Rayner and Another v The Financial Services Authority: FSMT 6 Aug 2004

FSMT FSA: REGULATORY ACTION AGAINST INDIVIDUALS withdrawal of approval – prohibition order – fit and proper obligations under Pensions Review – importance of compliance disposal of assets without making proper provision for review – lack of integrity – proportionality of action – test to be applied

Citations:

[2004] UKFSM FSM009

Links:

Bailii

Financial Services

Updated: 11 June 2022; Ref: scu.200430