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Banif Plus Bank Zrt v Marton Lantos: ECJ 3 Dec 2015

ECJ Judgment – References for a preliminary ruling – Directive 2004/39/EC – Articles 4(1) and 19(4), (5) and (9) – Markets in financial instruments – Concept of ‘investment services and activities’ – Provisions to ensure investor protection – Conduct of business obligations when providing investment services to clients – Obligation to assess the suitability or … Continue reading Banif Plus Bank Zrt v Marton Lantos: ECJ 3 Dec 2015

Altmann And Others v BaFin: ECJ 4 Sep 2014

ECJ Advocate General’s Opinion – Approximation of laws – Directive 2004/39/EC – Article 54, paragraphs 1 and 2 – Obligation of professional secrecy to which the supervisory authorities of financial services – investment company of fraudulent bankruptcy or liquidation – Effect on secret professional – Disclosure of information in civil or commercial proceedings if they … Continue reading Altmann And Others v BaFin: ECJ 4 Sep 2014

Commission of The European Communities v Czech Republic: ECJ 25 Sep 2008

ECJ (Judgment of The Court (Seventh Chamber)) Failure of a Member State to fulfil obligations – Directive 2006/73/EC – Measures implementing Directive 2004/39/EC – Organisational requirements and operating conditions for investment firms – Failure to adopt within the prescribed period C-87/08, [2008] EUECJ C-87/08 Bailii Directive 2006/73/EC, Directive 2004/39/EC European Updated: 04 December 2021; Ref: … Continue reading Commission of The European Communities v Czech Republic: ECJ 25 Sep 2008

Nilas And Others: ECJ 1 Jul 2011

Fast Track – Order [2011] EUECJ C-248/11, C-248/11 Bailii Directive 2004/39/EC Cited by: See Also – Nilas And Others ECJ 22-Mar-2012 nilasECJ2012 ECJ Directive 2004/39/EC – Markets in financial instruments – Article 4(1)(14) – Concept of ‘regulated market’ – Authorisation – Functional requirements – Market whose legal nature is not specified, but which is . … Continue reading Nilas And Others: ECJ 1 Jul 2011

Nilas And Others: ECJ 22 Mar 2012

nilasECJ2012 ECJ Directive 2004/39/EC – Markets in financial instruments – Article 4(1)(14) – Concept of ‘regulated market’ – Authorisation – Functional requirements – Market whose legal nature is not specified, but which is managed, after a merger, by a legal person also managing a regulated market – Article 47 – Not included on the list … Continue reading Nilas And Others: ECJ 22 Mar 2012