FSMT TRIBUNAL – Jurisdiction – Matter referred – Decision to fine Applicant for market abuse and breaches of Principles 2 and 3 – Decision referred to Tribunal – Authority’s statement of case contends that Tribunal should determine as appropriate action the withdrawal of Applicant’s approval or the prohibition of the Applicant – Whether Authority’s contention as to the appropriate action relates to the ‘matter referred’ – Yes – Financial Services and Markets Act 2000, s.133
Citations:
[2002] UKFSM FSM035
Links:
Financial Services
Updated: 15 July 2022; Ref: scu.268215
