Haworth Final Decision v Financial Services Authority: FSMT 28 Mar 2007

FSMT AUTHORISATION – Part IV permission – Cancellation – Fit and proper person – Whether Applicant falls short of Threshold Condition 5 – Whether Applicant has failed to conduct business with integrity and in compliance with proper standards and failed to treat customer fairly – Yes – Reference dismissed

Citations:

[2007] UKFSM FSM045

Links:

Bailii

Financial Services

Updated: 15 July 2022; Ref: scu.268195