FSMT AUTHORIZATION – Part IV permission – Cancellation – Fit and proper person – Whether Applicant falls short of Threshold Condition 5 – Whether Applicant has failed to conduct business with integrity and in compliance with proper standards and failed to treat customers fairly and failed to be open and co-operative with the Authority – Yes – Reference dismissed
Citations:
[2002] UKFSM FSM044
Links:
Financial Services
Updated: 15 July 2022; Ref: scu.268194