu.553200