ECJ (Internal Market – Principles Internal Market : Judgment) References for a preliminary ruling – Directive 2004/39/EC – Markets in financial instruments – Article 4(1)(2) – Definition of ‘investment services’ – point 1 of Section A of Annex I – Reception and transmission of orders in relation to one or more financial instruments – Potential inclusion of brokering with a view to concluding a portfolio management contract
Citations:
ECLI:EU:C:2017:451, [2017] WLR(D) 405, [2017] EUECJ C-678/15
Links:
Statutes:
Jurisdiction:
European
Financial Services
Updated: 27 March 2022; Ref: scu.588280