Batra v The Financial Conduct Authority: UTTC 13 May 2014

UTTC FINANCIAL SERVICES – withdrawal of approval and prohibition of approved person – whether Applicant made false and misleading representations in mortgage applications – yes – whether Applicant failed to deal with the Authority in open and co-operative manner – yes – whether Applicant dishonest – no – whether Applicant lacked integrity – yes – whether Applicant fit and proper person – no – prohibition from carrying out any function confirmed – reference dismissed

[2014] UKUT 214 (TCC)
Bailii
England and Wales

Financial Services

Updated: 01 November 2021; Ref: scu.525889