References: [2011] UKUT B18 (TCC) (TCC)
Links: Bailii
Coram: Sir Stephen Oliver QC
UTTC FINANCIAL SERVICES – Part IV Permission – Refusal by Authority – Application for permission to conduct insurance broking activity – Lack of understanding of requirements of regulatory system – Lack of experience – Threshold Conditions 4 and 5 – Reference dismissed – FSMA 2000 s40
Statutes: Financial Services and Markets Act 2000 40
