Mohammed Karim v FSA: UTTC 15 Mar 2011

UTTC FINANCIAL SERVICES – Part IV Permission – Refusal by Authority – Application for permission to conduct insurance broking activity – Lack of understanding of requirements of regulatory system – Lack of experience – Threshold Conditions 4 and 5 – Reference dismissed – FSMA 2000 s40

Sir Stephen Oliver QC
[2011] UKUT B18 (TCC) (TCC)
Bailii
Financial Services and Markets Act 2000 40
England and Wales

Financial Services

Updated: 11 November 2021; Ref: scu.440813