UTTC FINANCIAL SERVICES – whether applicant guilty of misconduct – breach of Statement of Principle 1 – dishonesty and lack of integrity – whether applicant is a fit and proper person – withdrawal of approval to carry out approved functions – FSMA, s 63 – prohibition order – s 56 – financial penalty – s 66
[2014] UKUT 335 (TCC)
Bailii
England and Wales
Updated: 17 June 2021; Ref: scu.535707 br>