Roberts and Another v The Financial Conduct Authority: UTTC 6 Aug 2015

UTTC Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty
[2015] UKUT 0408 (TCC)
Bailii
England and Wales

Updated: 06 October 2021; Ref: scu.553198