FSMT MARKET ABUSE – Conditions – Information not generally available to the market – Transactions in 2003 – Whether Applicants traded in shares in reliance on inside information, being information not generally available to market – No – Condition (a) of s.118(2) of FSandMA 2000 not satisfied – No penalty to be imposed PROCEDURE – Submission of no case to answer – Tribunal’s discretion in dealing with submission
Citations:
[2006] UKFSM FSM026
Links:
Citing:
See Als – Baldwin (Costs Decision) FSMT 24-Jan-2006
FSMT COSTS – FSandMA 2000 Sch 13 paragraph 13 – Test of reasonableness – Whether costs to be awarded under paragraph 13(2) on ground that decision of FSA was unreasonable – No – Whether relevant conduct under . .
Lists of cited by and citing cases may be incomplete.
Financial Services
Updated: 15 July 2022; Ref: scu.268204