FSMT PRELIMINARY ISSUE – Applicant prohibited from performing any function in relation to regulated activities because it appeared to the Authority that he was not a fit and proper person – Applicant had been found guilty of conduct unbefitting a solicitor by the Solicitors Disciplinary Tribunal who ordered that he be struck off the Roll of Solicitors – whether the findings of that Tribunal could be relied upon by the Authority in this reference without the need to re-prove each and every allegation – yes – preliminary issue determined in favour of the Authority – Financial Services and Markets Act 2000 s 56
[2005] UKFSM FSM017
Bailii
England and Wales
Updated: 10 October 2021; Ref: scu.516843
