Sidney Cordle and Scott Briscoe Limited v Financial Services Authority: UTTC 2 Jan 2013

UTTC FINANCIAL SERVICES – authorisation to carry on regulated activity – approval to perform controlled functions – decisions to refuse applications – fit and proper – whether candidate for approval satisfied honesty and integrity criteria – failure to disclose prior investigation in applications for permission and approval – subsequent concealment by individual candidate – decision to reject applications upheld.

Citations:

[2013] UKUT B1 (TCC)

Links:

Bailii

Jurisdiction:

England and Wales

Financial Services

Updated: 03 June 2022; Ref: scu.468854