Conduct of Business Rules – approvals by solicitors of promotions by unauthorised overseas companies – ‘boiler rooms’ – alleged absence of adequate guidance by FSA – recklessness – sanction – level of financial penalty
Citations:
[2010] UKUT B7 (FS)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 01 September 2022; Ref: scu.428148