FINANCIAL SERVICES – Decision Notice cancelling Part 4A permission on grounds applicant did not have professional indemnity insurance and was failing to pay fees and levies – whether applicant continued to satisfy the threshold conditions of having appropriate resources and suitability-whether matter should be remitted for reconsideration in the light of Tribunal’s findings – yes – reference allowed – ss 55B, 55J, Schedule 6 para 2D and 2E FSMA 2000- MIPRU 3.2.1 and FEES 2.3.1R of the Authority’s Handbook of Rules and Guidance
Citations:
[2020] UKUT 139 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 04 December 2022; Ref: scu.651192
