PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Unauthorised trading – Whether managing director carrying on ‘desk head’ role is guilty of misconduct – FSMA 2000 s.66(2)
Citations:
[2012] UKUT B7 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 01 February 2022; Ref: scu.462882