Regina v Securities and Investment Board and Another; Ex Parte Independent Financial Adviser’s Association: QBD 18 May 1995

The Security and Investment Board’s requirement for IFA’s to self assess their own breaches of their professional rules was lawful and proper.

Citations:

Times 18-May-1995

Jurisdiction:

England and Wales

Financial Services

Updated: 21 October 2022; Ref: scu.87993