The claimant provided facilities for trading in financial derivatives, and had acted for the defendants. It now sought to recover substantial losses incurred on their accounts. The defendants denied that the sums were payable, on the basis that the claimant had not obtained the necessary client agreements required by the claimant’s regulator.
Judges:
Simon Brown QC
Citations:
[2012] EWHC B4 (Mercantile)
Links:
Jurisdiction:
England and Wales
Financial Services
Updated: 19 July 2022; Ref: scu.452838