FSMT AUTHORISATION – Part IV permission – Cancellation – Fit and proper person – Whether Applicant falls short of Threshold Condition 5 – Whether Applicant has failed to conduct business with integrity and in compliance with proper standards and failed to treat customer fairly – Yes – Reference dismissed
Citations:
[2007] UKFSM FSM045
Links:
Financial Services
Updated: 15 July 2022; Ref: scu.268195