Khorassani v Kathrin Pflanz: ECJ 14 Jun 2017

ECJ (Internal Market – Principles Internal Market : Judgment) References for a preliminary ruling – Directive 2004/39/EC – Markets in financial instruments – Article 4(1)(2) – Definition of ‘investment services’ – point 1 of Section A of Annex I – Reception and transmission of orders in relation to one or more financial instruments – Potential inclusion of brokering with a view to concluding a portfolio management contract

Citations:

ECLI:EU:C:2017:451, [2017] WLR(D) 405, [2017] EUECJ C-678/15

Links:

WLRD, Bailii

Statutes:

Directive 2004/39/EC 4(1)(2)

Jurisdiction:

European

Financial Services

Updated: 27 March 2022; Ref: scu.588280