FINANCIAL SERVICES- independent financial adviser convicted of attempted sexual grooming of a child aged under 16 – whether adviser no longer fit and proper by reason of lacking the necessary integrity and reputation – whether decision to remove approval to perform senior management functions and impose a prohibition order reasonably open to the Authority – ss56, 63 and 133(6) FSMA 2000
Citations:
[2021] UKUT 222 (TCC)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 07 February 2022; Ref: scu.671199