FSMT APPLICATION FOR PERMISSION – intending mortgage and insurance intermediary – lack of qualification and little evidence of experience – attempt to mislead Authority – whether Threshold Conditions 4 and 5 satisfied – no – Decision Notice refusing permission upheld – reference dismissed
Citations:
[2009] UKFSM FSM068
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 23 July 2022; Ref: scu.373726