UTTC Application for approval to perform Controlled Function CF30 – whether a fit and proper person – FSMA 2000, s 61 – integrity and reputation – competence and capability – financial soundness – conflict of interest – knowledge and understanding of investments recommended – proposal for remote supervision by applicant
Citations:
[2012] UKUT B16 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 10 November 2022; Ref: scu.466675
