The claimant spread betting company sought payment of sums due for bets from the defendant who said they owed him money under the 2000 Act. Held: Morgan J observed as to the interpretation of the contract: ‘Accordingly, in my judgment, the minimum content of a communication which is required for that communication to qualify as … Continue reading Spreadex Ltd v Sekhon: ChD 23 May 2008
The claimant sought damages alleging that the defendant had failed in its statutory duties under the 2000 Act when advising on pension reviews. Judges: Pelling QC J Citations: [2010] EWHC 2875 (Ch) Links: Bailii Statutes: Financial Services and Markets Act 2000 150 Jurisdiction: England and Wales Financial Services Updated: 17 September 2022; Ref: scu.442584
The claimants appealed against a claim that they had been mis-sold interest rate swap arrangements by their bankers, thereby suffering losses. Richards, Hellett, Tomlinson LJJ [2013] EWCA Civ 1197 Bailii Financial Services and Markets Act 2000 150 England and Wales Citing: Cited – Hedley Byrne and Co Ltd v Heller and Partners Ltd HL 28-May-1963 … Continue reading Green and Another v The Royal Bank of Scotland Plc: CA 9 Oct 2013
Application for leave to appeal – rejection of claim that some charges were an abuse of process. Judges: Lord Justice Pill Citations: [2009] EWCA Crim 1639 Links: Bailii Statutes: Financial Services and Markets Act 2000 Jurisdiction: England and Wales Crime Updated: 23 November 2022; Ref: scu.415064
Judges: Tomlinson J Citations: [2006] EWHC 1500 (Comm) Links: Bailii Statutes: Financial Services and Markets Act 2000 112 Jurisdiction: England and Wales Financial Services, Arbitration Updated: 12 November 2022; Ref: scu.242718
The Claimant, Mr Nicholas de Boinville, brings claims against the Defendant, a provider of Spread Betting Services on an ‘execution only’ basis, for damages for breach of contract, breach of fiduciary duty, misrepresentation and a statutory claim under section 150 (which was replaced on 1 April 2013) by section 138D of the Financial Services and … Continue reading De Boinville v I G Index Ltd: ComC 10 Dec 2021
Proceedings were brought against the appellant’s associated parties, alleging that they had carred on regulated activities without authorisation, contrary to section 19 of the2000 Act. They had offered various plots of land for sale, suggesting they would be seeking planning development permissions. Held: The appeal was dismissed. The company’s activities operated as ‘collective investment schemes’ … Continue reading Asset Land Investment Plc and Another v The Financial Conduct Authority: SC 20 Apr 2016