FSMT Reference – Cancellation of Part IV permission – Threshold conditions, failure to submit on 3 occasions form RMAR – Importance of compliance with submission of form; reference allowed in consideration of particular personal circumstances and undertakings to the extent that FSA directed to substitute monetary penalty with other conditions failing compliance with which directed to cancel Applicant’s Part IV permission
[2008] UKFSM FSM057
Bailii
England and Wales
Financial Services
Updated: 22 November 2021; Ref: scu.516726
