STRIKE OUT APPLICATION – No real prospect of success – Fitness and propriety – Criminal convictions – Applicant referred decision notice containing prohibition order – Recent convictions for failing to notify change of control and for knowingly or recklessly giving false and misleading information – Whether and in what circumstances it is proper for Tribunal to strike out the Reference on grounds of no real prospect of success – Strike out application granted – Tribunal Procedure (Upper Tribunal) Rules 2008 (SI 2698/2008) as amended, Rule 8(3)(c)
Citations:
[2010] UKUT 25 (FS), [2010] UKUT B32 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 01 September 2022; Ref: scu.428186