Rajah v Financial Services Authority: FSMT 17 May 2005

FSMT REGULATED ACTIVITIES – Permission – Refusal of application – Threshold Conditions 4 and 5 – Judgments entered against Applicant in 2003 and 2004 – Applicant failed to disclose judgment debts when submitting HSF2 form – Whether Tribunal satisfied as to Applicant’s suitability – No – Whether Tribunal satisfied as to Applicant’s financial resources – No – Reference dismissed – FSMA s41(2)

[2005] UKFSM FSM013
Bailii

Financial Services

Updated: 22 November 2021; Ref: scu.516841