Elliot v Financial Services Authority: FSMT 16 Mar 2006

FSMT REGULATED ACTIVITIES – performance of – prohibition order – whether Applicant a fit and proper person to perform functions in relation to regulated activities carried on by an authorised person – no – whether the Authority had power to make a prohibition order – yes – reference determined in favour of the Authority – Financial Services and Markets Act 2000 s 56

Citations:

[2002] UKFSM FSM027

Links:

Bailii

Financial Services

Updated: 15 July 2022; Ref: scu.268207